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Anthropologist, professor at the Federal University of São Paulo

Indigenous knowledge still undervalued – study (EurekaAlert!)

News Release 3-Sep-2020

Respondents describe a power imbalance in environmental decision-making

Anglia Ruskin University

New research has found that Indigenous knowledge is regularly underutilised and misunderstood when making important environmental decisions.

Published in a special edition of the journal People and Nature, the study investigates how to improve collaborations between Indigenous knowledge holders and scientists, and recommends that greater equity is necessary to better inform decision-making and advance common environmental goals.

The research, led by Dr Helen Wheeler of Anglia Ruskin University (ARU), involved participants from the Arctic regions of Norway, Sweden, Greenland, Russia, Canada, and the United States.

Indigenous peoples inhabit 25% of the land surface and have strong links to their environment, meaning they can provide unique insights into natural systems. However, the greater resources available to scientists often creates a power imbalance when environmental decisions are made.

The study’s Indigenous participants identified numerous problems, including that Indigenous knowledge is often perceived as less valuable than scientific knowledge and added as anecdotes to scientific studies.

They also felt that Indigenous knowledge was being forced into frameworks that did not match Indigenous people’s understanding of the world and is often misinterpreted through scientific validation. One participant expressed the importance of Indigenous knowledge being reviewed by Indigenous knowledge holders, rather than by scientists.

Another concern was that while funding for Arctic science was increasing, the same was not happening for research rooted in Indigenous knowledge or conducted by Indigenous peoples.

Gunn-Britt Retter, Head of the Arctic and Environmental Unit of the Saami Council, said: “Although funding for Arctic science is increasing, we are not experiencing this same trend for Indigenous knowledge research.

“Sometimes Indigenous organisations feel pressured to agree to requests for collaboration with scientists so that we can have some influence in decision-making, even when these collaborations feel tokenistic and do not meet the needs of our communities. This is because there is a lack of funding for Indigenous-led research.”

Victoria Buschman, Inupiaq Inuit wildlife and conservation biologist at the University of Washington, said: “Much of the research community has not made adequate space for Indigenous knowledge and continues to undermine its potential for information decision-making. We must let go of the narrative that working with Indigenous knowledge is too challenging.”

The study concludes that values, laws, institutions, funding and mechanisms of support that create equitable power-relations between collaborators are necessary for successful relationships between scientists and Indigenous groups.

Lead author Dr Helen Wheeler, Lecturer in Zoology at Anglia Ruskin University (ARU), said: “The aim of this study was to understand how to work better with Indigenous knowledge. For those who do research on Indigenous people’s land, such as myself, I think this is an important question to ask.

“Our study suggests there are still misconceptions about Indigenous knowledge, particularly around the idea that it is limited in scope or needs verifying by science to be useful. Building capacity for research within Indigenous institutions is also a high priority, which will ensure Indigenous groups have greater power when it comes to informed decision-making.

“Indigenous knowledge is increasingly used in decision-making at many levels from developing international policy on biodiversity to local decisions about how to manage wildlife. However, as scientists and decision-makers use knowledge, they must do so in a way that reflects the needs of Indigenous knowledge holders. This should lead to better decisions and more equitable and productive partnerships.”

Related Journal Article

http://dx.doi.org/10.1002/pan3.10131

American environmentalism’s racist roots have shaped global thinking about conservation (The Conversation)

John James Audubon relied on African Americans and Native Americans to collect some specimens for his ‘Birds of America’ prints (shown: Florida cormorant), but never credited them. National Audubon Society

September 2, 2020 3.22pm EDT

Prakash Kashwan Co-Director, Research Program on Economic and Social Rights, Human Rights Institute, and Associate Professor, Department of Political Science., University of Connecticut

The United States is having a long-overdue national reckoning with racism. From criminal justice to pro sports to pop culture, Americans increasingly are recognizing how racist ideas have influenced virtually every sphere of life in this country.

This includes the environmental movement. Recently the Sierra Club – one of the oldest and largest U.S. conservation organizations – acknowledged racist views held by its founder, author and conservationist John Muir. In some of his writing, Muir described Native Americans and Black people as dirty, lazy and uncivilized. In an essay collection published in 1901 to promote national parks, he assured prospective tourists that “As to Indians, most of them are dead or civilized into useless innocence.”

Acknowledging this record, Sierra Club Executive Director Michael Brune wrote in July 2020: “As defenders of Black life pull down Confederate monuments across the country, we must…reexamine our past and our substantial role in perpetuating white supremacy.”

This is a salutary gesture. However, I know from my research on conservation policy in places like India, Tanzania and Mexico that the problem isn’t just the Sierra Club.

American environmentalism’s racist roots have influenced global conservation practices. Most notably, they are embedded in longstanding prejudices against local communities and a focus on protecting pristine wildernesses. This dominant narrative pays little thought to indigenous and other poor people who rely on these lands – even when they are its most effective stewards.

Native Americans protest President Donald Trump’s visit to Mount Rushmore National Memorial in South Dakota, July 3, 2020. Micah Garen/Getty Images

Racist legacies of nature conservation

Muir was not the first or last American conservationist to hold racist views. Decades before Muir set foot in California’s Sierra Nevada. John James Audubon published his “Birds of America” engravings between 1827 and 1838. Audubon was a skilled naturalist and illustrator – and a slaveholder.

Audubon’s research benefited from information and specimens collected by enslaved Black men and Indigenous people. Instead of recognizing their contributions, Audubon referred to them as “hands” traveling along with white men. The National Audubon Society has removed Audubon’s biography from its site, referring to Audubon’s involvement in the slave trade as “the challenging parts of his identity and actions.” The group also condemned “the role John James Audubon played in enslaving Black people and perpetuating white supremacist culture.”

Theodore Roosevelt, who is widely revered as the first environmental president, was an enthusiastic hunter who led the Smithsonian–Roosevelt African Expedition to Kenya in 1909-1910. During this “shooting trip,” Roosevelt and his party killed more than 11,000 animals, including elephants, hippopotamuses and white rhinos.

Theodore Roosevelt and John Muir at Yosemite National Park, California, 1903. Library of Congress

The predominant view is that Roosevelt’s love of hunting was good for nature because it fueled his passion for conservation. But this paradigm underpins what I see as a modern racist myth: the view that trophy hunting – wealthy hunters buying government licenses to shoot big game and keep whatever animal parts they choose – pays for wildlife conservation in Africa. In my assessment, there is little evidence to support such claims about trophy hunting, which reinforce exploitative models of conservation by removing local communities from lands set aside as hunting reserves.

Ecologist Aldo Leopold, who is viewed as the father of wildlife management and the U.S. wilderness system, was an early proponent of the argument that overpopulation is the root cause of environmental problems. This view implies that economically less-developed nations with large populations are the biggest threats to conservation.

Contemporary advocates of wildlife conservation, such as Britain’s Prince William, continue to rely on the trope that “Africa’s rapidly growing human population” threatens the continent’s wildlife. Famed primatologist Jane Goodall also blamed our current environmental challenges in part on overpopulation.

However, the argument that population growth alone is responsible for environmental damage is problematic. Many studies have concluded that conspicuous consumption and the energy-intensive lifestyles of wealthy people in advanced economies have a much larger impact on the environment than actions by poor people. For example, the richest 10% of the world’s population produces almost as much greenhouse gas emissions as the bottom 90% combined.

Local communities are often written out of popular narratives on nature conservation. Many documentaries, such as the 2020 film “Wild Karnataka,” narrated by David Attenborough, entirely ignore local Indigenous people, who have nurtured the natural heritages of the places where they live. Some of the most celebrated footage in wildlife documentaries made by filmmakers like Attenborough is not even shot in the wild. By relying on fictional visuals, they reproduce racialized structures that render local people invisible.

Fortress conservation

The wilderness movement founded by Anglo-American conservationists is institutionalized in the form of national parks. Writer and historian Wallace Stegner famously called national parks “the best idea we ever had. Absolutely American, absolutely democratic, they reflect us at our best rather than our worst.”

But many national parks and other lands set aside for wilderness conservation are also the ancestral homelands of Native peoples. These communities were forced off their lands during European colonization of North America.

Similar injustices continued to unfold even after independence in other parts of the world. When I analyzed a data set of 137 countries, I found that the largest areas of national parks were set aside in countries with high levels of economic inequality and poor or nonexistent democratic institutions. The poorest countries – including the Republic of the Congo, Namibia, Tanzania and Zambia – had each set aside more than 30% of national territories exclusively for wildlife and biodiversity conservation.

This happens because corrupt government officials and commercial tourism and safari operators can benefit from it. So do hunters, researchers and documentary filmmakers from the Global North, even as local communities are forbidden from hunting bush meat for family consumption.

Critics call this strategy “fortress conservation.” According to some estimates, Indigenous and rural communities protect up to 80% of global biodiversity, but receive little benefit in return.

Better models

Correcting this legacy can happen only by radically transforming its exclusionary approach. Better and scientifically robust strategies recognize that low-intensity human interventions in nature practiced by Indigenous peoples can conserve landscapes more effectively than walling them off from use.

For example, I have studied forested regions of central India that are home to Indigenous Baiga communities. Baigas practice subsistence farming that involves few or no chemical fertilizers and controlled use of fire. This form of agriculture creates open grasslands that support endangered native herbivores like deer and antelopes. These grasslands are the main habitat for India’s world-renowned Kanha National Park and Tiger Reserve.

Ecologists have shown that natural landscapes interspersed with low-intensity subsistence agriculture can be most effective for biodiversity conservation. These multiple-use landscapes provide social, economic and cultural support for Indigenous and rural communities.

My research shows that when governments enact socially just nature conservation policies, such as community forestry in Mexico, they are better able to handle conflicts over use of these resources. Socially just nature conservation is possible under two main conditions: Indigenous and rural communities have concrete stakes in protecting those resources and can participate in policy decisions.

Nonetheless, conservation institutions and policies continue to exclude and discriminate against Indigenous and rural communities. In the long run, it is clear to me that conservation will succeed only if it can support the goal of a dignified life for all humans and nonhuman species.

The Most Common Pain Relief Drug in The World Induces Risky Behaviour, Study Suggests (Science Alert)

www-sciencealert-com.cdn.ampproject.org

Peter Dockrill

9 September 2020


One of the most consumed drugs in the US – and the most commonly taken analgesic worldwide – could be doing a lot more than simply taking the edge off your headache, new evidence suggests.

Acetaminophen, also known as paracetamol and sold widely under the brand names Tylenol and Panadol, also increases risk-taking, according to a new study that measured changes in people’s behaviour when under the influence of the common over-the-counter medication.

“Acetaminophen seems to make people feel less negative emotion when they consider risky activities – they just don’t feel as scared,” says neuroscientist Baldwin Way from The Ohio State University.

“With nearly 25 percent of the population in the US taking acetaminophen each week, reduced risk perceptions and increased risk-taking could have important effects on society.”

The findings add to a recent body of research suggesting that acetaminophen’s effects on pain reduction also extend to various psychological processes, lowering people’s receptivity to hurt feelings, experiencing reduced empathy, and even blunting cognitive functions.

In a similar way, the new research suggests people’s affective ability to perceive and evaluate risks can be impaired when they take acetaminophen. While the effects might be slight, they’re definitely worth noting, given acetaminophen is the most common drug ingredient in America, found in over 600 different kinds of over-the-counter and prescription medicines.

In a series of experiments involving over 500 university students as participants, Way and his team measured how a single 1,000 mg dose of acetaminophen (the recommended maximum adult single dosage) randomly assigned to participants affected their risk-taking behaviour, compared against placebos randomly given to a control group.

In each of the experiments, participants had to pump up an uninflated balloon on a computer screen, with each single pump earning imaginary money. Their instructions were to earn as much imaginary money as possible by pumping the balloon as much as possible, but to make sure not to pop the balloon, in which case they would lose the money.

The results showed that the students who took acetaminophen engaged in significantly more risk-taking during the exercise, relative to the more cautious and conservative placebo group. On the whole, those on acetaminophen pumped (and burst) their balloons more than the controls.

“If you’re risk-averse, you may pump a few times and then decide to cash out because you don’t want the balloon to burst and lose your money,” Way says.

“But for those who are on acetaminophen, as the balloon gets bigger, we believe they have less anxiety and less negative emotion about how big the balloon is getting and the possibility of it bursting.”

In addition to the balloon simulation, participants also filled out surveys during two of the experiments, rating the level of risk they perceived in various hypothetical scenarios, such as betting a day’s income on a sporting event, bungee jumping off a tall bridge, or driving a car without a seatbelt.

In one of the surveys, acetaminophen consumption did appear to reduce perceived risk compared to the control group, although in another similar survey, the same effect wasn’t observed.

Overall, however, based on an average of results across the various tests, the team concludes that there is a significant relationship between taking acetaminophen and choosing more risk, even if the observed effect can be slight.

That said, they acknowledge the drug’s apparent effects on risk-taking behaviour could also be interpreted via other kinds of psychological processes, such as reduced anxiety, perhaps.

“It may be that as the balloon increases in size, those on placebo feel increasing amounts of anxiety about a potential burst,” the researchers explain.

“When the anxiety becomes too much, they end the trial. Acetaminophen may reduce this anxiety, thus leading to greater risk taking.”

Exploring such psychological alternative explanations for this phenomenon – as well as investigating the biological mechanisms responsible for acetaminophen’s effects on people’s choices in situations like this – should be addressed in future research, the team says.

While they’re at it, scientists no doubt will also have future opportunities to further investigate the role and efficacy of acetaminophen in pain relief more broadly, after studies in recent years found that in many medical scenarios, the drug can be ineffective at pain relief, and sometimes is no better than a placebo, in addition to inviting other kinds of health problems.

Despite the seriousness of those findings, acetaminophen nonetheless remains one of the most used medications in the world, considered an essential medicine by the World Health Organisation, and recommended by the CDC as the primary drug you should probably take to ease symptoms if you think you might have coronavirus.

In light of what we’re finding out about acetaminophen, we might want to rethink some of that advice, Way says.

“Perhaps someone with mild COVID-19 symptoms may not think it is as risky to leave their house and meet with people if they’re taking acetaminophen,” Way says.

“We really need more research on the effects of acetaminophen and other over-the-counter drugs on the choices and risks we take.”

The findings are reported in Social Cognitive and Affective Neuroscience.

Ensino de História em Portugal perpetua mito do ‘bom colonizador’ e banaliza escravidão, diz pesquisadora (BBC)

Luis Barrucho – Da BBC Brasil em Londres

31 julho 2017

Jean-Baptiste Debret. Pintura do francês Jean-Baptiste Debret de 1826 retrata escravos no Brasil.

“De igual modo, em virtude dos descobrimentos, movimentaram-se povos para outros continentes (sobretudo europeus e escravos africanos).”

É dessa forma – “como se os negros tivessem optado por emigrar em vez de terem sido levados à força” – que o colonialismo ainda é ensinado em Portugal.

Quem critica é a portuguesa Marta Araújo, pesquisadora principal do Centro de Estudos Sociais (CES) da Universidade de Coimbra.

De setembro de 2008 a fevereiro de 2012, ela coordenou uma minuciosa pesquisa ao fim da qual concluiu que os livros didáticos do país “escondem o racismo no colonialismo português e naturalizam a escravatura”.

Além disso, segundo Araújo, “persiste até hoje a visão romântica de que cumprimos uma missão civilizatória, ou seja, de que fomos bons colonizadores, mais benevolentes do que outros povos europeus”.

“A escravatura não ocupa mais de duas ou três páginas nesses livros, sendo tratada de forma vaga e superficial. Também propagam ideias tortuosas. Por exemplo, quando falam sobre as consequências da escravatura, o único país a ganhar maior destaque é o Brasil e mesmo assim para falar sobre a miscigenação”, explica.

“Por trás disso, está o propósito de destacar a suposta multirracialidade da nossa maior colônia que, neste sentido, seria um exemplo do sucesso das políticas de miscigenação. Na prática, porém, sabemos que isso não ocorreu da forma como é tratada”, questiona.

Araújo diz que “nada mudou” desde 2012 e argumenta que a falta de compreensão sobre o assunto traz prejuízos.

“Essa narrativa gera uma série de consequências, desde a menor coleta de dados sobre a discriminação étnico-racial até a própria não admissão de que temos um problema de racismo”, afirma.

Jean-Baptiste Debret Image. Segundo Araújo, livros didáticos portugueses continuam a apregoar visão “romântica” sobre colonialismo português

‘Vítimas passivas?’

Para realizar a pesquisa, Araújo contou com a ajuda de outros pesquisadores. O foco principal foi a análise dos cinco livros didáticos de História mais vendidos no país para alunos do chamado 3º Ciclo do Ensino Básico (12 a 14 anos), que compreende do 7º ao 9º ano.

Além disso, a equipe também examinou políticas públicas, entrevistou historiadores e educadores, assistiu a aulas e conduziu workshops com estudantes.

Em um deles, as pesquisadoras presenciaram uma cena que chamou a atenção, lembra Araújo.

Na ocasião, os alunos ficaram surpresos ao saber de revoltas das próprias populações escravizadas. E também sobre o verdadeiro significado dos quilombos ─ destino dos escravos que fugiam, normalmente locais escondidos e fortificados no meio das matas.

“Em outros países, há uma abertura muito maior para discutir como essas populações lutavam contra a opressão. Mas, no caso português, os alunos nem sequer poderiam imaginar que eles se libertavam sozinhos e continuavam a acreditar que todos eram vítimas passivas da situação. É uma ideia muito resignada”, diz.

Araújo destaca que nos livros analisados “não há nenhuma alusão à Revolução do Haiti (conflito sangrento que culminou na abolição da escravidão e na independência do país, que passou a ser a primeira república governada por pessoas de ascendência africana)”.

Já os quilombos são representados, acrescenta a pesquisadora, como “locais onde os negros dançavam em um dia de festa”.

“Como resultado, essas versões acabam sendo consensualizadas e não levantam as polêmicas necessárias para problematizarmos o ensino da História da África.”

‘Visão romântica’

Araújo diz que, diferentemente de outros países, os livros didáticos portugueses continuam a apregoar uma visão “romântica” sobre o colonialismo português.

“Perdura a narrativa de que nosso colonialismo foi um colonialismo amigável, do qual resultaram sociedades multiculturais e multirraciais – e o Brasil seria um exemplo”, diz.

Ironicamente, contudo, outras potências colonizadoras daquele tempo não são retratadas de igual forma, observa ela.

“Quando falamos da descoberta das Américas, os espanhóis são descritos como extremamente violentos sempre em contraste com a suposta benevolência do colonialismo português. Já os impérios francês, britânico e belga são tachados de racistas”, assinala.

“Por outro lado, nunca se fala da questão racial em relação ao colonialismo português. Há despolitização crescente. Os livros didáticos holandeses, por exemplo, atribuem a escravatura aos portugueses”, acrescenta.

Segundo ela, essa ideia da “benevolência do colonizador português” acabou encontrando eco no luso-tropicalismo, tese desenvolvida pelo cientista social brasileiro Gilberto Freire sobre a relação de Portugal com os trópicos.

Em linhas gerais, Freire defendia que a capacidade do português de se relacionar com os trópicos ─ não por interesse político ou econômico, mas por suposta empatia inata ─ resultaria de sua própria origem ética híbrida, da sua bicontinentalidade e do longo contato com mouros e judeus na Península Ibérica.

Apesar de rejeitado pelo Estado Novo de Getúlio Vargas (1930-1945), por causa da importância que conferia à miscigenação e à interpenetração de culturas, o luso-tropicalismo ganhou força como peça de propaganda durante a ditadura do português António de Oliveira Salazar (1932-1968). Uma versão simplificada e nacionalista da tese acabou guiando a política externa do regime.

“Ocorre que a questão racial nunca foi debatida em Portugal”, ressalta Araújo. Direito de imagem Marta Araújo Image caption Livro didático português diz que escravos africanos “movimentaram-se para outros continentes”

‘Sem resposta’

A pesquisadora alega que enviou os resultados da pesquisa ao Ministério da Educação português, mas nunca obteve resposta.

“Nossa percepção é que os responsáveis acreditam que tudo está bem assim e que medidas paliativas, como festivais culturais sazonais, podem substituir a problematização de um assunto tão importante”, critica.

Nesse sentido, Araújo elogia a iniciativa brasileira de 2003 que tornou obrigatório o ensino da história e cultura afro-brasileira e indígena em todas as escolas, públicas e particulares, do ensino fundamental até o ensino médio.

“Precisamos combater o racismo, mas isso não será possível se não mudarmos a forma como ensinamos nossa História”, conclui.

Procurado pela BBC Brasil, o Ministério da Educação português não havia respondido até a publicação desta reportagem.

Protecting half of the planet is the best way to fight climate change and biodiversity loss – we’ve mapped the key places to do it (The Conversation)

theconversation.com

Greg Asner – September 8, 2020


Humans are dismantling and disrupting natural ecosystems around the globe and changing Earth’s climate. Over the past 50 years, actions like farming, logging, hunting, development and global commerce have caused record losses of species on land and at sea. Animals, birds and reptiles are disappearing tens to hundreds of times faster than the natural rate of extinction over the past 10 million years.

Now the world is also contending with a global pandemic. In geographically remote regions such as the Brazilian Amazon, COVID-19 is devastating Indigenous populations, with tragic consequences for both Indigenous peoples and the lands they steward.

My research focuses on ecosystems and climate change from regional to global scales. In 2019, I worked with conservation biologist and strategist Eric Dinerstein and 17 colleagues to develop a road map for simultaneously averting a sixth mass extinction and reducing climate change by protecting half of Earth’s terrestrial, freshwater and marine realms by 2030. We called this plan “A Global Deal for Nature.”

Now we’ve released a follow-on called the “Global Safety Net” that identifies the exact regions on land that must be protected to achieve its goals. Our aim is for nations to pair it with the Paris Climate Agreement and use it as a dynamic tool to assess progress towards our comprehensive conservation targets.

Population size of terrestrial vertebrate species on the brink (i.e., with under 1,000 individuals). Most of these species are especially close to extinction because they consist of fewer than 250 individuals. In most cases, those few individuals are scattered through several small populations. Ceballos et al, 2020., CC BY

What to protect next

The Global Deal for Nature provided a framework for the milestones, targets and policies across terrestrial, freshwater and marine realms required to conserve the vast majority of life on Earth. Yet it didn’t specify where exactly these safeguards were needed. That’s where the new Global Safety Net comes in.

We analyzed unprotected terrestrial areas that, if protected, could sequester carbon and conserve biodiversity as effectively as the 15% of terrestrial areas that are currently protected. Through this analysis, we identified an additional 35% of unprotected lands for conservation, bringing the total percentage of protected nature to 50%.

By setting aside half of Earth’s lands for nature, nations can save our planet’s rich biodiversity, prevent future pandemics and meet the Paris climate target of keeping warming in this century below less than 2.7 degrees F (1.5 degrees C). To meet these goals, 20 countries must contribute disproportionately. Much of the responsibility falls to Russia, the U.S., Brazil, Indonesia, Canada, Australia and China. Why? Because these countries contain massive tracts of land needed to reach the dual goals of reducing climate change and saving biodiversity.

Supporting Indigenous communities

Indigenous peoples make up less than 5% of the total human population, yet they manage or have tenure rights over a quarter of the world’s land surface, representing close to 80% of our planet’s biodiversity. One of our key findings is that 37% of the proposed lands for increased protection overlap with Indigenous lands.

As the world edges closer towards a sixth mass extinction, Indigenous communities stand to lose the most. Forest loss, ecotourism and devastation wrought by climate change have already displaced Indigenous peoples from their traditional territories at unprecedented rates. Now one of the deadliest pandemics in recent history poses an even graver additional threat to Indigenous lives and livelihoods.

To address and alleviate human rights questions, social justice issues and conservation challenges, the Global Safety Net calls for better protection for Indigenous communities. We believe our goals are achievable by upholding existing land tenure rights, addressing Indigenous land claims, and carrying out supportive ecological management programs with indigenous peoples.

Preventing future pandemics

Tropical deforestation increases forest edges – areas where forests meet human habitats. These areas greatly increase the potential for contact between humans and animal vectors that serve as viral hosts.

For instance, the latest research shows that the SARS-CoV-2 virus originated and evolved naturally in horseshoe bats, most likely incubated in pangolins, and then spread to humans via the wildlife trade.

The Global Safety Net’s policy milestones and targets would reduce the illegal wildlife trade and associated wildlife markets – two known sources of zoonotic diseases. Reducing contact zones between animals and humans can decrease the chances of future zoonotic spillovers from occurring.

Our framework also envisions the creation of a Pandemic Prevention Program, which would increase protections for natural habitats at high risk for human-animal interactions. Protecting wildlife in these areas could also reduce the potential for more catastrophic outbreaks.

Nature-based solutions

Achieving the Global Safety Net’s goals will require nature-based solutions – strategies that protect, manage and restore natural or modified ecosystems while providing co-benefits to both people and nature. They are low-cost and readily available today.

The nature-based solutions that we spotlight include: – Identifying biodiverse non-agricultural lands, particularly prevalent in tropical and sub-tropical regions, for increased conservation attention. – Prioritizing ecoregions that optimize carbon storage and drawdown, such as the Amazon and Congo basins. – Aiding species movement and adaptation across ecosystems by creating a comprehensive system of wildlife and climate corridors.

We estimate that an increase of just 2.3% more land in the right places could save our planet’s rarest plant and animal species within five years. Wildlife corridors connect fragmented wild spaces, providing wild animals the space they need to survive.

Leveraging technology for conservation

In the Global Safety Net study, we identified 50 ecoregions where additional conservation attention is most needed to meet the Global Deal for Nature’s targets, and 20 countries that must assume greater responsibility for protecting critical places. We mapped an additional 35% of terrestrial lands that play a critical role in reversing biodiversity loss, enhancing natural carbon removal and preventing further greenhouse gas emissions from land conversion.

But as climate change accelerates, it may scramble those priorities. Staying ahead of the game will require a satellite-driven monitoring system with the capability of tracking real-time land use changes on a global scale. These continuously updated maps would enable dynamic analyses to help sharpen conservation planning and help decision-making.

As director of the Arizona State University Center for Global Discovery and Conservation Science, I lead the development of new technologies that assess and monitor imminent ecological threats, such as coral reef bleaching events and illegal deforestation, as well as progress made toward responding to ecological emergencies. Along with colleagues from other research institutions who are advancing this kind of research, I’m confident that it is possible to develop a global nature monitoring program.

The Global Safety Net pinpoints locations around the globe that must be protected to slow climate change and species loss. And the science shows that there is no time to lose.

Sobre fenômenos paranormais no apartamento de Millôr Fernandes e no IUPERJ

www1.folha.uol.com.br

Opinião – Ruy Castro: Fim do mistério (Folha de S.Paulo)

Ruy Castro, 6 de setembro de 2020

RIO DE JANEIRO”‚Solicitado além da conta pelas mesquinharias do Aquém, tive de me dedicar também nos últimos anos a certas intervenções do Além. Refiro-me aos fenômenos ocorridos recentemente num apartamento de Ipanema onde, por 50 anos, manteve seu estúdio um amado jornalista, escritor, cartunista, dramaturgo e pensador. A listagem dessas categorias e o fato de ser um personagem de Ipanema podiam levar à sua imediata identificação —Millôr Fernandes, claro—, mas mantive seu nome em segredo na primeira vez que escrevi sobre o caso (“Abraçado a este mundo“, 31/5/2017).

Millôr morrera havia cinco anos, em 2012. Seu acervo já tinha sido levado e o apartamento estava passando por reforma para ser alugado. Mas a obra se arrastava porque nenhuma turma de operários durava muito tempo. Móveis, ferramentas e apetrechos pesados anoiteciam num lugar e amanheciam em outro, sem que ninguém entrasse lá de madrugada. Coisas assim. E, a qualquer hora, ouviam-se suspiros vindos de aposentos vazios.

A custo a reforma terminou e um americano alugou o apartamento para morar. Era fã de Millôr, mas nem isso impediu que o inexplicável continuasse a acontecer, como lâmpadas acendendo e apagando como numa coreografia e livros se pondo de cabeça para baixo quando ninguém estava olhando. O americano também deu no pé e, já autorizado a dizer o nome, escrevi que, pelo visto, Millôr não se empolgara com o outro mundo e queria voltar para o nosso (“A volta de quem não foi“, 20/4/2018).

Em fins do ano passado, o apartamento foi alugado de novo. Mas algo benigno deve ter rompido a cadeia de mistério, porque, desde então, ele nunca mais foi palco do insondável. Suas atuais inquilinas vivem lá tranquilamente com seu cachorrinho, a que deram o nome de Millôr.

Trata-se de um shih tzu, originário da China, com mil anos de linhagem e considerado sagrado. Só pode ser isso.


www1.folha.uol.com.br

Opinião – Ruy Castro: A volta de quem não foi (Folha de S.Paulo)

Ruy Castro, 20 de abril de 2018

Há tempos escrevi aqui sobre um apartamento, em Ipanema, de certo intelectual morto em 2012 e que, na iminência de ser ocupado por um novo morador, começou a acusar fenômenos estranhos —como se o antigo proprietário ainda estivesse por ali, inconformado por ter morrido e surpreso por constatar que, ao contrário do que sempre acreditara em vida, parecia existir, sim, um “outro mundo”.

Que fenômenos? Eram objetos deixados pelos operários num lugar e que reapareciam em outro, vasos sanitários que davam descarga por conta própria e lâmpadas que se acendiam e se apagavam seguindo uma coreografia. E os suspiros, gemidos e pigarros, que se podiam identificar como sendo do falecido morador. Era como se o homem estivesse tentando se comunicar com o nosso miserável mundo —ele que, por 70 anos, escrevendo e desenhando em jornais, revistas e livros, enriquecera este mundo com seu gênio e rigor implacáveis.

 Pois aconteceu que um jovem americano alugou o apartamento. Sabendo quem morara ali, quis conhecer seus textos e cartuns. Isso pode ter aplacado a situação, mas não por muito tempo. Logo os livros começaram a aparecer ao contrário na estante e os quadros a amanhecer de cabeça para baixo. O americaninho estava disposto a aguentar até que, há poucas semanas, uma parte do teto desabou. O rapaz pegou o boné —largou tudo e voltou para os EUA.

Foi preciso fazer nova obra no apartamento. E terá sido coincidência que, no dia 27 de março último, sexto aniversário da morte de nosso amigo, o chão do apartamento tenha afundado? Não há dúvida —ele quer voltar e, pelas amostras, deve ter muito a dizer.

Até hoje omiti seu nome, mas fui finalmente autorizado a revelá-lo: Millôr Fernandes. Não acredito nessas coisas, mas, se Millôr voltar, você pode me aguardar, de barba, cajado e túnica, pelas ruas do Rio.


Fenômenos paranormais no IUPERJ

Postagem no Facebook de Luiz Eduardo Soares de 7 de setembro de 2020

Meu materialismo radical e meu amor pela ciência não me impedem de reconhecer a realidade do que não sei explicar. Pelo contrário, me obrigam à humildade ante o mistério. A coluna de hoje do Ruy Castro conta a saga inexplicável do apartamento do Millôr, depois de sua morte. Equipamentos pesados de reforma se movendo, livros virando de ponta cabeça, os sons nos aposentos, ao longo de anos. Os enigmas do real e o real dos enigmas desafiaram as mais céticas testemunhas. Foi parecida minha experiência noturna no IUPERJ, onde lecionei por 15 anos. O casarão da rua da Matriz ficava vazio de madrugada. Eu gostava de entrar noite adentro, naquela paz, lendo e escrevendo. Eram meus momentos mais concentrados e produtivos. Minha única companhia era o porteiro, uma noite seu Raimundo, outra, seu Manoel. Minha salinha ficava no segundo andar, longe da entrada, onde um dos dois atravessava a madrugada, atrás da mesinha de madeira, no escuro. Essa foi minha rotina por bastante tempo, até que, certa vez, bateram à porta, batidas claras e distintas, uma, duas, três, quatro. “Pode entrar”, eu disse, virando a cabeça para trás, à espera do sorriso largo de seu Raimundo, ou da circunspecção gentil de seu Manoel, aproveitando a ronda pela casa pra me levar um cafezinho. Nada. Eu insisti: “Entra”. Mesmo com o ar-refrigerado desligado, às vezes não se ouvia. Aumentei o volume: “Pode entrar”. Nada. Levantei e abri a porta. Ninguém. Liguei a luz do corredor, “Oi, estou aqui, quem é?”. Andei de uma ponta a outra. Salas vazias, portas fechadas, nenhum sinal de vida. Gatos não batem à porta. “Seu Raimundo?” Nenhuma resposta. Voltei à minha leitura. Alguns minutos depois, o enredo se repetiu. Dessa vez, liguei para a portaria: “Tem alguém na casa, seu Raimundo?” Só o senhor mesmo. Contei a história. O porteiro não se abalou. Respondeu um “acontece”, que não entendi, nem me esforcei por entender. A informação me bastava. Não havia ninguém e pronto. Voltei ao estudo, mas tive o cuidado de trancar a porta. Felizmente, não houve mais batidas, ou melhor, por cerca de uma hora li sem interrupções, até que a rodada de batidas e procura por quem teria batido recomeçou. Decidi tirar aquilo a limpo. Desci as escadas, depois de dar uma olhada no terceiro andar e deixar as luzes acesas, no segundo. Na portaria, puxei uma cadeira, me servi do café no copinho de plástico: “O que o senhor quis dizer quando me disse acontece?” Ah, isso é comum, seu Raimundo explicou, é normal. E emendou uma fileira de casos daquele tipo, que incluíam derrubada de livros na biblioteca, sem gatos ou vento. Ele tinha suas teorias sobrenaturais. Preferi ficar estacionado na perplexidade. Não compro teorias conspiratórias nem políticas nem metafísicas. Nem por isso nego evidências. Ainda insisti com uma derradeira tentativa de encaixar as batidas na porta com meu código de construção cognitiva da realidade: “Será que eu dormi e sonhei com as batidas, seu Raimundo?” Foi isso não, ele disse. Essa noite, tá muito movimentado no segundo andar, dá pra ouvir daqui gente correndo, feito crianças apostando corrida. Volta e meia é assim. Fui pra casa. No dia seguinte, as cenas se repetiram e minha conversa foi com seu Manuel, que confirmou o testemunho do colega. O senhor não tinha reparado? Eu nunca tinha reparado, mas, a partir daquela noite, passei a ser importunado com frequência, até a noite em que, antes das batidas, ouvi os passos se aproximando. Em vez de dizer “entra”, abri a porta abruptamente. Não havia ninguém. Olhei para um lado e outro. Fechei. Ainda de pé, alerta, pronto para abrir a porta e surpreender o engraçadinho, aguardei. De novo, batidas firmes, fortes, para não deixar nenhum resquício de dúvida. Em um segundo escancarei a porta. Nada. Confesso que o coração bateu mais forte. Desisti de atravessar as madrugadas no casarão da rua da Matriz. Interessante foi perceber, depois de consultar as bibliotecárias, que nada daquilo era novo e que nós, os professores, as professoras, com nossos PHDs, jamais havíamos nos dado conta de que, ao nosso lado, havia todo um universo de crenças, valores, experiências e relatos, universo habitado pelos trabalhadores que nos serviam e que jamais haviam compartilhado conosco suas incríveis aventuras, algumas mais fascinantes do que nossos tratados sociológicos, talvez porque temessem nossa ironia, talvez porque temessem que desdenhássemos de sua “ignorância”. Em nosso senso de realidade não cabia toda a realidade. Nossa acuidade racional longamente apurada nos era muito útil, mas também nos blindava contra o que perturbasse nossas convicções. E no entanto, bastava deixar-se estar por mais tempo na casa e conviver com o outro lado do cotidiano ordenado da instituição. Com o outro lado de nossa classe social. Bastava arriscar-se um pouco além do prazo de validade do dia de trabalho, bastava desligar as formalidades que nos mantinham próximos e distantes desses outros companheiros e dessas outras companheiras de trabalho. A materialidade ultrapassava os domínios da racionalidade que lhe atribuíamos. Enquanto isso, outros modos de saber se mostravam mais flexíveis e capazes de reconhecer a extensão incognoscível e incontrolável dos fatos. Entretanto, disso nunca tratamos com nossos alunos.

‘Wild West’ mentality lingers in modern populations of US mountain regions (Phys.org)

phys.org

by University of Cambridge. September 7, 2020

mountainous territory
Credit: Pixabay/CC0 Public Domain

When historian Frederick Jackson Turner presented his famous thesis on the US frontier in 1893, he described the “coarseness and strength combined with acuteness and acquisitiveness” it had forged in the American character.

Now, well into the 21st century, researchers led by the University of Cambridge have detected remnants of the pioneer personality in US populations of once inhospitable mountainous territory, particularly in the Midwest.

A team of scientists algorithmically investigated how landscape shapes psychology. They analyzed links between the anonymised results of an online personality test completed by over 3.3 million Americans, and the “topography” of 37,227 US postal—or ZIP—codes.

The researchers found that living at both a higher altitude and an elevation relative to the surrounding region—indicating “hilliness”—is associated with a distinct blend of personality traits that fits with “frontier settlement theory”.

“The harsh and remote environment of mountainous frontier regions historically attracted nonconformist settlers strongly motivated by a sense of freedom,” said researcher Friedrich Götz, from Cambridge’s Department of Psychology.

“Such rugged terrain likely favored those who closely guarded their resources and distrusted strangers, as well as those who engaged in risky explorations to secure food and territory.”

“These traits may have distilled over time into an individualism characterized by toughness and self-reliance that lies at the heart of the American frontier ethos” said Götz, lead author of the study.

“When we look at personality across the whole United States, we find that mountainous residents are more likely to have psychological characteristics indicative of this frontier mentality.”

Götz worked with colleagues from the Karl Landsteiner University of Health Sciences, Austria, the University of Texas, US, the University of Melbourne in Australia, and his Cambridge supervisor Dr. Jason Rentfrow. The findings are published in the journal Nature Human Behaviour.

The research uses the “Big Five” personality model, standard in social psychology, with simple online tests providing high-to-low scores for five fundamental personality traits of millions of Americans.

The mix of characteristics uncovered by study’s authors consists of low levels of “agreeableness”, suggesting mountainous residents are less trusting and forgiving—traits that benefit “territorial, self-focused survival strategies”.

Low levels of “extraversion” reflect the introverted self-reliance required to thrive in secluded areas, and a low level of “conscientiousness” lends itself to rebelliousness and indifference to rules, say researchers.

“Neuroticism” is also lower, suggesting an emotional stability and assertiveness suited to frontier living. However, “openness to experience” is much higher, and the most pronounced personality trait in mountain dwellers.

“Openness is a strong predictor of residential mobility,” said Götz. “A willingness to move your life in pursuit of goals such as economic affluence and personal freedom drove many original North American frontier settlers.”

“Taken together, this psychological fingerprint for mountainous areas may be an echo of the personality types that sought new lives in unknown territories.”

The researchers wanted to distinguish between the direct effects of physical environment and the “sociocultural influence” of growing up where frontier values and identities still hold sway.

To do this, they looked at whether mountainous personality patterns applied to people born and raised in these regions that had since moved away.

The findings suggest some “initial enculturation” say researchers, as those who left their early mountain home are still consistently less agreeable, conscientious and extravert, although no such effects were observed for neuroticism and openness.

The scientists also divided the country at the edge of St. Louis—”gateway to the West”—to see if there is a personality difference between those in mountains that made up the historic frontier, such as the Rockies, and eastern ranges e.g. the Appalachians.

While mountains continue to be a “meaningful predictor” of personality type on both sides of this divide, key differences emerged. Those in the east are more agreeable and outgoing, while western ranges are a closer fit for frontier settlement theory.

In fact, the mountainous effect on high levels of “openness to experience” is ten times as strong in residents of the old western frontier as in those of the eastern ranges.

The findings suggest that, while ecological effects are important, it is the lingering sociocultural effects—the stories, attitudes and education—in the former “Wild West” that are most powerful in shaping mountainous personality, according to scientists.

They describe the effect of mountain areas on personality as “small but robust”, but argue that complex psychological phenomena are influenced by many hundreds of factors, so small effects are to be expected.

“Small effects can make a big difference at scale,” said Götz. “An increase of one standard deviation in mountainousness is associated with a change of around 1% in personality.”

“Over hundreds of thousands of people, such an increase would translate into highly consequential political, economic, social and health outcomes.”



More information: Physical topography is associated with human personality, Nature Human Behaviour (2020). DOI: 10.1038/s41562-020-0930-x , www.nature.com/articles/s41562-020-0930-x

Citation: ‘Wild West’ mentality lingers in modern populations of US mountain regions (2020, September 7) retrieved 8 September 2020 from https://phys.org/news/2020-09-wild-west-mentality-lingers-modern.html

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Mahamoud Darwich, palestino e pele-vermelha (A Terra É Redonda)

05/09/2020

Por LAYMERT GARCIA DOS SANTOS*

Talvez possamos aprender com os palestinos a lidar com o nosso momento, isto é com o desespero, o exílio e a tragédia

No momento em que se inaugura a revista Exilium, da comunidade intelectual árabe no Brasil, creio não haver nada mais oportuno do que evocar Mahamoud Darwich. Vivemos sob um governo de ultradireita cuja estratégia compreende, entre outros, dois temas cruciais que, interligados, tornam atualíssima, quiçá imprescindível, a leitura de sua obra. Pois com o bolsonarismo, estamos presenciando o ataque aberto aos povos indígenas e a adoção de uma política destrutiva com a terra, o lugar e o meio (veneno dos agrotóxicos nas plantações, desmatamento acelerado, mercúrio do garimpo nos rios, descaso com a poluição dos mares, lama de barragem rompida, desmantelamento das instituições de fiscalização e controle…) que merecem ser considerados à luz de seus escritos. Se percebermos as conexões entre tais temas e as questões que neles ressoam, através da vida e da poesia do poeta máximo da Palestina, talvez possamos aprender com os palestinos a lidar com o nosso momento, isto é com o desespero, o exílio e a tragédia, concebidos a partir de uma perspectiva vital.

São muitas as possíveis portas de entrada na poesia e na vida de Darwich. Como nossas experiências de vida parecem ser muito distantes das dele e dos Palestinos, escolho a que me parece mais próxima, a de maior ressonância. Aquela em que o poeta palestino se descobre índio na própria condição de poeta e de Palestino. Mais precisamente, Pele-Vermelha.

Preso duas vezes pelos israelenses por razões políticas em sua juventude, Darwich se viu como um espectro assombrando seus algozes. Em Presente ausência, sua  última autobiografia poética publicada em 2006, dois anos antes de sua morte, o poeta escreve:

“Espectro que leva o guarda a vigiar. Chá e um fuzil. Quando o vigia cochila, o chá esfria, o fuzil cai de suas mãos e o Pele-Vermelha infiltra-se na história

A história, é que és um Pele-Vermelha

Vermelha de plumas, não de sangue. És o pesadelo do vigia

Vigia que caça a ausência e massageia os músculos da eternidade

A eternidade pertence ao guarda. Bem imobiliário e investimento. Se necessário, ele se torna um soldado disciplinado numa guerra sem armistício. E sem paz

Paz sobre ti, no dia em que nascestes e no dia em que ressuscitarás na folhagem de uma árvore

A árvore é um agradecimento erguido pela terra como uma confiança em seu vizinho, o céu (…)” [i].

“A história, é que és um Pele-Vermelha.” No início dos anos 90, em“Na última noite, nesta terra”, Darwich havia publicado o Discurso do homem vermelho, no qual abordava a problemática do Outro. Para escrevê-lo, havia lido uma vintena de livros sobre a história dos Pele-Vermelha e a literatura deles. Queria impregnar-se de seus textos, dos discursos dos chefes. Precisava conhecer suas roupas, os nomes de suas aldeias, a flora, os modos de vida,  o ambiente, os instrumentos, as armas, os meios de transporte. Ora, por que esse interesse tão agudo nos povos indígenas norte-americanos, tão distantes no espaço e no tempo, aparentemente tão sem conexão com o que se passava na Palestina na segunda metade do século XX?

No material coletado para escrever seu Discurso, Darwich inspirou-se particularmente na fala do Cacique Seattle no Congresso norte-americano, em 1854, em resposta à proposta formulada por Isaac Stevens, governador do Território de Washington, de comprar as terras indígenas. Ali, o líder indígena dizia: “Cada parcela deste solo é sagrada na avaliação de meu povo. Cada encosta, cada vale, cada planície e arvoredo foi consagrado por algum acontecimento triste ou feliz nos dias que há tempos desvaneceram. Até as pedras, que parecem ser mudas e mortas como o calor sufocante do sol na praia silente, estremecem com as memórias de comoventes acontecimentos conectados com as vidas de meu povo, e até o pó sobre o qual agora erguei-vos responde mais amorosamente aos pés dele do que aos vossos, porque é rico com o sangue de nossos ancestrais, e nossos pés descalços são conscientes do toque empático. Nossos bravos falecidos, queridas mães, alegres e amorosas esposas, e até mesmo as criancinhas que viveram aqui e aqui se alegraram durante uma breve estação, amarão estas solidões sombrias e a cada entardecer saúdam os espíritos das sombras que retornam.E quando o último Pele-Vermelha terá desaparecido, e a memória de minha tribo terá se tornado um mito entre os Homens Brancos, estas praias fervilharão com os mortos invisíveis de minha tribo.” [ii].

Ora, a relação sagrada com a terra e o lugar é a mesma que encontramos no Discurso do homem vermelho. Vejamos dois pequenos trechos, traduzidos por Elias Sanbar para o francês: “Assim, somos o que somos no Mississipi. E cabem a nós as relíquias de ontem. Mas a cor do céu mudou e a Leste, o mar mudou. Ô senhor dos Brancos, domador dos cavalos, o que esperas dos que partem com as árvores da noite? Elevada é nossa alma e sagradas são as pastagens. E as estrelas são palavras que iluminam.. Escruta-ase lerás nossa história inteira: aqui nascemos entre fogo e água, e logo renasceremos nas nuvens às margens do litoral azulado. Não firas ainda mais a relva, ela possui uma alma que defende em nós a alma da terra. Ô domador dos cavalos, domestica tua montaria, que ela diga à alma da natureza seu pesar pelo que fizestes com nossas árvores. Árvore minha irmã. Eles te fizeram sofrer, como a mim. Não peças misericórdia para o lenhador de minha mãe e da tua (…)”.

“Há mortos que cochilam nos quartos que erguereis. Mortos que visitam seu passado nos lugares que demolireis. Mortos que cruzam as pontes que construireis. E há mortos que iluminam a noite das borboletas que chegam na aurora para tomar chá convosco, calmas como vossos fuzis que as abandonaram. Deixai então, ô convidados do lugar, alguns assentos livres para os anfitriões, que eles vos leiam as condições da paz com os defuntos.” [iii].

A boca do Pele-Vermelha, porém, porta a voz do chefe índio e do Palestino. Mais do que através de uma abstrata noção de pátria, a relação Pele-Vermelha–Palestino se desenha como intensidade de parentesco com o lugar, com a natureza, e seu caráter cósmico. Como o Cacique, o poeta palestino pertence à terra; e não a terra a ele. Assim, a carga poética da enunciação é a mesma nos dois discursos, e expressa a solenidade da locução, seu caráter sagrado, transcendente. Mas, ao mesmo tempo, os dois discursos se pretendem históricos, fazem História, são marcos de acontecimentos tremendos.

Escrevendo o Discurso do homem vermelho, Darwich levantou a questão do genocídio indígena nas Américas e da relação que ele tinha com o fim da presença árabe na Península Ibérica. Tratava-se de estabelecer o sentido da imposição do Ocidente e de sua cosmovisão. Com efeito, em entrevista a Subhi Hadidi e Basheer al-Baker, o poeta esclarece o motivo estético e político dessa incursão na História: “Distingo entre a crônica e o arquivo. Meus poemas dizem o direito, a recusa de que a força imponha seus “direitos”. Podem objetar-me que a História não passa de uma longa sucessão desses direitos nascidos do uso da força. Isso significa que o fraco é obrigado a aceitar sua ausência forçada, até a colaborar para o seu próprio desaparecimento? Muito ao contrário, não deve ele continuar combatendo para permanecer presente?

O registro histórico sobre o qual trabalho é aquele da defesa do direito, ainda que me digam que é pela espada que nascem os Estados. A poesia não pode conciliar-se com a força, pois ela é habitada pelo dever de criar sua própria força, fundando um espaço vital para a defesa do direito, da justiça e da vítima. A poesia é a aliada indefectível da vítima, e só pode encontrar terreno de entendimento com a História com base nesse princípio fundamental. É sob esse ângulo que precisamos compreender a temática dos Pele-Vermelha ou da queda de Granada, para propor, em 1992, uma leitura humanista de 1492.

Naquele ano, o mundo ocidental atrelou-se à interpretação do alcance histórico de 1492, e mais particularmente, de dois episódios fundadores para o Ocidente: a viagem de Colombo e a queda de Granada. O primeiro dos dois acontecimentosfoi uma conquista acompanhada de um projeto genocida, na linhagem do espírito das guerras cruzadas. O segundo consagrou definitivamente a ideia de Ocidente e expulsou os árabes do caminho que levava a esse mesmo Ocidente.

Sou um cidadão do mundo que eles destruíram, ou chutaram para fora da História. E sou uma vítima cujo único bem é a autodefesa. Mergulhei numa leitura aprofundada da história dos árabes na Espanha, e a dos índios e sua relação com a terra, os deuses e o Outro. O que me impressionou nos índios, é que eles apreenderam os acontecimentos como manifestações de um destino incontornável, e que os enfrentaram com o espanto daqueles que vêem a história geral se abater sobre a “história privada”.

A consagração do conceito de Ocidente exigiu o desaparecimento de setenta milhões de seres humanos, bem como uma guerra cultural furiosa contra uma filosofia intrinsecamente mesclada à terra e à natureza, às árvores, às pedras, à turfa, e à água. O homem vermelho desculpava-se com ardor de surpreendente poesia da árvore que ia cortar, explicando sua necessidade vital de sua casca, seu tronco, seus ramos; em seguida, lançava um pedaço de tronco na floresta para que a árvore renascesse… A máquina venceu essa santidade que o homem vermelho atribuía à sua terra, uma terra divinizada, pois não distinguia entre suas fronteiras e as dos deuses.

Coloquei-me na pele do índio para defender a inocência das coisas, a infância da humanidade; para alertar contra a máquina militar tentacular, que não vê limites para seu horizonte., mas arranca todos os valores herdados, e devora, insaciável, a terra e suas entranhas. (…) Meu poema tentou encarnar o Pele-Vermelha no momento em que ele olhou o derradeiro sol. Mas o “branco” não encontrará mais repouso nem sono, pois as almas das coisas, da natureza, das vítimas ainda volteiam sobre sua cabeça.” [iv].

Darwich extrai, assim, no passado, os acontecimentos que seguem ressoando no presente e vê com clareza como a condição agonizante do Palestino sobrepõe-se à do Índio; mas não é só a privação derradeira, a privação do direito de recusar uma vida e um estatuto abomináveis que o levam ao encontro do Índio; é preciso assinalar que é como poeta, como homem que busca a fonte da poesia no continuum da relação cósmica, mítica, com a natureza, que Darwich se vê na pele vermelha. O Pele-Vermelha infiltra-se na História como o selvagem resiste na “civilização” – ser poeta-índio e, ao mesmo tempo, índio-poeta, é assumir uma condição ontológica e epistemológica.

Mas é, também, ser um mistanenim, o Palestino-Árabe infiltrado em território ocupado e no pesadelo israelo-americano. E é aqui que a dimensão política da ressonância Pele-Vermelha-Palestino se explicita. Encontramos a chave dessa explicitação em Être arabe, livro de entrevistas de Christophe Kantcheff com Farouk Mardam-Bey e Elias Sanbar, dois amigos próximos de Darwich, tradutores de vários de seus livros para o francês e companheiros de seu longo exílio em Paris. Como o poeta,Sanbar foi e é um intelectual palestino que atuou como verdadeiro diplomata na Europa, defendendo a causa palestina nos campos da política, das ideias e da cultura. Como o poeta, Sanbar também pertencia à Organização de Libertação da Palestina (OLP).

A Palestina, observa Elias Sanbar, é uma nação sem Estado. Como pode, então, existir um sentimento nacional tão vivo, tão forte? Segundo ele, isso ocorre em virtude da centralidade da questão do lugar. Desde o início, no entender de Sanbar, tratou-se de uma substituição, não apenas de uma ocupação, nem de uma exploração colonial, ou de uma colonização clássica. Desde a Declaração Balfour, de 2 de Novembro de 1917, o projeto sionista consistiu  na volatilização de uma terra árabe e sua substituição por uma outra.

“Portanto, diz Sanbar, os Palestinos serão submetidos a uma ofensiva de domínio dos lugares, um domínio no qual a apropriação da terra, que embora semelhante como duas gotas d’água a uma aquisição clássica, comum, de uma propriedade por uma pessoa privada ou uma pessoa moral – no caso, o “povo judeu” representado pela Agência judaica -, será na realidade apenas um elemento, importante, claro, mas elemento de um edifício visando não a constituição de uma imensa propriedade de 26.320 quilômetros quadrados, isto é a superfície da Palestina, mas o desaparecimento de um país” [v].

Um país, quer dizer, um espaço considerado por séculos pelos Palestinos como sua terra natal. Por isso mesmo, os filhos da terra, embora se considerassem Árabes e falassem árabe, se diziam “Árabes da Palestina”. Esse duplo pertencimento é constitutivo do seu ser. Por sua vez, como que para confirmar essa condição, todos os Árabes de outros países “verão no projeto anglo-sionista uma ofensiva contra um membro, no sentido fisiológico, de seu corpo. E como a própria posição da Palestina nos mapas ajuda, esta se verá espontaneamente assimilada como o mais vital dos órgãos, “o coração dos Árabes” [vi].

Com efeito, em Novembro de 1917 o povo palestino fica sabendo que o Ministro inglês James Balfour prometera seu país a um movimento vindo do Ocidente, comprometido com a ideia de promover o retorno dos judeus após um exílio de dois mil anos e de restaurar um “Estado dos judeus” na Palestina. Tem início, então, o conflito. Os Palestinos reagem imediatamente ao texto de Balfour. Mas, perplexos, caem numa armadilha, pois aceitam os termos da declaração que os designam como“comunidades não judaicas na Palestina”.

Assim, com Balfour, não só o “povo judeu” “volta” a um antigo território que haveria sido seu, como encontra ali não uma nação e um povo, mas “comunidades não judaicas”, isto é de uma outra religião, muçulmana e cristã. Desse modo, desmonta-se a identidade palestina secular. E isso tem como corolário o fato de que os Palestinos judeus não só deixam de existir como parecem nunca ter existido!

“Doravante, continua Elias Sanbar, tudo se passa entre o povo judeu que retorna e duas outras comunidades que esperam partir para ceder lugar, o seu lugar. A história contemporânea da Palestina reduzir-se-á então, sob diversas formas, a uma repetição permanente de um enunciado terrível: os Palestinos se encontram permanentemente em instância de ausência anunciada”[vii]. De nada adianta cristãos e muçulmanos reivindicarem o estatuto de “povo da Palestina” e afirmarem que já estavam lá antes dos judeus. Tampouco adianta afirmarem sua presença no lugar – os sionistas argumentam que na verdade a Palestina é um território vazio, um deserto, segundo a famosa frase de Israel Zangwill: “O sionismo é um povo sem terra que volta a uma terra sem povo”.

Conhecemos bem esse tipo de argumento, que também foi usado no Brasil da ditadura para justificar o projeto “desenvolvimentista” de “ocupação” e de “integração” da Amazônia, desconhecendo deliberadamente que ela era e é habitada por povos indígenas, a quem também os militares brasileiros negam o direito ao emprego do termo “povos”, visto que povo, nestas paragens, só existiria um, o brasileiro. Mas voltando à Palestina: cria-se uma diferença absoluta entre a vivência do colono israelense e a do cidadão palestino: o primeiro pensa que esteve lá há milênios e por isso pode voltar; o segundo sabe que nunca partiu, que tem o direito de viver ali… porque é dali!

Assim, desde o início do século XX, o projeto de constituição do Estado de Israel já preconiza a expulsão do povo palestino e institui a sua condição de refugiado em sua própria terra ou de exilado. Por isso, Sanbar vai afirmar: “O que marca e marcará profundamente o ser palestino, é que cedo essa sociedade sabe que está engajada num combate que ultrapassa a independência que ela reivindica. Ela luta para continuar a existir no lugar, seu lugar” [viii].

Ora, como bem sublinha Elias Sanbar, Israel nasce da mesma maneira que nasceram os Estados Unidos – os sionistas repetem a mesma lógica adotada pelos colonizadores na América; aos Palestinos caberá então o destino de se transformarem em Pele-Vermelha, isto é autóctones destinados à ausência. Como os Índios, os Palestinos ficam sem lugar.

Ao longo de todo o século XX, a questão, no fundo, sempre foi a mesma. De um lado, uma guerra de conquista do território, uma guerra de ocupação progressiva e negação da existência do autóctone; de outro, resistência e afirmação obstinada de existência do homem e do lugar. Não cabe aqui nos determos nas datas-chave desse conflito que oficialmente explode em 1948 com a criação do Estado de Israel e o desaparecimento da Palestina do mapa e dos dicionários enquanto país. Desde então a determinação israelense de fazer país e povo sumirem prolonga-se na Guerra dos Seis Dias, em 1967, estende-se na invasão do Líbano no início dos anos 80 com o massacre de Sabra e Chatila, ganha novos contornos com a Intifada e, posteriormente, com as intermináveis negociações de paz que nunca põem um fim ao avanço sistemático da colonização dos territórios ocupados…

Mas se há semelhança de destino entre os Pele-Vermelha e os Palestinos, também há diferença e ela precisa ser registrada. Numa conversa entre Elias Sanbar e Gilles Deleuze, publicada pelo jornal Libération, em 8-9 de Maio de 1982, o filósofo francês aborda o assunto: “Muitos artigos da Revue d’Etudes Palestiniennes lembram e analisam de uma maneira nova os procedimentos pelos quais os Palestinos foram expulsos de seus territórios. Isso é muito importante porque os Palestinos não se encontram na situação de gente colonizada, mas evacuada, expulsa. (…) É que há dois movimentos muito diferentes no capitalismo. Ora trata-se de manter um povo em seu território e de fazê-lo trabalhar, de explorá-lo, para acumular um excedente – é o que comumente se chama uma colônia. Ora, pelo contrário, trata-se de esvaziar um território de seu povo, para dar um salto adiante, trazendo uma mão-de-obra de outras partes. A história do sionismo e de Israel , como a da América, passou por isso: como criar o vazio, como esvaziar um povo?” [ix].

Até aí, estamos ainda no campo da semelhança. Mas, segundo Deleuze, quem demarcou o limite da comparação foi Yasser Arafat, ao apontar que existe um mundo árabe, enquanto os Pele-Vermelha não dispunham de nenhuma base ou força fora do território do qual eram expulsos. Sanbar concorda com essa análise: “Somos expulsos singulares porque não fomos deslocados para terras estrangeiras, mas para o prolongamento de nossa “casa”. Fomos deslocados em terra árabe, onde não só ninguém quer nos dissolver, mas essa própria ideia é uma aberração” [x].

Assim, os Palestinos não foram confinados em “reservas”, como os Pele-Vermelha. Deslocados “dentro de casa”, para o meio de povos irmãos e solidários, os Palestinos assumiram a condição do exílio de um modo muito particular. Como aponta Sanbar, todo exílio comporta duas rupturas: uma com o lugar de partida, outra com o lugar de chegada. “Ora, expulsos e forçados a se deslocar, os Palestinos continuavam sendo Árabes e em momento algum seu deslocamento suscitará uma diáspora, pois esta exige que se eleja residência numa terra estrangeira. O que precisamente não eram os países vizinhos que os acolheram.

Os Palestinos se encontravam refugiados, é claro, mas em sua continuidade territorial e identitária; deslocados, é claro, mas dentro de sua língua, sua cultura, sua cozinha, sua música, seu imaginário. Mais ainda: compartilhavam com os povos que os acolhiam o sonho da unidade em um grande Estado árabe” [xi]. Nesse sentido, “(…) os refugiados reagem como homens e mulheres/território, isto é estão convencidos de transportar com eles, neles, sua terra, esperando efetuar o Retorno e “repousá-la em seu lugar”[xii]. (Idem pp. 166-167) É essa condição complexa e trágica que faz com que Mahamoud Darwich, trinta anos depois de deixar a Palestina, se encontra em Gaza e escreve:

“Vim, mas não cheguei.

Estou aqui, mas não voltei!”

Com efeito, não se pode voltar de onde nunca se saiu, porque nunca se abandonou o lugar. Por isso, importa agora salientar que Darwich foi a voz que enunciou com todas as letras todas as camadas de sentido dessa complexa condição. Não foi à toa que se tornou um patrimônio coletivo do povo palestino, que  o vê como seu porta-voz. A ponto dele escrever um comovente poema para sua mãe e todos os leitores/ouvintes lerem/ouvirem naquele termo a palavra Palestina.

É impressionante: percorrer sua obra é perceber que Darwich é Palestino, é Árabe, é o refugiado, é o exilado de dentro e o exilado de fora, é o infiltrado, é o Pele-Vermelha; mas é, também, o Troiano vencido que nenhum Homero cantou e o Cananeu cuja Bíblia se perdeu. Darwich é tudo isso porque é poeta que acessa diretamente apotência da matriz ancestral da poesia – a presente ausência de onde ela brota.

“Não te perguntas mais: O que escrever?, mas: Como escrever? Invocas um sonho. Ele foge da imagem. Solicitas um sentido. A cadência se torna estreita para ele. Crês que ultrapassastes o limiar que separa o horizonte do abismo, que te exercitastes a abrir a metáfora para uma ausência que se torna presença, para uma presença que se ausenta com uma espontaneidade de aparência dócil. Sabes que em poesia o sentido é movimento numa cadência. Nela a prosa aspira ao pastoral da poesia, e a poesia à aristocracia da prosa. Leva-me ao que não conheço dos atributos do rio… Leva-me. Uma linha melódica semelhante a esta abre seu caminho no curso das palavras, feto em devir que traça os traços de uma voz e a promessa de um poema. Mas ela precisa de um pensamento que a guie e que ela guia através das possibilidades, de uma terra que a porta, de uma inquietação existencial, de uma história ou de uma lenda. O primeiro verso é o que os perplexos nomearam, segundo sua origem, inspiração ou iluminação” [xiii].

É espantosa para nós, brasileiros, a determinação com que os palestinos se aferram à sua identidade, língua e lugar. Para nós, é quase incompreensível. Daí a importância de MahamoudDarwich como emblema do que não somos. Desde os anos 20 do século passado, os modernistas brasileiros se perguntaram: O que é “ser brasileiro”? e, na impossibilidade de reconhecer-se como tal: Como tornar-se brasileiro? Se a questão moderna brasileira é eminentemente ontológica e epistemológica, é porque interpela diretamente o ser e o devir. Mais do que interpelados, ameaçados de extinção enquanto povo, os Palestinos forjaram na luta uma resposta, pela boca de Darwich e de tantos outros.

Tentando responder, os modernistas brasileiros saíram em busca da “redescoberta” do Brasil e acabaram descobrindo o Outro, isto é os índios, que constituíam uma das três grandes correntes populacionais da formação do povo brasileiro (com os europeus e os africanos trazidos como escravos); mais ainda: descobriram que, apesar do genocídio inconfessado praticado desde 1500, muitos desses povos ainda sobreviviam no território nacional. Portanto, o Outro não era o de fora, o Outro era o Outro da própria terra, do lugar, presente e no entanto sistematicamente ignorado, “ausente”. E era esse Outro que fazia o brasileiro moderno perceber-se como um “desterrado em sua própria terra”, nos dizeres de Sérgio Buarque de Holanda.

Assim, nos anos 1920-30, ficou claro que, para saber o que é ser brasileiro ou como tornar-se um, seria preciso pôr sobre a mesa o que é ser índio, e como os brasileiros lidam, ou melhor não lidam com isso. No Manifesto Antropófago, Oswald de Andrade, formulou a questão de maneira tremenda, emseu achado paródico do dilema hamletiano: “Tupy or not tupy, that is the question[xiv].

Formulado em língua estrangeira, mais propriamente na língua de Shakespeare, o statement não poderia expressar melhora condição esquizofrênica do brasileiro moderno, pois este se encontra diante de um Double bind que, segundo Gregory Bateson [xv], não permite opção e decisão. Com efeito, quanto mais tentamos resolvê-lo, mais afundamos na armadilha. Isso ocorre porque tanto os brasileiros quanto os índios, tanto os selvagens quanto os civilizados, não podem ser eles mesmos sem “resolver” sua relação com o Outro, historicamente negada, e recalcada desde sempre. Pois o que dizem os brasileiros para os índios: “Vocês não podem ser brasileiros porque são índios!” E, ao mesmo tempo: “Vocês não podem ser índios porque são brasileiros!” Assim, índios e brasileiros têm o seu devir bloqueado pelo dilema Tupy or not Tupy

Mahamoud Darwich deveria ser ensinado em nossas escolas. Para que nossas futuras gerações aprendessem o que é a paixão exemplar e irremissível de um povo pelo seu lugar no mundo.

*Laymert Garcia dos Santos é professor aposentado do departamento de sociologia da Unicamp. Autor, entre outros livros, de Politizar as novas tecnologias (Editora 34).

Publicado originalmente no primeiro número da Exilium – Revista de Estudos da Contemporaneidade órgão da Cátedra Edward Saïd da Unifesp.

Notas


[i]Darwich, M. Présenteabsence. Col. Mondes árabes. Arles: Actes Sud, 2016. Tradução do árabe por FaroukMardam-Bey e EliasSanbar. Pp. 146-147.

[ii]http://www.halcyon.com/arborhts/chiefsea.html

[iii]https://cpa.hypotheses.org/1641

[iv]Darwich, M. La Palestine comme métaphore. Entretiens. Col. Babel. Arles: Actes Sud, 1997. Tradução do árabe por Elias Sanbar e do hebraico por Simone Bitton. Pp. 78-80.

[v]Mardam-Bey, F. e Sanbar, E. Être árabe – Entretiens avec Christofe Kant cheff. Col. Sindbad. Arles: Actes Sud, 2005. Pp. 74-75.

[vi]Idem. P. 78.

[vii]Ibidem. P. 82.

[viii]Ibidem. P. 92.

[ix]Deleuze, G. Deuxrégimes de fous – Textes et entretiens 1975-1995. Paris: Minuit, 2003. Edição preparada por David Lapoujade. Pp. 180-181.

[x]Idem. P. 181.

[xi]Ibidem. P. 166.

[xii]Ibidem. Pp. 166-167.

[xiii]Darwich, M. Présente absence. Op. Cit. Pp. 80-81.

[xiv]Nunes, Benedito. “Antropofagia ao alcance de todos – Introdução”. In Andrade, Oswald de. Do Pau-Brasil à Antropofagia e àsUtopias – Obras Completas VI. Rio de Janeiro: Civ. Brasileira, 1972, p. XXVI.

[xv] Bateson, G. Double bind, Steps to na ecology of the mind: A revolutionary approach to man’s understanding of himself, 271-278. Chicago: University of Chicago Press, 1972, pp. 271-278.

The remarkable ways animals understand numbers (BBC Future)

bbc.com

Andreas Nieder, September 7, 2020

(Credit: Press Association)

For some species there is strength and safety in numbers (Credit: Press Association)

Humans as a species are adept at using numbers, but our mathematical ability is something we share with a surprising array of other creatures.

One of the key findings over the past decades is that our number faculty is deeply rooted in our biological ancestry, and not based on our ability to use language. Considering the multitude of situations in which we humans use numerical information, life without numbers is inconceivable.

But what was the benefit of numerical competence for our ancestors, before they became Homo sapiens? Why would animals crunch numbers in the first place?

It turns out that processing numbers offers a significant benefit for survival, which is why this behavioural trait is present in many animal populations. Several studies examining animals in their ecological environments suggest that representing numbers enhances an animal’s ability to exploit food sources, hunt prey, avoid predation, navigate its habitat, and persist in social interactions.

Before numerically competent animals evolved on the planet, single-celled microscopic bacteria – the oldest living organisms on Earth – already exploited quantitative information. The way bacteria make a living is through their consumption of nutrients from their environment. Mostly, they grow and divide themselves to multiply. However, in recent years, microbiologists have discovered they also have a social life and are able to sense the presence or absence of other bacteria. In other words, they can sense the number of bacteria.

Take, for example, the marine bacterium Vibrio fischeri. It has a special property that allows it to produce light through a process called bioluminescence, similar to how fireflies give off light. If these bacteria are in dilute water solutions (where they are essentially alone), they make no light. But when they grow to a certain cell number of bacteria, all of them produce light simultaneously. Therefore, Vibrio fischeri can distinguish when they are alone and when they are together.

Sometimes the numbers don't add up when predators are trying to work out which prey to target (Credit: Alamy)

Sometimes the numbers don’t add up when predators are trying to work out which prey to target (Credit: Alamy)

It turns out they do this using a chemical language. They secrete communication molecules, and the concentration of these molecules in the water increases in proportion to the cell number. And when this molecule hits a certain amount, called a “quorum”, it tells the other bacteria how many neighbours there are, and all the bacteria glow.

This behaviour is called “quorum sensing” – the bacteria vote with signalling molecules, the vote gets counted, and if a certain threshold (the quorum) is reached, every bacterium responds. This behaviour is not just an anomaly of Vibrio fischeri – all bacteria use this sort of quorum sensing to communicate their cell number in an indirect way via signalling molecules.

Remarkably, quorum sensing is not confined to bacteria – animals use it to get around, too. Japanese ants (Myrmecina nipponica), for example, decide to move their colony to a new location if they sense a quorum. In this form of consensus decision making, ants start to transport their brood together with the entire colony to a new site only if a defined number of ants are present at the destination site. Only then, they decide, is it safe to move the colony.

Numerical cognition also plays a vital role when it comes to both navigation and developing efficient foraging strategies. In 2008, biologists Marie Dacke and Mandyam Srinivasan performed an elegant and thoroughly controlled experiment in which they found that bees are able to estimate the number of landmarks in a flight tunnel to reach a food source – even when the spatial layout is changed. Honeybees rely on landmarks to measure the distance of a food source to the hive. Assessing numbers is vital to their survival.

When it comes to optimal foraging, “going for more” is a good rule of thumb in most cases, and seems obvious when you think about it, but sometimes the opposite strategy is favourable. The field mouse loves live ants, but ants are dangerous prey because they bite when threatened. When a field mouse is placed into an arena together with two ant groups of different quantities, then, it surprisingly “goes for less”. In one study, mice that could choose between five versus 15, five versus 30, and 10 versus 30 ants always preferred the smaller quantity of ants. The field mice seem to pick the smaller ant group in order to ensure comfortable hunting and to avoid getting bitten frequently.

Numerical cues play a significant role when it comes to hunting prey in groups, as well. The probability, for example, that wolves capture elk or bison varies with the group size of a hunting party. Wolves often hunt large prey, such as elk and bison, but large prey can kick, gore, and stomp wolves to death. Therefore, there is incentive to “hold back” and let others go in for the kill, particularly in larger hunting parties. As a consequence, wolves have an optimal group size for hunting different prey. For elks, capture success levels off at two to six wolves. However, for bison, the most formidable prey, nine to 13 wolves are the best guarantor of success. Therefore, for wolves, there is “strength in numbers” during hunting, but only up to a certain number that is dependent on the toughness of their prey.

Animals that are more or less defenceless often seek shelter among large groups of social companions – the strength-in-numbers survival strategy hardly needs explaining. But hiding out in large groups is not the only anti-predation strategy involving numerical competence.

In 2005, a team of biologists at the University of Washington found that black-capped chickadees in Europe developed a surprising way to announce the presence and dangerousness of a predator. Like many other animals, chickadees produce alarm calls when they detect a potential predator, such as a hawk, to warn their fellow chickadees. For stationary predators, these little songbirds use their namesake “chick-a-dee” alarm call. It has been shown that the number of “dee” notes at the end of this alarm call indicates the danger level of a predator.

Chickadees produce different numbers of "dee" notes at the end of their call depending on danger they have spotted (Credit: Getty Images)

Chickadees produce different numbers of “dee” notes at the end of their call depending on danger they have spotted (Credit: Getty Images)

A call such as “chick-a-dee-dee” with only two “dee” notes may indicate a rather harmless great grey owl. Great grey owls are too big to manoeuvre and follow the agile chickadees in woodland, so they aren’t a serious threat. In contrast, manoeuvring between trees is no problem for the small pygmy owl, which is why it is one of the most dangerous predators for these small birds. When chickadees see a pygmy owl, they increase the number of “dee” notes and call “chick-a-dee-dee-dee-dee.” Here, the number of sounds serves as an active anti-predation strategy.

Groups and group size also matter if resources cannot be defended by individuals alone – and the ability to assess the number of individuals in one’s own group relative to the opponent party is of clear adaptive value.

Several mammalian species have been investigated in the wild, and the common finding is that numerical advantage determines the outcome of such fights. In a pioneering study, zoologist Karen McComb and co-workers at the University of Sussex investigated the spontaneous behaviour of female lions at the Serengeti National Park when facing intruders. The authors exploited the fact that wild animals respond to vocalisations played through a speaker as though real individuals were present. If the playback sounds like a foreign lion that poses a threat, the lionesses would aggressively approach the speaker as the source of the enemy. In this acoustic playback study, the authors mimicked hostile intrusion by playing the roaring of unfamiliar lionesses to residents.

Two conditions were presented to subjects: either the recordings of single female lions roaring, or of groups of three females roaring together. The researchers were curious to see if the number of attackers and the number of defenders would have an impact on the defender’s strategy. Interestingly, a single defending female was very hesitant to approach the playbacks of a single or three intruders. However, three defenders readily approached the roaring of a single intruder, but not the roaring of three intruders together.

Obviously, the risk of getting hurt when entering a fight with three opponents was foreboding. Only if the number of the residents was five or more did the lionesses approach the roars of three intruders. In other words, lionesses decide to approach intruders aggressively only if they outnumber the latter – another clear example of an animal’s ability to take quantitative information into account.

Our closest cousins in the animal kingdom, the chimpanzees, show a very similar pattern of behaviour. Using a similar playback approach, Michael Wilson and colleagues from Harvard University found that the chimpanzees behaved like military strategists. They intuitively follow equations used by military forces to calculate the relative strengths of opponent parties. In particular, chimpanzees follow predictions made in Lanchester’s “square law” model of combat. This model predicts that, in contests with multiple individuals on each side, chimpanzees in this population should be willing to enter a contest only if they outnumber the opposing side by a factor of at least 1.5. And that is precisely what wild chimps do.

Lionesses judge how many intruders they may be facing before approaching them (Credit: Alamy)

Lionesses judge how many intruders they may be facing before approaching them (Credit: Alamy)

Staying alive – from a biological stance – is a means to an end, and the aim is the transmission of genes. In mealworm beetles (Tenebrio molitor), many males mate with many females, and competition is intense. Therefore, a male beetle will always go for more females in order to maximise his mating opportunities. After mating, males even guard females for some time to prevent further mating acts from other males. The more rivals a male has encountered before mating, the longer he will guard the female after mating.

It is obvious that such behaviour plays an important role in reproduction and therefore has a high adaptive value. Being able to estimate quantity has improved males’ sexual competitiveness. This may in turn be a driving force for more sophisticated cognitive quantity estimation throughout evolution.

One may think that everything is won by successful copulation. But that is far from the truth for some animals, for whom the real prize is fertilising an egg. Once the individual male mating partners have accomplished their part in the play, the sperm continues to compete for the fertilisation of the egg. Since reproduction is of paramount importance in biology, sperm competition causes a variety of adaptations at the behavioural level.

In both insects and vertebrates, the males’ ability to estimate the magnitude of competition determines the size and composition of the ejaculate. In the pseudoscorpion, Cordylochernes scorpioides, for example, it is common that several males copulate with a single female. Obviously, the first male has the best chances of fertilising this female’s egg, whereas the following males face slimmer and slimmer chances of fathering offspring. However, the production of sperm is costly, so the allocation of sperm is weighed considering the chances of fertilising an egg.

Males smell the number of competitor males that have copulated with a female and adjust by progressively decreasing sperm allocation as the number of different male olfactory cues increases from zero to three.

Some bird species, meanwhile, have invented a whole arsenal of trickery to get rid of the burden of parenthood and let others do the job. Breeding a clutch and raising young are costly endeavours, after all. They become brood parasites by laying their eggs in other birds’ nests and letting the host do all the hard work of incubating eggs and feeding hatchlings. Naturally, the potential hosts are not pleased and do everything to avoid being exploited. And one of the defence strategies the potential host has at its disposal is the usage of numerical cues.

American coots, for example, sneak eggs into their neighbours’ nests and hope to trick them into raising the chicks. Of course, their neighbours try to avoid being exploited. A study in the coots’ natural habitat suggests that potential coot hosts can count their own eggs, which helps them to reject parasitic eggs. They typically lay an average-sized clutch of their own eggs, and later reject any surplus parasitic egg. Coots therefore seem to assess the number of their own eggs and ignore any others.

An even more sophisticated type of brood parasitism is found in cowbirds, a songbird species that lives in North America. In this species, females also deposit their eggs in the nests of a variety of host species, from birds as small as kinglets to those as large as meadowlarks, and they have to be smart in order to guarantee that their future young have a bright future.

Cowbird eggs hatch after exactly 12 days of incubation; if incubation is only 11 days, the chicks do not hatch and are lost. It is therefore not an accident that the incubation times for the eggs of the most common hosts range from 11 to 16 days, with an average of 12 days. Host birds usually lay one egg per day – once one day elapses with no egg added by the host to the nest, the host has begun incubation. This means the chicks start to develop in the eggs, and the clock begins ticking. For a cowbird female, it is therefore not only important to find a suitable host, but also to precisely time their egg laying appropriately. If the cowbird lays her egg too early in the host nest, she risks her egg being discovered and destroyed. But if she lays her egg too late, incubation time will have expired before her cowbird chick can hatch.

Female cowbirds perform some incredible mental arithmetic to know when she should lay her eggs in the next of a host bird (Credit: Alamy)

Female cowbirds perform some incredible mental arithmetic to know when she should lay her eggs in the next of a host bird (Credit: Alamy)

Clever experiments by David J White and Grace Freed-Brown from the University of Pennsylvania suggest that cowbird females carefully monitor the host’s clutch to synchronise their parasitism with a potential host’s incubation. The cowbird females watch out for host nests in which the number of eggs has increased since her first visit. This guarantees that the host is still in the laying process and incubation has not yet started. In addition, the cowbird is looking out for nests that contain exactly one additional egg per number of days that have elapsed since her initial visit.

For instance, if the cowbird female visited a nest on the first day and found one host egg in the nest, she will only deposit her own egg if the host nest contains three eggs on the third day. If the nest contains fewer additional eggs than the number of days that have passed since the last visit, she knows that incubation has already started and it is useless for her to lay her own egg. It is incredibly cognitively demanding, since the female cowbird needs to visit a nest over multiple days, remember the clutch size from one day to the next, evaluate the change in the number of eggs in the nest from a past visit to the present, assess the number of days that have passed, and then compare these values to make a decision to lay her egg or not.

But this is not all. Cowbird mothers also have sinister reinforcement strategies. They keep watch on the nests where they’ve laid their eggs. In an attempt to protect their egg, the cowbirds act like mafia gangsters. If the cowbird finds that her egg has been destroyed or removed from the host’s nest, she retaliates by destroying the host bird’s eggs, pecking holes in them or carrying them out of the nest and dropping them on the ground. The host birds better raise the cowbird nestling, or else they have to pay dearly. For the host parents, it may therefore be worth to go through all the trouble of raising a foster chick from an adaptive point of view.

The cowbird is an astounding example of how far evolution has driven some species to stay in the business of passing on their genes. The existing selection pressures, whether imposed by the inanimate environment or by other animals, force populations of species to maintain or increase adaptive traits caused by specific genes. If assessing numbers helps in this struggle to survive and reproduce, it surely is appreciated and relied on.

This explains why numerical competence is so widespread in the animal kingdom: it evolved either because it was discovered by a previous common ancestor and passed on to all descendants, or because it was invented across different branches of the animal tree of life.

Irrespective of its evolutionary origin, one thing is certain – numerical competence is most certainly an adaptive trait.

* This article originally appeared in The MIT Press Reader, and is republished under a Creative Commons licence. Andreas Nieder is Professor of Animal Physiology and Director of the Institute of Neurobiology at the University of Tübingen and the author of A Brain for Numbers, from which this article is adapted.

The Fight Over the 1619 Project Is Not About the Facts (The Atlantic)

theatlantic.com

Adam Serwer, Dec. 23, 2019


A dispute between a small group of scholars and the authors of The New York Times Magazine’s issue on slavery represents a fundamental disagreement over the trajectory of American society.

An engraving of a slave auction in Charleston, South Carolina
Bettmann / Getty

This article was updated at 7:35 p.m. ET on December 23, 2019

When The New York Times Magazine published its 1619 Project in August, people lined up on the street in New York City to get copies. Since then, the project—a historical analysis of how slavery shaped American political, social, and economic institutions—has spawned a podcast, a high-school curriculum, and an upcoming book. For Nikole Hannah-Jones, the reporter who conceived of the project, the response has been deeply gratifying.

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“They had not seen this type of demand for a print product of The New York Times, they said, since 2008, when people wanted copies of Obama’s historic presidency edition,” Hannah-Jones told me. “I know when I talk to people, they have said that they feel like they are understanding the architecture of their country in a way that they had not.”

U.S. history is often taught and popularly understood through the eyes of its great men, who are seen as either heroic or tragic figures in a global struggle for human freedom. The 1619 Project, named for the date of the first arrival of Africans on American soil, sought to place “the consequences of slavery and the contributions of black Americans at the very center of our national narrative.” Viewed from the perspective of those historically denied the rights enumerated in America’s founding documents, the story of the country’s great men necessarily looks very different.

The reaction to the project was not universally enthusiastic. Several weeks ago, the Princeton historian Sean Wilentz, who had criticized the 1619 Project’s “cynicism” in a lecture in November, began quietly circulating a letter objecting to the project, and some of Hannah-Jones’s work in particular. The letter acquired four signatories—James McPherson, Gordon Wood, Victoria Bynum, and James Oakes, all leading scholars in their field. They sent their letter to three top Times editors and the publisher, A. G. Sulzberger, on December 4. A version of that letter was published on Friday, along with a detailed rebuttal from Jake Silverstein, the editor of the Times Magazine.

The letter sent to the Times says, “We applaud all efforts to address the foundational centrality of slavery and racism to our history,” but then veers into harsh criticism of the 1619 Project. The letter refers to “matters of verifiable fact” that “cannot be described as interpretation or ‘framing’” and says the project reflected “a displacement of historical understanding by ideology.” Wilentz and his fellow signatories didn’t just dispute the Times Magazine’s interpretation of past events, but demanded corrections.

In the age of social-media invective, a strongly worded letter might not seem particularly significant. But given the stature of the historians involved, the letter is a serious challenge to the credibility of the 1619 Project, which has drawn its share not just of admirers but also critics.

Nevertheless, some historians who declined to sign the letter wondered whether the letter was intended less to resolve factual disputes than to discredit laymen who had challenged an interpretation of American national identity that is cherished by liberals and conservatives alike.

“I think had any of the scholars who signed the letter contacted me or contacted the Times with concerns [before sending the letter], we would’ve taken those concerns very seriously,” Hannah-Jones said. “And instead there was kind of a campaign to kind of get people to sign on to a letter that was attempting really to discredit the entire project without having had a conversation.”

Underlying each of the disagreements in the letter is not just a matter of historical fact but a conflict about whether Americans, from the Founders to the present day, are committed to the ideals they claim to revere. And while some of the critiques can be answered with historical fact, others are questions of interpretation grounded in perspective and experience.

In fact, the harshness of the Wilentz letter may obscure the extent to which its authors and the creators of the 1619 Project share a broad historical vision. Both sides agree, as many of the project’s right-wing critics do not, that slavery’s legacy still shapes American life—an argument that is less radical than it may appear at first glance. If you think anti-black racism still shapes American society, then you are in agreement with the thrust of the 1619 Project, though not necessarily with all of its individual arguments.

The clash between the Times authors and their historian critics represents a fundamental disagreement over the trajectory of American society. Was America founded as a slavocracy, and are current racial inequities the natural outgrowth of that? Or was America conceived in liberty, a nation haltingly redeeming itself through its founding principles? These are not simple questions to answer, because the nation’s pro-slavery and anti-slavery tendencies are so closely intertwined.

The letter is rooted in a vision of American history as a slow, uncertain march toward a more perfect union. The 1619 Project, and Hannah-Jones’s introductory essay in particular, offer a darker vision of the nation, in which Americans have made less progress than they think, and in which black people continue to struggle indefinitely for rights they may never fully realize. Inherent in that vision is a kind of pessimism, not about black struggle but about the sincerity and viability of white anti-racism. It is a harsh verdict, and one of the reasons the 1619 Project has provoked pointed criticism alongside praise.

Americans need to believe that, as Martin Luther King Jr. said, the arc of history bends toward justice. And they are rarely kind to those who question whether it does.

Most Americans still learn very little about the lives of the enslaved, or how the struggle over slavery shaped a young nation. Last year, the Southern Poverty Law Center found that few American high-school students know that slavery was the cause of the Civil War, that the Constitution protected slavery without explicitly mentioning it, or that ending slavery required a constitutional amendment.

“The biggest obstacle to teaching slavery effectively in America is the deep, abiding American need to conceive of and understand our history as ‘progress,’ as the story of a people and a nation that always sought the improvement of mankind, the advancement of liberty and justice, the broadening of pursuits of happiness for all,” the Yale historian David Blight wrote in the introduction to the report. “While there are many real threads to this story—about immigration, about our creeds and ideologies, and about race and emancipation and civil rights, there is also the broad, untidy underside.”

In conjunction with the Pulitzer Center, the Times has produced educational materials based on the 1619 Project for students—one of the reasons Wilentz told me he and his colleagues wrote the letter. But the materials are intended to enhance traditional curricula, not replace them. “I think that there is a misunderstanding that this curriculum is meant to replace all of U.S. history,” Silverstein told me. “It’s being used as supplementary material for teaching American history.” Given the state of American education on slavery, some kind of adjustment is sorely needed.

Published 400 years after the first Africans were brought to in Virginia, the project asked readers to consider “what it would mean to regard 1619 as our nation’s birth year.” The special issue of the Times Magazine included essays from the Princeton historian Kevin Kruse, who argued that sprawl in Atlanta is a consequence of segregation and white flight; the Times columnist Jamelle Bouie, who posited that American countermajoritarianism was shaped by pro-slavery politicians seeking to preserve the peculiar institution; and the journalist Linda Villarosa, who traced racist stereotypes about higher pain tolerance in black people from the 18th century to the present day. The articles that drew the most attention and criticism, though, were Hannah-Jones’s introductory essay chronicling black Americans’ struggle to “make democracy real” and the sociologist Matthew Desmond’s essay linking the crueler aspects of American capitalism to the labor practices that arose under slavery.

The letter’s signatories recognize the problem the Times aimed to remedy, Wilentz told me. “Each of us, all of us, think that the idea of the 1619 Project is fantastic. I mean, it’s just urgently needed. The idea of bringing to light not only scholarship but all sorts of things that have to do with the centrality of slavery and of racism to American history is a wonderful idea,” he said. In a subsequent interview, he said, “Far from an attempt to discredit the 1619 Project, our letter is intended to help it.”

The letter disputes a passage in Hannah-Jones’s introductory essay, which lauds the contributions of black people to making America a full democracy and says that “one of the primary reasons the colonists decided to declare their independence from Britain was because they wanted to protect the institution of slavery” as abolitionist sentiment began rising in Britain.

This argument is explosive. From abolition to the civil-rights movement, activists have reached back to the rhetoric and documents of the founding era to present their claims to equal citizenship as consonant with the American tradition. The Wilentz letter contends that the 1619 Project’s argument concedes too much to slavery’s defenders, likening it to South Carolina Senator John C. Calhoun’s assertion that “there is not a word of truth” in the Declaration of Independence’s famous phrase that “all men are created equal.” Where Wilentz and his colleagues see the rising anti-slavery movement in the colonies and its influence on the Revolution as a radical break from millennia in which human slavery was accepted around the world, Hannah-Jones’ essay outlines how the ideology of white supremacy that sustained slavery still endures today.

“To teach children that the American Revolution was fought in part to secure slavery would be giving a fundamental misunderstanding not only of what the American Revolution was all about but what America stood for and has stood for since the Founding,” Wilentz told me. Anti-slavery ideology was a “very new thing in the world in the 18th century,” he said, and “there was more anti-slavery activity in the colonies than in Britain.”

Hannah-Jones hasn’t budged from her conviction that slavery helped fuel the Revolution. “I do still back up that claim,” she told me last week—before Silverstein’s rebuttal was published—although she says she phrased it too strongly in her essay, in a way that might mislead readers into thinking that support for slavery was universal. “I think someone reading that would assume that this was the case: all 13 colonies and most people involved. And I accept that criticism, for sure.” She said that as the 1619 Project is expanded into a history curriculum and published in book form, the text will be changed to make sure claims are properly contextualized.

On this question, the critics of the 1619 Project are on firm ground. Although some southern slave owners likely were fighting the British to preserve slavery, as Silverstein writes in his rebuttal, the Revolution was kindled in New England, where prewar anti-slavery sentiment was strongest. Early patriots like James Otis, John Adams, and Thomas Paine were opposed to slavery, and the Revolution helped fuel abolitionism in the North.

Historians who are in neither Wilentz’s camp nor the 1619 Project’s say both have a point. “I do not agree that the American Revolution was just a slaveholders’ rebellion,” Manisha Sinha, a history professor at the University of Connecticut and the author of The Slave’s Cause: A History of Abolition, told me.* “But also understand that the original Constitution did give some ironclad protections to slavery without mentioning it.”

The most radical thread in the 1619 Project is not its contention that slavery’s legacy continues to shape American institutions; it’s the authors’ pessimism that a majority of white people will abandon racism and work with black Americans toward a more perfect union. Every essay tracing racial injustice from slavery to the present day speaks to the endurance of racial caste. And it is this profound pessimism about white America that many of the 1619 Project’s critics find most galling.

Newt Gingrich called the 1619 Project a “lie,” arguing that “there were several hundred thousand white Americans who died in the Civil War in order to free the slaves.” In City Journal, the historian Allen Guelzo dismissed the Times Magazine project as a “conspiracy theory” developed from the “chair of ultimate cultural privilege in America, because in no human society has an enslaved people suddenly found itself vaulted into positions of such privilege, and with the consent—even the approbation—of those who were once the enslavers.” The conservative pundit Erick Erickson went so far as to accuse the Times of adopting “the Neo-Confederate world view” that the “South actually won the Civil War by weaving itself into the fabric of post war society so it can then discredit the entire American enterprise.” Erickson’s bizarre sleight of hand turns the 1619 Project’s criticism of ongoing racial injustice into a brief for white supremacy.

The project’s pessimism has drawn criticism from the left as well as the right. Hannah-Jones’s contention that “anti-black racism runs in the very DNA of this country” drew a rebuke from James Oakes, one of the Wilentz letter’s signatories. In an interview with the World Socialist Web Site, Oakes said, “The function of those tropes is to deny change over time … The worst thing about it is that it leads to political paralysis. It’s always been here. There’s nothing we can do to get out of it. If it’s the DNA, there’s nothing you can do. What do you do? Alter your DNA?”

These are objections not to misstatements of historical fact, but to the argument that anti-black racism is a more intractable problem than most Americans are willing to admit. A major theme of the 1619 Project is that the progress that has been made has been fragile and reversible—and has been achieved in spite of the nation’s true founding principles, which are not the lofty ideals few Americans genuinely believe in. Chances are, what you think of the 1619 Project depends on whether you believe someone might reasonably come to such a despairing conclusion—whether you agree with it or not.

Wilentz reached out to a larger group of historians, but ultimately sent a letter signed by five historians who had publicly criticized the 1619 Project in interviews with the World Socialist Web Site. He told me that the idea of trying to rally a larger group was “misconceived,” citing the holiday season and the end of the semester, among other factors. (A different letter written by Wilentz, calling for the impeachment of President Donald Trump, quickly amassed hundreds of signatures last week.) The refusal of other historians to sign on, despite their misgivings about some claims made by the 1619 Project, speaks to a divide over whether the letter was focused on correcting specific factual inaccuracies or aimed at discrediting the project more broadly.

Sinha saw an early version of the letter that was circulated among a larger group of historians. But, despite her disagreement with some of the assertions in the 1619 Project, she said she wouldn’t have signed it if she had been asked to. “There are legitimate critiques that one can engage in discussion with, but for them to just kind of dismiss the entire project in that manner, I thought, was really unwise,” she said. “It was a worthy thing to actually shine a light on a subject that the average person on the street doesn’t know much about.”

Although the letter writers deny that their objections are merely matters of “interpretation or ‘framing,’” the question of whether black Americans have fought their freedom struggles “largely alone,” as Hannah-Jones put it in her essay, is subject to vigorous debate. Viewed through the lens of major historical events—from anti-slavery Quakers organizing boycotts of goods produced through slave labor, to abolitionists springing fugitive slaves from prison, to union workers massing at the March on Washington—the struggle for black freedom has been an interracial struggle. Frederick Douglass had William Garrison; W. E. B. Du Bois had Moorfield Storey; Martin Luther King Jr. had Stanley Levison.

“The fight for black freedom is a universal fight; it’s a fight for everyone. In the end, it affected the fight for women’s rights—everything. That’s the glory of it,” Wilentz told me. “To minimize that in any way is, I think, bad for understanding the radical tradition in America.”

But looking back to the long stretches of night before the light of dawn broke—the centuries of slavery and the century of Jim Crow that followed—“largely alone” seems more than defensible. Douglass had Garrison, but the onetime Maryland slave had to go north to find him. The millions who continued to labor in bondage until 1865 struggled, survived, and resisted far from the welcoming arms of northern abolitionists.

“I think one would be very hard-pressed to look at the factual record from 1619 to the present of the black freedom movement and come away with any conclusion other than that most of the time, black people did not have a lot of allies in that movement,” Hannah-Jones told me. “It is not saying that black people only fought alone. It is saying that most of the time we did.”

Nell Irvin Painter, a professor emeritus of history at Princeton who was asked to sign the letter, had objected to the 1619 Project’s portrayal of the arrival of African laborers in 1619 as slaves. The 1619 Project was not history “as I would write it,” Painter told me. But she still declined to sign the Wilentz letter.

“I felt that if I signed on to that, I would be signing on to the white guy’s attack of something that has given a lot of black journalists and writers a chance to speak up in a really big way. So I support the 1619 Project as kind of a cultural event,” Painter said. “For Sean and his colleagues, true history is how they would write it. And I feel like he was asking me to choose sides, and my side is 1619’s side, not his side, in a world in which there are only those two sides.”

This was a recurrent theme among historians I spoke with who had seen the letter but declined to sign it. While they may have agreed with some of the factual objections in the letter or had other reservations of their own, several told me they thought the letter was an unnecessary escalation.

“The tone to me rather suggested a deep-seated concern about the project. And by that I mean the version of history the project offered. The deep-seated concern is that placing the enslavement of black people and white supremacy at the forefront of a project somehow diminishes American history,” Thavolia Glymph, a history professor at Duke who was asked to sign the letter, told me. “Maybe some of their factual criticisms are correct. But they’ve set a tone that makes it hard to deal with that.”

“I don’t think they think they’re trying to discredit the project,” Painter said. “They think they’re trying to fix the project, the way that only they know how.”

Historical interpretations are often contested, and those debates often reflect the perspective of the participants. To this day, the pro-Confederate “Lost Cause” intepretation of history shapes the mistaken perception that slavery was not the catalyst for the Civil War. For decades, a group of white historians known as the Dunning School, after the Columbia University historian William Archibald Dunning, portrayed Reconstruction as a tragic period of, in his words, the “scandalous misrule of the carpet-baggers and negroes,” brought on by the misguided enfranchisement of black men. As the historian Eric Foner has written, the Dunning School and its interpretation of Reconstruction helped provide moral and historical cover for the Jim Crow system.

In Black Reconstruction in America, W. E. B. Du Bois challenged the consensus of “white historians” who “ascribed the faults and failures of Reconstruction to Negro ignorance and corruption,” and offered what is now considered a more reliable account of the era as an imperfect but noble effort to build a multiracial democracy in the South.

To Wilentz, the failures of earlier scholarship don’t illustrate the danger of a monochromatic group of historians writing about the American past, but rather the risk that ideologues can hijack the narrative. “[It was] when the southern racists took over the historical profession that things changed, and W. E. B. Du Bois fought a very, very courageous fight against all of that,” Wilentz told me. The Dunning School, he said, was “not a white point of view; it’s a southern, racist point of view.”

In the letter, Wilentz portrays the authors of the 1619 Project as ideologues as well. He implies—apparently based on a combative but ambiguous exchange between Hannah-Jones and the writer Wesley Yang on Twitter—that she had discounted objections raised by “white historians” since publication.

Hannah-Jones told me she was misinterpreted. “I rely heavily on the scholarship of historians no matter what race, and I would never discount the work of any historian because that person is white or any other race,” she told me. “I did respond to someone who was saying white scholars were afraid, and I think my point was that history is not objective. And that people who write history are not simply objective arbiters of facts, and that white scholars are no more objective than any other scholars, and that they can object to the framing and we can object to their framing as well.”

When I asked Wilentz about Hannah-Jones’s clarification, he was dismissive. “Fact and objectivity are the foundation of both honest journalism and honest history. And so to dismiss it, to say, ‘No, I’m not really talking about whites’—well, she did, and then she takes it back in those tweets and then says it’s about the inability of anybody to write objective history. That’s objectionable too,” Wilentz told me.

Both Du Bois and the Dunning School saw themselves as having reached the truth by objective means. But as a target of the Dunning School’s ideology, Du Bois understood the motives and blind spots of Dunning School scholars far better than they themselves did.  

“We shall never have a science of history until we have in our colleges men who regard the truth as more important than the defense of the white race,” Du Bois wrote, “and who will not deliberately encourage students to gather thesis material in order to support a prejudice or buttress a lie.”

The problem, as Du Bois argued, is that much of American history has been written by scholars offering ideological claims in place of rigorous historical analysis. But which claims are ideological, and which ones are objective, is not always easy to discern.


*An earlier version of this article contained an incorrect title for historian Manisha Sinha’s book.

Adam Serwer is a staff writer at The Atlantic, where he covers politics.

We Respond to the Historians Who Critiqued The 1619 Project (New York Times)

nytimes.com

Dec. 20, 2019


Letter to the Editor

Five historians wrote to us with their reservations. Our editor in chief replies.

Published Dec. 20, 2019Updated Jan. 4, 2020

The letter below was published in the Dec. 29 issue of The New York Times Magazine.

RE: The 1619 Project

We write as historians to express our strong reservations about important aspects of The 1619 Project. The project is intended to offer a new version of American history in which slavery and white supremacy become the dominant organizing themes. The Times has announced ambitious plans to make the project available to schools in the form of curriculums and related instructional material.

We applaud all efforts to address the enduring centrality of slavery and racism to our history. Some of us have devoted our entire professional lives to those efforts, and all of us have worked hard to advance them. Raising profound, unsettling questions about slavery and the nation’s past and present, as The 1619 Project does, is a praiseworthy and urgent public service. Nevertheless, we are dismayed at some of the factual errors in the project and the closed process behind it.

These errors, which concern major events, cannot be described as interpretation or “framing.” They are matters of verifiable fact, which are the foundation of both honest scholarship and honest journalism. They suggest a displacement of historical understanding by ideology. Dismissal of objections on racial grounds — that they are the objections of only “white historians” — has affirmed that displacement.

On the American Revolution, pivotal to any account of our history, the project asserts that the founders declared the colonies’ independence of Britain “in order to ensure slavery would continue.” This is not true. If supportable, the allegation would be astounding — yet every statement offered by the project to validate it is false. Some of the other material in the project is distorted, including the claim that “for the most part,” black Americans have fought their freedom struggles “alone.”

Still other material is misleading. The project criticizes Abraham Lincoln’s views on racial equality but ignores his conviction that the Declaration of Independence proclaimed universal equality, for blacks as well as whites, a view he upheld repeatedly against powerful white supremacists who opposed him. The project also ignores Lincoln’s agreement with Frederick Douglass that the Constitution was, in Douglass’s words, “a GLORIOUS LIBERTY DOCUMENT.” Instead, the project asserts that the United States was founded on racial slavery, an argument rejected by a majority of abolitionists and proclaimed by champions of slavery like John C. Calhoun.

The 1619 Project has not been presented as the views of individual writers — views that in some cases, as on the supposed direct connections between slavery and modern corporate practices, have so far failed to establish any empirical veracity or reliability and have been seriously challenged by other historians. Instead, the project is offered as an authoritative account that bears the imprimatur and credibility of The New York Times. Those connected with the project have assured the public that its materials were shaped by a panel of historians and have been scrupulously fact-checked. Yet the process remains opaque. The names of only some of the historians involved have been released, and the extent of their involvement as “consultants” and fact checkers remains vague. The selective transparency deepens our concern.

We ask that The Times, according to its own high standards of accuracy and truth, issue prominent corrections of all the errors and distortions presented in The 1619 Project. We also ask for the removal of these mistakes from any materials destined for use in schools, as well as in all further publications, including books bearing the name of The New York Times. We ask finally that The Times reveal fully the process through which the historical materials were and continue to be assembled, checked and authenticated.

Sincerely,

Victoria Bynum, distinguished emerita professor of history, Texas State University;
James M. McPherson, George Henry Davis 1886 emeritus professor of American history, Princeton University;
James Oakes, distinguished professor, the Graduate Center, the City University of New York;
Sean Wilentz, George Henry Davis 1886 professor of American history, Princeton University;
Gordon S. Wood, Alva O. Wade University emeritus professor and emeritus professor of history, Brown University.


Editor’s response:

Since The 1619 Project was published in August, we have received a great deal of feedback from readers, many of them educators, academics and historians. A majority have reacted positively to the project, but there have also been criticisms. Some I would describe as constructive, noting episodes we might have overlooked; others have treated the work more harshly. We are happy to accept all of this input, as it helps us continue to think deeply about the subject of slavery and its legacy.

The letter from Professors Bynum, McPherson, Oakes, Wilentz and Wood differs from the previous critiques we have received in that it contains the first major request for correction. We are familiar with the objections of the letter writers, as four of them have been interviewed in recent months by the World Socialist Web Site. We’re glad for a chance to respond directly to some of their objections.

Though we respect the work of the signatories, appreciate that they are motivated by scholarly concern and applaud the efforts they have made in their own writings to illuminate the nation’s past, we disagree with their claim that our project contains significant factual errors and is driven by ideology rather than historical understanding. While we welcome criticism, we don’t believe that the request for corrections to The 1619 Project is warranted.

The project was intended to address the marginalization of African-American history in the telling of our national story and examine the legacy of slavery in contemporary American life. We are not ourselves historians, it is true. We are journalists, trained to look at current events and situations and ask the question: Why is this the way it is? In the case of the persistent racism and inequality that plague this country, the answer to that question led us inexorably into the past — and not just for this project. The project’s creator, Nikole Hannah-Jones, a staff writer at the magazine, has consistently used history to inform her journalism, primarily in her work on educational segregation (work for which she has been recognized with numerous honors, including a MacArthur Fellowship).

Though we may not be historians, we take seriously the responsibility of accurately presenting history to readers of The New York Times. The letter writers express concern about a “closed process” and an opaque “panel of historians,” so I’d like to make clear the steps we took. We did not assemble a formal panel for this project. Instead, during the early stages of development, we consulted with numerous scholars of African-American history and related fields, in a group meeting at The Times as well as in a series of individual conversations. (Five of those who initially consulted with us — Mehrsa Baradaran of the University of California, Irvine; Matthew Desmond and Kevin M. Kruse, both of Princeton University; and Tiya Miles and Khalil G. Muhammad, both of Harvard University — went on to publish articles in the issue.) After those consultations, writers conducted their own research, reading widely, examining primary documents and artifacts and interviewing historians. Finally, during the fact-checking process, our researchers carefully reviewed all the articles in the issue with subject-area experts. This is no different from what we do on any article.

As the five letter writers well know, there are often debates, even among subject-area experts, about how to see the past. Historical understanding is not fixed; it is constantly being adjusted by new scholarship and new voices. Within the world of academic history, differing views exist, if not over what precisely happened, then about why it happened, who made it happen, how to interpret the motivations of historical actors and what it all means.

The passages cited in the letter, regarding the causes of the American Revolution and the attitudes toward black equality of Abraham Lincoln, are good examples of this. Both are found in the lead essay by Hannah-Jones. We can hardly claim to have studied the Revolutionary period as long as some of the signatories, nor do we presume to tell them anything they don’t already know, but I think it would be useful for readers to hear why we believe that Hannah-Jones’s claim that “one of the primary reasons the colonists decided to declare their independence from Britain was because they wanted to protect the institution of slavery” is grounded in the historical record.

The work of various historians, among them David Waldstreicher and Alfred W. and Ruth G. Blumrosen, supports the contention that uneasiness among slaveholders in the colonies about growing antislavery sentiment in Britain and increasing imperial regulation helped motivate the Revolution. One main episode that these and other historians refer to is the landmark 1772 decision of the British high court in Somerset v. Stewart. The case concerned a British customs agent named Charles Stewart who bought an enslaved man named Somerset and took him to England, where he briefly escaped. Stewart captured Somerset and planned to sell him and ship him to Jamaica, only for the chief justice, Lord Mansfield, to declare this unlawful, because chattel slavery was not supported by English common law.

It is true, as Professor Wilentz has noted elsewhere, that the Somerset decision did not legally threaten slavery in the colonies, but the ruling caused a sensation nonetheless. Numerous colonial newspapers covered it and warned of the tyranny it represented. Multiple historians have pointed out that in part because of the Somerset case, slavery joined other issues in helping to gradually drive apart the patriots and their colonial governments. The British often tried to undermine the patriots by mocking their hypocrisy in fighting for liberty while keeping Africans in bondage, and colonial officials repeatedly encouraged enslaved people to seek freedom by fleeing to British lines. For their part, large numbers of the enslaved came to see the struggle as one between freedom and continued subjugation. As Waldstreicher writes, “The black-British alliance decisively pushed planters in these [Southern] states toward independence.”

The culmination of this was the Dunmore Proclamation, issued in late 1775 by the colonial governor of Virginia, which offered freedom to any enslaved person who fled his plantation and joined the British Army. A member of South Carolina’s delegation to the Continental Congress wrote that this act did more to sever the ties between Britain and its colonies “than any other expedient which could possibly have been thought of.” The historian Jill Lepore writes in her recent book, “These Truths: A History of the United States,” “Not the taxes and the tea, not the shots at Lexington and Concord, not the siege of Boston; rather, it was this act, Dunmore’s offer of freedom to slaves, that tipped the scales in favor of American independence.” And yet how many contemporary Americans have ever even heard of it? Enslaved people at the time certainly knew about it. During the Revolution, thousands sought freedom by taking refuge with British forces.

As for the question of Lincoln’s attitudes on black equality, the letter writers imply that Hannah-Jones was unfairly harsh toward our 16th president. Admittedly, in an essay that covered several centuries and ranged from the personal to the historical, she did not set out to explore in full his continually shifting ideas about abolition and the rights of black Americans. But she provides an important historical lesson by simply reminding the public, which tends to view Lincoln as a saint, that for much of his career, he believed that a necessary prerequisite for freedom would be a plan to encourage the four million formerly enslaved people to leave the country. To be sure, at the end of his life, Lincoln’s racial outlook had evolved considerably in the direction of real equality. Yet the story of abolition becomes more complicated, and more instructive, when readers understand that even the Great Emancipator was ambivalent about full black citizenship.

The letter writers also protest that Hannah-Jones, and the project’s authors more broadly, ignore Lincoln’s admiration, which he shared with Frederick Douglass, for the commitment to liberty espoused in the Constitution. This seems to me a more general point of dispute. The writers believe that the Revolution and the Constitution provided the framework for the eventual abolition of slavery and for the equality of black Americans, and that our project insufficiently credits both the founders and 19th-century Republican leaders like Lincoln, Thaddeus Stevens, Charles Sumner and others for their contributions toward achieving these goals.

It may be true that under a less egalitarian system of government, slavery would have continued for longer, but the United States was still one of the last nations in the Americas to abolish the institution — only Cuba and Brazil did so after us. And while our democratic system has certainly led to many progressive advances for the rights of minority groups over the past two centuries, these advances, as Hannah-Jones argues in her essay, have almost always come as a result of political and social struggles in which African-Americans have generally taken the lead, not as a working-out of the immanent logic of the Constitution.

And yet for all that, it is difficult to argue that equality has ever been truly achieved for black Americans — not in 1776, not in 1865, not in 1964, not in 2008 and not today. The very premise of The 1619 Project, in fact, is that many of the inequalities that continue to afflict the nation are a direct result of the unhealed wound created by 250 years of slavery and an additional century of second-class citizenship and white-supremacist terrorism inflicted on black people (together, those two periods account for 88 percent of our history since 1619). These inequalities were the starting point of our project — the facts that, to take just a few examples, black men are nearly six times as likely to wind up in prison as white men, or that black women are three times as likely to die in childbirth as white women, or that the median family wealth for white people is $171,000, compared with just $17,600 for black people. The rampant discrimination that black people continue to face across nearly every aspect of American life suggests that neither the framework of the Constitution nor the strenuous efforts of political leaders in the past and the present, both white and black, has yet been able to achieve the democratic ideals of the founding for all Americans.

This is an important discussion to have, and we are eager to see it continue. To that end, we are planning to host public conversations next year among academics with differing perspectives on American history. Good-faith critiques of our project only help us refine and improve it — an important goal for us now that we are in the process of expanding it into a book. For example, we have heard from several scholars who profess to admire the project a great deal but wish it had included some mention of African slavery in Spanish Florida during the century before 1619. Though we stand by the logic of marking the beginning of American slavery with the year it was introduced in the English colonies, this feedback has helped us think about the importance of considering the prehistory of the period our project addresses.

Valuable critiques may come from many sources. The letter misperceives our attitudes when it charges that we dismiss objections on racial grounds. This appears to be a reference not to anything published in The 1619 Project itself, but rather to a November Twitter post from Hannah-Jones in which she questioned whether “white historians” have always produced objective accounts of American history. As is so often the case on Twitter, context is important. In this instance, Hannah-Jones was responding to a post, since deleted, from another user claiming that many “white historians” objected to the project but were hesitant to speak up. In her reply, she was trying to make the point that for the most part, the history of this country has been told by white historians (some of whom, as in the case of the Dunning School, which grossly miseducated Americans about the history of Reconstruction for much of the 20th century, produced accounts that were deeply flawed), and that to truly understand the fullness and complexity of our nation’s story, we need a greater variety of voices doing the telling.

That, above all, is what we hoped our project would do: expand the reader’s sense of the American past. (This is how some educators are using it to supplement their teaching of United States history.) That is what the letter writers have done, in different ways, over the course of their distinguished careers and in their many books. Though we may disagree on some important matters, we are grateful for their input and their interest in discussing these fundamental questions about the country’s history.

Sincerely,
Jake Silverstein
Editor in chief


The 1619 Project was launched in August 2019, on the 400th anniversary of the arrival of the first enslaved Africans in the English colonies that would become the United States. It consisted of two components: a special issue of the magazine, containing 10 essays exploring the links between contemporary American life and the legacy of slavery, as well as a series of original poetry and fiction about key moments in the last 400 years; and a special broadsheet section, produced in collaboration with the Smithsonian’s National Museum of African American History and Culture. This work was converted into supplementary educational materials in partnership with the Pulitzer Center. The materials are available free on the Pulitzer Center’s website, pulitzercenter.org.

A new DNA study offers insight into the horrific story of the trans-Atlantic slave trade (CNN)

By Harmeet Kaur, CNN

Updated 1438 GMT (2238 HKT) July 26, 2020 – original article

This drawing of the Liverpool slave ship Brooks was commissioned by abolitionists to depict the inhumanity of the slave trade by showing how Africans were crammed below decks.

This drawing of the Liverpool slave ship Brooks was commissioned by abolitionists to depict the inhumanity of the slave trade by showing how Africans were crammed below decks.

(CNN) Much of what we know about the horrors of slavery in the Americas comes from historical records. But new research shows that evidence of the slave trade’s atrocities can also be found in the DNA of African Americans.

A study conducted by the consumer genetics company 23andMe, published Thursday in theAmerican Journal of Human Genetics, offers some new insight into the consequences of the trans-Atlantic slave trade, from the scale at which enslaved Black women were raped by their White masters to the less-documented slave trade that occurred within the Americas.

It’s one of the largest studies of its kind, thanks in part to the massive database of 23andMe customers that researchers were able to recruit consenting participants from.

The authors compiled genetic data from more than 50,000 people from the Americas, Western Europe and Atlantic Africa, and compared it against the historical records of where enslaved people were taken from and where they were enslaved. Together, the data and records tell a story about the complicated roots of the African diaspora in the Americas.

For the most part, the DNA was consistent with what the documents show. But, the study authors said, there were some notable differences.

Here’s some of what they found, and what it reveals about the history of slavery.

It shows the legacy of rape against enslaved women

The enslaved workers who were taken from Africa and brought to the Americas were disproportionately male. Yet, genetic data shows that enslaved women contributed to gene pools at a higher rate.

In the US and parts of the Caribbean colonized by the British, African women contributed to the gene pool about 1.5 to 2 times more than African men. In Latin America, that rate was even higher. Enslaved women contributed to the gene pool in Central America, the Latin Caribbean and parts of South America about 13 to 17 times more.

To the extent that people of African descent in the Americas had European ancestry, they were more likely to have White fathers in their lineage than White mothers in all regions except the Latin Caribbean and Central America.

What that suggests: The biases in the gene pool toward enslaved African women and European men signals generations of rape and sexual exploitation against enslaved women at the hands of White owners, authors Steven Micheletti and Joanna Mountain wrote in an email to CNN.

That enslaved Black women were often raped by their masters “is not a surprise” to any Black person living in the US, says Ravi Perry, a political science professor at Howard University. Numerous historical accounts confirm this reality, as the study’s authors note.

But the regional differences between the US and Latin America are what’s striking.

The US and other former British colonies generally forced enslaved people to have children in order to maintain workforces — which could explain why the children of an enslaved woman were more likely to have an enslaved father. Segregation in the US could also be a factor, the authors theorized.

By contrast, the researchers point to the presence of racial whitening policies in several Latin American countries, which brought in European immigrants with the aim of diluting the African race. Such policies, as well as higher mortality rates of enslaved men, could explain the disproportionate contributions to the gene pool by enslaved women, the authors wrote.

It sheds light on the intra-American slave trade

Far more people in the US and Latin America have Nigerian ancestry than expected, given what historical records show about the enslaved people that embarked from ports along present-day Nigeria into the Americas, according to the study.

What that suggests: This is most likely a reflection of the intercolonial slave trade that occurred largely from the British Caribbean to other parts of the Americas between 1619 and 1807, Micheletti and Mountain wrote.

Once enslaved Africans arrived in the Americas, many were put on new ships and transported to other regions.”

Documented intra-American voyages indicate that the vast majority of enslaved people were transported from the British Caribbean to other parts of the Americas, presumably to maintain the slave economy as transatlantic slave trading was increasingly prohibited,” the authors wrote in the study.

When enslaved people from Nigeria who came into the British Caribbean were traded into other areas, their ancestry spread to regions that didn’t directly trade with that part of Africa.

It shows the dire conditions enslaved people faced

Conversely, ancestry from the region of Senegal and the Gambia is underrepresented given the proportion of enslaved people who embarked from there, Micheletti and Mountain said.

The reasons for that are grim.

What that suggests: One possible explanation the authors gave for the low prevalence of Senegambian ancestry is that over time, more and more children from the region were forced onto ships to make the journey to the Americas.

The unsanitary conditions in the holds of the ship led to malnourishment and illness, the authors wrote, meaning that less of them survived.

Another possibility is the dangerous conditions that enslaved people from the region faced once they arrived. A significant proportion of Senegambians were taken to rice plantations in the US, which were often rampant with malaria, Micheletti and Mountain said.

The study has limitations

The 23andMe study is significant in how it juxtaposes genetic data with historical records, as well as in the size of its dataset, experts who weren’t involved in the study told CNN.

“I’m not aware of anyone that has done such a comprehensive job of putting these things together, by a long shot,” said Simon Gravel, a human genetics professor at McGill University. “It’s really big progress.”

Still, he said, the research has its limitations.

In order to conduct their analysis, the scientists had to make “a lot of simplifications,” Gravel said. The researchers broke down African ancestry into four corresponding regions on the continent’s Atlantic Coast: Nigerian, Senegambian, Coastal West African and Congolese.”

That doesn’t tell you the whole story,” Gravel added, though he said more data is needed in the broader field of genomics for the researchers to drill down deeper.

Jada Benn Torres, a genetic anthropologist at Vanderbilt University, also said she would have liked to see a higher proportion of people from Africa included in the study. Out of the more than 50,000 participants, about 2,000 were from Africa. “

From the perspective of human evolutionary genetics, Africa is the most genetic diverse continent,” she wrote in an email to CNN. “In order to adequate capture existing variation, the sample sizes must be large.”

But both Gravel and Benn Torres called the study an exciting start that offers more information about the descendents of enslaved Africans.

And that, the researchers, said was what they set out to do.”

We hope this paper helps people in the Americas of African descent further understand where their ancestors came from and what they overcame,” Micheletti wrote.

“… To me, this is the point, to make a personal connection with the millions of people whose ancestors were forced from Africa into the Americas and to not forget what their ancestors had to endure.”

Higher-class individuals are worse at reading emotions and assuming the perspectives of others, study finds (PsyPost)

Eric W. Dolan – September 4, 2020

New research provides evidence that people from higher social classes are worse at understanding the minds of others compared to those from lower social classes. The study has been published in the Personality and Social Psychology Bulletin.

“My co-author and I set out to examine a question that we deemed important given the trend of rising economic inequality in American society today: How does access to resources (e.g., money, education) influence the way we process information about other human beings?” said study author Pia Dietze, a postdoctoral scholar at the University of California, Irvine.

“We tried to answer this question by examining two essential components within the human repertoire to understand each other’s minds: the way in which we read emotional states from other people’s faces and how inclined we are to take the visual perspective of another person.”

For their study, the researchers recruited 300 U.S. individuals from Amazon’s Mechanical Turk platform and another 452 U.S. individuals from the Prolific Academic platform. The participants completed a test of cognitive empathy called the Reading the Mind in the Eyes Test, which assesses the ability to recognize or infer someone else’s state of mind from looking only at their eyes and surrounding areas.

The researchers also had 138 undergraduates at New York University complete a test of visual perspective-taking known as the Director Task, in which they were required to move objects on a computer screen based on the perspective of a virtual avatar.

The researchers found that lower-class people tended to perform better on the Reading the Mind in the Eyes Test and Director Task than their higher-class counterparts.

“We find that individuals from lower social class backgrounds are better at identifying emotions from other people’s faces and are more likely to spontaneously take another person’s visual perspective. This is in line with a large body of work documenting a tendency for lower-class people to be more socially attuned to others. In addition, our research shows that this can happen at a very basic level; within seconds or milliseconds of encountering a new face or person,” Dietze told PsyPost.

But like all research, the new study includes some limitations.

“This research is based on correlational data. As such, we need to see this research as part of a larger body work to answer the question of causality. However, the insights gained from our study allows us to speculate about how and why we think these tendencies develop,” Dietze explained.

“We theorize that social class can influence social information processing (i.e., the processing of information about other people) at such a basic level because social classes can be conceptualized as a form of culture. As such, social class cultures (like other forms of culture, for example, national cultures), have a pervasive psychological influence that impact many aspects of life, at times even at spontaneous levels.”

The study, “Social Class Predicts Emotion Perception and Perspective-Taking Performance in Adults“, was authored by Pia Dietze and Eric D. Knowles.

Study suggests religious belief does not conflict with interest in science, except among Americans (PsyPost)

Beth Ellwood – August 31, 2020

A new study suggests that the conflict between science and religion is not universal but instead depends on the historical and cultural context of a given country. The findings were published in Social Psychological and Personality Science.

It is widely believed that religion and science are incompatible, with each belief system involving contradictory understandings of the world. However, as study author Jonathan McPhetres and his team point out, the majority of research on this topic has been conducted in the United States.

“One of my main areas of research is trying to improve trust in science and finding ways to better communicate science. In order to do so, we must begin to understand who is more likely to be skeptical towards science (and why),” McPhetres, an assistant professor of psychology at Durham University, told PsyPost.

In addition, “there’s a contradiction between scientific information and many traditional religious teachings; the conflict between science and religion also seems more pronounced in some areas and for some people (conservative/evangelical Christians). So, I have partly been motivated to see exactly how true this intuition is.”

First, nine initial studies that involved a total of 2,160 Americans found that subjects who scored higher in religiosity showed more negative implicit and explicit attitudes about science. Those high in religiosity also showed less interest in science-related activities and a decreased interest in reading or learning about science.

“It’s important to understand that these results don’t show that religious people hate or dislike science. Instead, they are simply less interested when compared to a person who is less religious,” McPhetres said.

Next, the researchers analyzed data from the World Values Survey (WEVs) involving 66,438 subjects from 60 different countries. This time, when examining the relationship between religious belief and interest in science, correlations were less obvious. While on average, the two concepts were negatively correlated, the strength of the relationship was small and varied by country.

Finally, the researchers collected additional data from 1,048 subjects from five countries: Brazil, the Philippines, South Africa, Sweden, and the Czech Republic. Here, the relationship between religiosity and attitudes about science was, again, small. Furthermore, greater religiosity was actually related to greater interest in science.

Based on these findings from 11 different studies, the authors suggest that the conflict between religion and science, while apparent in the United States, may not generalize to other parts of the world, a conclusion that “severely undermines the hypothesis that science and religion are necessarily in conflict.” Given that the study employed various assessments of belief in science, including implicit attitudes toward science, interest in activities related to science, and choice of science-related topics among a list of other topics, the findings are particularly compelling.

“There are many barriers to science that need not exist. If we are to make our world a better place, we need to understand why some people may reject science and scientists so that we can overcome that skepticism. Everyone can contribute to this goal by talking about science and sharing cool scientific discoveries and information with people every chance you get,” McPhetres said.

The study, “Religious Americans Have Less Positive Attitudes Toward Science, but This Does Not Extend to Other Cultures”, was authored by Jonathon McPhetres, Jonathan Jong, and Miron Zuckerman.

A Supercomputer Analyzed Covid-19 — and an Interesting New Theory Has Emerged (Medium/Elemental)

A closer look at the Bradykinin hypothesis

Thomas Smith, Sept 1, 2020

Original article

3d rendering of multiple coronavirus.
Photo: zhangshuang/Getty Images

Earlier this summer, the Summit supercomputer at Oak Ridge National Lab in Tennessee set about crunching data on more than 40,000 genes from 17,000 genetic samples in an effort to better understand Covid-19. Summit is the second-fastest computer in the world, but the process — which involved analyzing 2.5 billion genetic combinations — still took more than a week.

When Summit was done, researchers analyzed the results. It was, in the words of Dr. Daniel Jacobson, lead researcher and chief scientist for computational systems biology at Oak Ridge, a “eureka moment.” The computer had revealed a new theory about how Covid-19 impacts the body: the bradykinin hypothesis. The hypothesis provides a model that explains many aspects of Covid-19, including some of its most bizarre symptoms. It also suggests 10-plus potential treatments, many of which are already FDA approved. Jacobson’s group published their results in a paper in the journal eLife in early July.

According to the team’s findings, a Covid-19 infection generally begins when the virus enters the body through ACE2 receptors in the nose, (The receptors, which the virus is known to target, are abundant there.) The virus then proceeds through the body, entering cells in other places where ACE2 is also present: the intestines, kidneys, and heart. This likely accounts for at least some of the disease’s cardiac and GI symptoms.

But once Covid-19 has established itself in the body, things start to get really interesting. According to Jacobson’s group, the data Summit analyzed shows that Covid-19 isn’t content to simply infect cells that already express lots of ACE2 receptors. Instead, it actively hijacks the body’s own systems, tricking it into upregulating ACE2 receptors in places where they’re usually expressed at low or medium levels, including the lungs.

In this sense, Covid-19 is like a burglar who slips in your unlocked second-floor window and starts to ransack your house. Once inside, though, they don’t just take your stuff — they also throw open all your doors and windows so their accomplices can rush in and help pillage more efficiently.

The renin–angiotensin system (RAS) controls many aspects of the circulatory system, including the body’s levels of a chemical called bradykinin, which normally helps to regulate blood pressure. According to the team’s analysis, when the virus tweaks the RAS, it causes the body’s mechanisms for regulating bradykinin to go haywire. Bradykinin receptors are resensitized, and the body also stops effectively breaking down bradykinin. (ACE normally degrades bradykinin, but when the virus downregulates it, it can’t do this as effectively.)

The end result, the researchers say, is to release a bradykinin storm — a massive, runaway buildup of bradykinin in the body. According to the bradykinin hypothesis, it’s this storm that is ultimately responsible for many of Covid-19’s deadly effects. Jacobson’s team says in their paper that “the pathology of Covid-19 is likely the result of Bradykinin Storms rather than cytokine storms,” which had been previously identified in Covid-19 patients, but that “the two may be intricately linked.” Other papers had previously identified bradykinin storms as a possible cause of Covid-19’s pathologies.

Covid-19 is like a burglar who slips in your unlocked second-floor window and starts to ransack your house.

As bradykinin builds up in the body, it dramatically increases vascular permeability. In short, it makes your blood vessels leaky. This aligns with recent clinical data, which increasingly views Covid-19 primarily as a vascular disease, rather than a respiratory one. But Covid-19 still has a massive effect on the lungs. As blood vessels start to leak due to a bradykinin storm, the researchers say, the lungs can fill with fluid. Immune cells also leak out into the lungs, Jacobson’s team found, causing inflammation.

And Covid-19 has another especially insidious trick. Through another pathway, the team’s data shows, it increases production of hyaluronic acid (HLA) in the lungs. HLA is often used in soaps and lotions for its ability to absorb more than 1,000 times its weight in fluid. When it combines with fluid leaking into the lungs, the results are disastrous: It forms a hydrogel, which can fill the lungs in some patients. According to Jacobson, once this happens, “it’s like trying to breathe through Jell-O.”

This may explain why ventilators have proven less effective in treating advanced Covid-19 than doctors originally expected, based on experiences with other viruses. “It reaches a point where regardless of how much oxygen you pump in, it doesn’t matter, because the alveoli in the lungs are filled with this hydrogel,” Jacobson says. “The lungs become like a water balloon.” Patients can suffocate even while receiving full breathing support.

The bradykinin hypothesis also extends to many of Covid-19’s effects on the heart. About one in five hospitalized Covid-19 patients have damage to their hearts, even if they never had cardiac issues before. Some of this is likely due to the virus infecting the heart directly through its ACE2 receptors. But the RAS also controls aspects of cardiac contractions and blood pressure. According to the researchers, bradykinin storms could create arrhythmias and low blood pressure, which are often seen in Covid-19 patients.

The bradykinin hypothesis also accounts for Covid-19’s neurological effects, which are some of the most surprising and concerning elements of the disease. These symptoms (which include dizziness, seizures, delirium, and stroke) are present in as many as half of hospitalized Covid-19 patients. According to Jacobson and his team, MRI studies in France revealed that many Covid-19 patients have evidence of leaky blood vessels in their brains.

Bradykinin — especially at high doses — can also lead to a breakdown of the blood-brain barrier. Under normal circumstances, this barrier acts as a filter between your brain and the rest of your circulatory system. It lets in the nutrients and small molecules that the brain needs to function, while keeping out toxins and pathogens and keeping the brain’s internal environment tightly regulated.

If bradykinin storms cause the blood-brain barrier to break down, this could allow harmful cells and compounds into the brain, leading to inflammation, potential brain damage, and many of the neurological symptoms Covid-19 patients experience. Jacobson told me, “It is a reasonable hypothesis that many of the neurological symptoms in Covid-19 could be due to an excess of bradykinin. It has been reported that bradykinin would indeed be likely to increase the permeability of the blood-brain barrier. In addition, similar neurological symptoms have been observed in other diseases that result from an excess of bradykinin.”

Increased bradykinin levels could also account for other common Covid-19 symptoms. ACE inhibitors — a class of drugs used to treat high blood pressure — have a similar effect on the RAS system as Covid-19, increasing bradykinin levels. In fact, Jacobson and his team note in their paper that “the virus… acts pharmacologically as an ACE inhibitor” — almost directly mirroring the actions of these drugs.

By acting like a natural ACE inhibitor, Covid-19 may be causing the same effects that hypertensive patients sometimes get when they take blood pressure–lowering drugs. ACE inhibitors are known to cause a dry cough and fatigue, two textbook symptoms of Covid-19. And they can potentially increase blood potassium levels, which has also been observed in Covid-19 patients. The similarities between ACE inhibitor side effects and Covid-19 symptoms strengthen the bradykinin hypothesis, the researchers say.

ACE inhibitors are also known to cause a loss of taste and smell. Jacobson stresses, though, that this symptom is more likely due to the virus “affecting the cells surrounding olfactory nerve cells” than the direct effects of bradykinin.

Though still an emerging theory, the bradykinin hypothesis explains several other of Covid-19’s seemingly bizarre symptoms. Jacobson and his team speculate that leaky vasculature caused by bradykinin storms could be responsible for “Covid toes,” a condition involving swollen, bruised toes that some Covid-19 patients experience. Bradykinin can also mess with the thyroid gland, which could produce the thyroid symptoms recently observed in some patients.

The bradykinin hypothesis could also explain some of the broader demographic patterns of the disease’s spread. The researchers note that some aspects of the RAS system are sex-linked, with proteins for several receptors (such as one called TMSB4X) located on the X chromosome. This means that “women… would have twice the levels of this protein than men,” a result borne out by the researchers’ data. In their paper, Jacobson’s team concludes that this “could explain the lower incidence of Covid-19 induced mortality in women.” A genetic quirk of the RAS could be giving women extra protection against the disease.

The bradykinin hypothesis provides a model that “contributes to a better understanding of Covid-19” and “adds novelty to the existing literature,” according to scientists Frank van de Veerdonk, Jos WM van der Meer, and Roger Little, who peer-reviewed the team’s paper. It predicts nearly all the disease’s symptoms, even ones (like bruises on the toes) that at first appear random, and further suggests new treatments for the disease.

As Jacobson and team point out, several drugs target aspects of the RAS and are already FDA approved to treat other conditions. They could arguably be applied to treating Covid-19 as well. Several, like danazol, stanozolol, and ecallantide, reduce bradykinin production and could potentially stop a deadly bradykinin storm. Others, like icatibant, reduce bradykinin signaling and could blunt its effects once it’s already in the body.

Interestingly, Jacobson’s team also suggests vitamin D as a potentially useful Covid-19 drug. The vitamin is involved in the RAS system and could prove helpful by reducing levels of another compound, known as REN. Again, this could stop potentially deadly bradykinin storms from forming. The researchers note that vitamin D has already been shown to help those with Covid-19. The vitamin is readily available over the counter, and around 20% of the population is deficient. If indeed the vitamin proves effective at reducing the severity of bradykinin storms, it could be an easy, relatively safe way to reduce the severity of the virus.

Other compounds could treat symptoms associated with bradykinin storms. Hymecromone, for example, could reduce hyaluronic acid levels, potentially stopping deadly hydrogels from forming in the lungs. And timbetasin could mimic the mechanism that the researchers believe protects women from more severe Covid-19 infections. All of these potential treatments are speculative, of course, and would need to be studied in a rigorous, controlled environment before their effectiveness could be determined and they could be used more broadly.

Covid-19 stands out for both the scale of its global impact and the apparent randomness of its many symptoms. Physicians have struggled to understand the disease and come up with a unified theory for how it works. Though as of yet unproven, the bradykinin hypothesis provides such a theory. And like all good hypotheses, it also provides specific, testable predictions — in this case, actual drugs that could provide relief to real patients.

The researchers are quick to point out that “the testing of any of these pharmaceutical interventions should be done in well-designed clinical trials.” As to the next step in the process, Jacobson is clear: “We have to get this message out.” His team’s finding won’t cure Covid-19. But if the treatments it points to pan out in the clinic, interventions guided by the bradykinin hypothesis could greatly reduce patients’ suffering — and potentially save lives.

Exponential growth bias: The numerical error behind Covid-19 (BBC/Future)

A basic mathematical calculation error has fuelled the spread of coronavirus (Credit: Reuters)

Original article

By David Robson – 12th August 2020

A simple mathematical mistake may explain why many people underestimate the dangers of coronavirus, shunning social distancing, masks and hand-washing.

Imagine you are offered a deal with your bank, where your money doubles every three days. If you invest just $1 today, roughly how long will it take for you to become a millionaire?

Would it be a year? Six months? 100 days?

The precise answer is 60 days from your initial investment, when your balance would be exactly $1,048,576. Within a further 30 days, you’d have earnt more than a billion. And by the end of the year, you’d have more than $1,000,000,000,000,000,000,000,000,000,000,000,000 – an “undecillion” dollars.

If your estimates were way out, you are not alone. Many people consistently underestimate how fast the value increases – a mistake known as the “exponential growth bias” – and while it may seem abstract, it may have had profound consequences for people’s behaviour this year.

A spate of studies has shown that people who are susceptible to the exponential growth bias are less concerned about Covid-19’s spread, and less likely to endorse measures like social distancing, hand washing or mask wearing. In other words, this simple mathematical error could be costing lives – meaning that the correction of the bias should be a priority as we attempt to flatten curves and avoid second waves of the pandemic around the world.

To understand the origins of this particular bias, we first need to consider different kinds of growth. The most familiar is “linear”. If your garden produces three apples every day, you have six after two days, nine after three days, and so on.

Exponential growth, by contrast, accelerates over time. Perhaps the simplest example is population growth; the more people you have reproducing, the faster the population grows. Or if you have a weed in your pond that triples each day, the number of plants may start out low – just three on day two, and nine on day three – but it soon escalates (see diagram, below).

Many people assume that coronavirus spreads in a linear fashion, but unchecked it's exponential (Credit: Nigel Hawtin)

Many people assume that coronavirus spreads in a linear fashion, but unchecked it’s exponential (Credit: Nigel Hawtin)

Our tendency to overlook exponential growth has been known for millennia. According to an Indian legend, the brahmin Sissa ibn Dahir was offered a prize for inventing an early version of chess. He asked for one grain of wheat to be placed on the first square on the board, two for the second square, four for the third square, doubling each time up to the 64th square. The king apparently laughed at the humility of ibn Dahir’s request – until his treasurers reported that it would outstrip all the food in the land (18,446,744,073,709,551,615 grains in total).

It was only in the late 2000s that scientists started to study the bias formally, with research showing that most people – like Sissa ibn Dahir’s king – intuitively assume that most growth is linear, leading them to vastly underestimate the speed of exponential increase.

These initial studies were primarily concerned with the consequences for our bank balance. Most savings accounts offer compound interest, for example, where you accrue additional interest on the interest you have already earned. This is a classic example of exponential growth, and it means that even low interest rates pay off handsomely over time. If you have a 5% interest rate, then £1,000 invested today will be worth £1,050 next year, and £1,102.50 the year after… which adds up to more than £7,000 in 40 years’ time. Yet most people don’t recognise how much more bang for their buck they will receive if they start investing early, so they leave themselves short for their retirement.

If the number of grains on a chess board doubled for each square, the 64th would 'hold' 18 quintillion (Credit: Getty Images)

If the number of grains on a chess board doubled for each square, the 64th would ‘hold’ 18 quintillion (Credit: Getty Images)

Besides reducing their savings, the bias also renders people more vulnerable to unfavourable loans, where debt escalates over time. According to one study from 2008, the bias increases someone’s debt-to-income ratio from an average of 23% to an average of 54%.

Surprisingly, a higher level of education does not prevent people from making these errors. Even mathematically trained science students can be vulnerable, says Daniela Sele, who researchs economic decision making at the Swiss Federal Institute of Technology in Zurich. “It does help somewhat, but it doesn’t preclude the bias,” she says.

This may be because they are relying on their intuition rather than deliberative thinking, so that even if they have learned about things like compound interest, they forget to apply them. To make matters worse, most people will confidently report understanding exponential growth but then still fall for the bias when asked to estimate things like compound interest.

As I explored in my book The Intelligence Trap, intelligent and educated people often have a “bias blind spot”, believing themselves to be less susceptible to error than others – and the exponential growth bias appears to fall dead in its centre.

Most people will confidently report understanding exponential growth but then still fall for the bias

It was only this year – at the start of the Covid-19 pandemic – that researchers began to consider whether the bias might also influence our understanding of infectious diseases.

According to various epidemiological studies, without intervention the number of new Covid-19 cases doubles every three to four days, which was the reason that so many scientists advised rapid lockdowns to prevent the pandemic from spiralling out of control.

In March, Joris Lammers at the University of Bremen in Germany joined forces with Jan Crusius and Anne Gast at the University of Cologne to roll out online surveys questioning people about the potential spread of the disease. Their results showed that the exponential growth bias was prevalent in people’s understanding of the virus’s spread, with most people vastly underestimating the rate of increase. More importantly, the team found that those beliefs were directly linked to the participants’ views on the best ways to contain the spread. The worse their estimates, the less likely they were to understand the need for social distancing: the exponential growth bias had made them complacent about the official advice.

The charts that politicians show often fail to communicate exponential growth effectively (Credit: Reuters)

The charts that politicians show often fail to communicate exponential growth effectively (Credit: Reuters)

This chimes with other findings by Ritwik Banerjee and Priyama Majumda at the Indian Institute of Management in Bangalore, and Joydeep Bhattacharya at Iowa State University. In their study (currently under peer-review), they found susceptibility to the exponential growth bias can predict reduced compliance with the World Health Organization’s recommendations – including mask wearing, handwashing, the use of sanitisers and self-isolation.

The researchers speculate that some of the graphical representations found in the media may have been counter-productive. It’s common for the number of infections to be presented on a “logarithmic scale”, in which the figures on the y-axis increase by a power of 10 (so the gap between 1 and 10 is the same as the gap between 10 and 100, or 100 and 1000).

While this makes it easier to plot different regions with low and high growth rates, it means that exponential growth looks more linear than it really is, which could reinforce the exponential growth bias. “To expect people to use the logarithmic scale to extrapolate the growth path of a disease is to demand a very high level of cognitive ability,” the authors told me in an email. In their view, simple numerical tables may actually be more powerful.

Even a small effort to correct this bias could bring huge benefits

The good news is that people’s views are malleable. When Lammers and colleagues reminded the participants of the exponential growth bias, and asked them to calculate the growth in regular steps over a two week period, people hugely improved their estimates of the disease’s spread – and this, in turn, changed their views on social distancing. Sele, meanwhile, has recently shown that small changes in framing can matter. Emphasising the short amount of time that it will take to reach a large number of cases, for instance – and the time that would be gained by social distancing measures – improves people’s understanding of accelerating growth, rather than simply stating the percentage increase each day.

Lammers believes that the exponential nature of the virus needs to be made more salient in coverage of the pandemic. “I think this study shows how media and government should report on a pandemic in such a situation. Not only report the numbers of today and growth over the past week, but also explain what will happen in the next days, week, month, if the same accelerating growth persists,” he says.

He is confident that even a small effort to correct this bias could bring huge benefits. In the US, where the pandemic has hit hardest, it took only a few months for the virus to infect more than five million people, he says. “If we could have overcome the exponential growth bias and had convinced all Americans of this risk back in March, I am sure 99% would have embraced all possible distancing measures.”

David Robson is the author of The Intelligence Trap: Why Smart People Do Dumb Things (WW Norton/Hodder & Stoughton), which examines the psychology of irrational thinking and the best ways to make wiser decisions.

Eduardo Góes Neves: ‘O Brasil não tem ideia do que é a Amazônia’ (Gama)

Fabrizio Lenci

A mentalidade colonial, o racismo ambiental e a política são os maiores desafios da floresta. A análise é do arqueólogo Eduardo Góes Neves

Isabelle Moreira Lima – 30 de Agosto de 2020

A Amazônia é uma incompreendida. É regida por uma mentalidade colonial, com decisões tomadas de fora para dentro. E é justamente por isso que sua preservação é um imenso desafio. A análise é do arqueólogo Eduardo Góes Neves, que pesquisa a Amazônia há 30 anos. Professor Titular de Arqueologia Brasileira do Museu de Arqueologia e Etnologia da Universidade de São Paulo, onde é vice-diretor, ele mantém a pesquisa de campo em estados como Rondônia e Acre pelo menos três meses por ano.

Para continuar a leitura acesse o conteúdo completo, disponível no link: https://gamarevista.com.br/semana/o-que-sera-da-amazonia/entrevista-eduardo-goes-neves-floresta-amazonica

Love the Fig (The New Yorker)

newyorker.com

Ben Crair, August 10, 2020

The produce section of the grocery store is a botanical disaster. Most people know that a tomato is technically a fruit, but so is an eggplant, a cucumber, and a spaghetti squash. A banana, which grows from a flower with a single ovary, is actually a berry, while a strawberry, which grows from a flower with several ovaries, isn’t a berry at all but an aggregate fruit. The most confusing classification, though, will start showing up on American shelves this month. Shoppers will find mission figs with the grapes, kiwis, and other fruit, but a clever botanist would sell them at the florist, with the fresh-cut roses. Although many people dismiss figs as a geriatric delicacy or the sticky stuff inside bad cookies, they are, in fact, something awesome: enclosed flowers that bloom modestly inward, unlike the flamboyant showoffs on other plants. Bite a fig in half and you’ll discover a core of tiny blossoms.

All kinds of critters, not only humans, frequent fig trees, but the plants owe their existence to what may be evolution’s most intimate partnership between two species. Because a fig is actually a ball of flowers, it requires pollination to reproduce, but, because the flowers are sealed, not just any bug can crawl inside.* That task belongs to a minuscule insect known as the fig wasp, whose life cycle is intertwined with the fig’s. Mother wasps lay their eggs in an unripe fig. After their offspring hatch and mature, the males mate and then chew a tunnel to the surface, dying when their task is complete. The females follow and take flight, riding the winds until they smell another fig tree. (One species of wasp, in Africa, travels ten times farther than any other known pollinator.) When the insects discover the right specimen, they go inside and deposit the pollen from their birthplace. Then the females lay new eggs, and the cycle begins again. For the wasp mother, however, devotion to the fig plant soon turns tragic. A fig’s entranceway is booby-trapped to destroy her wings, so that she can never visit another plant. When you eat a dried fig, you’re probably chewing fig-wasp mummies, too.

The fig and the fig wasp are a superlative example of what biologists call codependent evolution. The plants and insects have been growing old together for more than sixty million years. Almost every species of fig plant—more than seven hundred and fifty in total—has its own species of wasp, although some commercial fig production favors varieties that do not require pollination. (They are grown from cuttings and produce fruit without any seeds.) But codependence hasn’t made the fig and the fig wasp weak, like it can with humans. The figs and fig wasps’ pollination system is extremely efficient compared with that of other plants, some of which just trust the wind to blow their pollen where it needs to go. And the figs’ specialized flowers, far from isolating them in an evolutionary niche, have allowed them to radiate throughout the natural world. Fig plants can be shrubs, vines, or trees. Strangler figs sprout in the branches of another tree, drop their roots to the forest floor, and slowly envelop their host. The branches of a large strangler fig can stretch over acres and produce a million figs in one flowering. Figs themselves can be brown, red, white, orange, yellow, or green. (Wild figs are not as sweet as the plump and purple mission figs you buy at the farmers’ market.) And their seeds sprout where other plants’ would flounder: rooftops, cliff sides, volcanic islands. The fig genus, Ficus, is the most varied one in the tropics. It also routinely shows up in the greenhouse and the garden.

The variety and adaptability of fig plants make them a favorite foodstuff among animals. In 2001, a team of researchers published a review of the scientific literature and found records of fig consumption for nearly thirteen hundred bird and mammal species. One of the researchers, Mike Shanahan—a rain-forest ecologist and the author of a forthcoming book about figs, “Gods, Wasps, and Stranglers”—had spent time studying Malaysian fig trees as a Ph.D. candidate, in 1997. He would sometimes lie beneath a huge strangler fig and record its visitors, returning repeatedly for several days. “I would typically see twenty-five to thirty different species,” Shanahan told me. “The animals would include lots of different squirrel species and some curious creatures called tree shrews. There would be some monkeys and a whole range of different bird species, from tiny little flowerpeckers up to the hornbills, which are the biggest fruit-eating birds in Asia.” There were also pigeons, fruit doves, fairy bluebirds, barbets, and parrots. As the biologist Daniel Janzen put it in “How to Be a Fig,” an article from 1979, “Who eats figs? Everybody.”

With good reason, too. Figs are high in calcium, easy to chew and digest, and, unlike plants that fruit seasonally, can be found year-round. This is the fig plant’s accommodation of the fig wasp. A fig wasp departs a ripe fig to find an unripe fig, which means that there must always be figs at different stages. As a result, an animal can usually fall back on a fig when a mango or a lychee is not in season. Sometimes figs are the only things between an animal and starvation. According to a 2003 study of Uganda’s Budongo Forest, for instance, figs are the sole source of fruit for chimpanzees at certain times of year. Our pre-human ancestors probably filled up on figs, too. The plants are what is known as a keystone species: yank them from the jungle and the whole ecosystem would collapse.

Figs’ popularity means they can play a central role in bringing deforested land back to life. The plants grow quickly in inhospitable places and, thanks to the endurance of the fig wasps, can survive at low densities. And the animals they attract will, to put it politely, deposit nearby the seeds of other fruits they’ve eaten, thereby introducing a healthy variety of new plants. Nigel Tucker, a restoration ecologist in Australia, has recommended that ten per cent of new plants in tropical-reforestation projects be fig seedlings. Rhett Harrison, a former fig biologist, told me that the ratio could be even higher. “My inclination is that we should be going to some of these places and just planting a few figs,” he said.

Fig trees are also sometimes the only trees left standing from former forests. In parts of India, for instance, they are considered holy, and farmers are reluctant to chop them down. “Diverse cultures developed taboos against felling fig trees,” Shanahan told me. “They said they were homes to gods and spirits, and made them places of prayer and symbols of their society.” You can’t really taste the fig’s spiritual aura in a Fig Newton, but it shines in the mythologies of world religions. Buddha found enlightenment under a fig tree, and the Egyptian pharaohs built wooden sarcophagi from Ficus sycomorus. An apple tree might have cost Adam and Eve their innocence, but a fig tree, whose leaves they used to cover their nudity, gave them back some dignity. If only they had preferred figs in the first place, we might all still live in Eden.

*This article has been revised to clarify the fact that not all fig plants require pollination to produce edible fruit.

Natural disasters must be unusual or deadly to prompt local climate policy change (Science Daily)

Date: August 28, 2020

Source: Oregon State University

Summary: Natural disasters alone are not enough to motivate local communities to engage in climate change mitigation or adaptation, a new study has found. Rather, policy change in response to extreme weather events appears to depend on a combination of factors, including fatalities, sustained media coverage, the unusualness of the event and the political makeup of the community.

Natural disasters alone are not enough to motivate local communities to engage in climate change mitigation or adaptation, a new study from Oregon State University found.

Rather, policy change in response to extreme weather events appears to depend on a combination of factors, including fatalities, sustained media coverage, the unusualness of the event and the political makeup of the community.

Climate scientists predict that the frequency and severity of extreme weather events will only continue to increase in coming decades. OSU researchers wanted to understand how local communities are reacting.

“There’s obviously national and state-level climate change policy, but we’re really interested in what goes on at the local level to adapt to these changes,” said lead author Leanne Giordono, a post-doctoral researcher in OSU’s College of Public Health and Human Sciences. “Local communities are typically the first to respond to extreme events and disasters. How are they making themselves more resilient — for example, how are they adapting to more frequent flooding or intense heat?”

For the study, which was funded by the National Science Foundation, Giordono and co-authors Hilary Boudet of OSU’s College of Liberal Arts and Alexander Gard-Murray at Harvard University examined 15 extreme weather events that occurred around the U.S. between March 2012 and June 2017, and any subsequent local climate policy change.

These events included flooding, winter weather, extreme heat, tornadoes, wildfires and a landslide.

The study, published recently in the journal Policy Sciences, found there were two “recipes” for local policy change after an extreme weather event.

“For both recipes, experiencing a high-impact event — one with many deaths or a presidential disaster declaration — is a necessary condition for future-oriented policy adoption,” Giordono said.

In addition to a high death toll, the first recipe consisted of Democrat-leaning communities where there was focused media coverage of the weather event. These communities moved forward with adopting policies aimed at adapting in response to future climate change, such as building emergency preparedness and risk management capacity.

The second recipe consisted of Republican-leaning communities with past experiences of other uncommon weather events. In these locales, residents often didn’t engage directly in conversation about climate change but still worked on policies meant to prepare their communities for future disasters.

In both recipes, policy changes were fairly modest and reactive, such as building fire breaks, levees or community tornado shelters. Giordono referred to these as “instrumental” policy changes.

“As opposed to being driven by ideology or a shift in thought process, it’s more a means to an end,” she said. “‘We don’t want anyone else to die from tornadoes, so we build a shelter.’ It’s not typically a systemic response to global climate change.”

In their sample, the researchers didn’t find any evidence of mitigation-focused policy response, such as communities passing laws to limit carbon emissions or require a shift to solar power. And some communities did not make any policy changes at all in the wake of extreme weather.

The researchers suggest that in communities that are ideologically resistant to talking about climate change, it may be more effective to frame these policy conversations in other ways, such as people’s commitment to their community or the community’s long-term viability.

Without specifically examining communities that have not experienced extreme weather events, the researchers cannot speak to the status of their policy change, but Giordono said it is a question for future study.

“In some ways, it’s not surprising that you see communities that have these really devastating events responding to them,” Giordono said. “What about the vast majority of communities that don’t experience a high-impact event — is there a way to also spark interest in those communities?”

“We don’t want people to have to experience these types of disasters to make changes.”


Story Source:

Materials provided by Oregon State University. Original written by Molly Rosbach. Note: Content may be edited for style and length.


Journal Reference:

  1. Leanne Giordono, Hilary Boudet, Alexander Gard-Murray. Local adaptation policy responses to extreme weather events. Policy Sciences, 2020; DOI: 10.1007/s11077-020-09401-3

You’re facing a lot of choices amid the pandemic. Cut yourself slack: It’s called decision fatigue (USA Today)

Grace Hauck | USA TODAY | 08.30.2020

Is it safe to go to the grocery store? Can my kids have a play date? Will the other child wear a mask? Can I send them back to school? When my boss asks me to come back to the office, should I?

Shayla Bell lies awake at night racking her brain for answers and preparing for another day of unprecedented choices. 

“There’s all these little, small decisions all the time,” said Bell, a suburban Chicago retail professional with two kids. “I find myself being my own devil’s advocate so often to try to reach the best conclusion. And I’m tired.”

Six months since the United States declared the coronavirus pandemic a state of emergency, millions of isolated Americans are at their wits’ end, exhausted from making a seemingly endless series of health and safety decisions for themselves and their loved ones. There’s a name for this phenomenon, and researchers call it decision fatigue.

“It’s a state of low willpower that results from having invested effort into making choices,” said Roy Baumeister, a psychology professor at Florida State University who coined the term in 2010. “It leads to putting less effort into making further choices, so either choices are avoided or they are made in a very superficial way.”

Like a mental gas tank, the human brain has a limited capacity of energy, and as you make decisions throughout the day, you deplete that resource. As you become fatigued, you may be inclined to avoid additional decisions, stick to the status quo or base a decision on a single criteria, Baumeister said. 

When we’re able to maintain daily routines, the brain can automate decisions and rely on heuristics – or mental shortcuts – to avoid fatigue. But the pandemic has disrupted many of our routines, forcing us to allocate more mental energy to decision-making.

The effects of decision fatigue have serious implications for people in positions of authority. Jonathan Levav, who studies behavioral decision theory at Stanford University, found that judges serving on parole boards in Israel were more likely to give favorable rulings at the very beginning of the workday or after a food break than later in a sequence of cases, after the judges had made more decisions.

“If you make a lot of decisions repeatedly, that has an effect on subsequent decisions,” Levav said. “As people make more decisions, they’re more likely to simplify whatever subsequent decisions they’re dealing with.”

Similar studies have found that people making decisions on behalf of loved ones in intensive care units or nurses working telemedicine shifts, experience decision fatigue over time, which can impair their ability to make informed decisions for the patient or provide efficient recommendations, respectively.

We’re not just making a greater number of daily decisions. We’re also making high-stakes, moral decisions, said Elizabeth Yuko, a writer and staff member at the Fordham University Center for Ethics Education.

“It’s fatigue with making decisions that have consequences we’ve never had to deal with before,” Yuko said. “These things come with such a moral weight on them, it comes with even more stress.”

For parents and guardians, in particular, the stakes are high. Erin Scarpa, a mother of two who works at a bank in New Jersey, said she temporarily relocated her family to North Carolina specifically to avoid making decisions about socializing with neighbors. Scarpa said she’s particularly concerned about reports of patients suffering lasting damage from COVID-19.

“You’re talking about decisions that could limit your child’s life forever,” Scarpa said. “That’s a whole other concept.”

Sneha Dave, a recent college graduate living with an inflammatory bowel disease and unidentified respiratory condition, said she struggled with crippling decision fatigue at the beginning of the pandemic.

“There’s been so many times where I go to the grocery store where I turn around because there are too many cars there. I spend a lot of time deciding what the right time to go to the grocery store is or whether I should go in,” she said.

Dave said she’s still grappling with a big decision – whether or not to pursue a round of treatment for her bowel disease, which would severely weaken her immune system – but she’s slowly learned how to cope with her decision fatigue.

“The chronic illness community has been able to adapt significantly better and make these decisions a little easier because these are decisions we’ve made our whole lives,” Dave said.

How statewide COVID-19 policies affect decision fatigue

Streamlined state and nationwide policies on COVID-19 have the potential to alleviate decision fatigue, some researchers said, but the notion of greater regulation carries contentious political implications.

“The more that requirements are in place, such as mask mandates, the less it’s a personal choice about what to do. And it makes it easier to make other, related decisions,” said Kathleen Vohs, a professor at the University of Minnesota who studies self-control. “You don’t have to agonize about whether it’s safe to go to the grocery store when you know that others will have masks on.”

Mandates may also cause people to feel depleted if they find it difficult to comply with a policy, researchers said. Others may be making such specific, preferential decisions that statewide policies wouldn’t be enough to alleviate decision fatigue.

Sheena Iyengar, a Columbia Business School professor and author studying the psychology and economics of choice, is gathering data on how Americans feel about statewide COVID-19 policies.

Contrary to classical economic theory, Iyengar’s work has found that, in some contexts, people may prefer to have their choices limited or entirely removed. For example, people are more likely to purchase jams or chocolates – or to undertake optional class essay assignments – when offered a limited rather than extensive array of choices. Study participants reported greater satisfaction with their selections when their options had been limited.

A similar trend may be playing out when it comes to COVID-19 policies, Iyengar said. Her preliminary findings suggest that people living in states with face mask policies reported being “happier” than those in states without mask mandates. The findings may simply be driven by political preferences, Iyengar said.

“There’s a naturally occurring experiment, although that experiment falls along political lines,” she said.

Tips for avoiding decision fatigue

There are some simple strategies for avoiding decision fatigue, researchers said. Many center on general health and well-being, such as maintaining a nutritious diet, getting a full night’s sleep and exercising regularly. Others focus on timing your decisions and developing routines to cut out unnecessary choices.

“Willpower diminishes and decision fatigue increases over the course of the day, so if you have important decisions to make, make them in the morning after a full night’s sleep and a good breakfast,” Baumeister said. “Be aware this is affecting you.”

Plan out tomorrow’s schedule the day before, said Dovid Spinka, a staff clinician at the Center for Anxiety in New York City. Prep or plan your meals for the week. Lay out your clothes in the evening, or – like Steve Jobs – develop a uniform.

If you begin to fade during the day, take a short break, go for a walk or practice mindfulness or breathing exercises, Spinka said. Prioritize your decisions, and try to focus on one at a time. If you’re facing a big decision but feel drained, take a nap or grab a snack. Write down your initial thoughts, but don’t make the decision yet. Come back to it when you’re feeling refreshed, or proactively delay the decision to a set date.

Especially in highly emotional times, people who tend to suppress their emotions may be more prone to experience decision fatigue, said Grant Pignatiello, a researcher at Case Western Reserve University. It’s important to be aware of how you’re feeling and talk to others about it.

“We are all going through a collective trauma of this pandemic, so it’s important that we cut ourselves a little slack. If we need to take a nap at the end of the day, watch Netflix or go for a walk, it’s OK,” Pignatiello said.

For Bell, that means granting herself some grace.

“I feel like we’re all – even the coolest cucumbers – we’re all at a higher stress level now,” she said. “So try to have some grace for yourself and others, and understand that we’re all doing the best we think we can.”

The Biblical Flood That Will Drown California (Wired)

Tom Philpott, 08.29.20 8:00 AM

The Great Flood of 1861–1862 was a preview of what scientists expect to see again, and soon.

This story originally appeared on Mother Jones and is part of the Climate Desk collaboration.

In November 1860, a young scientist from upstate New York named William Brewer disembarked in San Francisco after a long journey that took him from New York City through Panama and then north along the Pacific coast. “The weather is perfectly heavenly,” he enthused in a letter to his brother back east. The fast-growing metropolis was already revealing the charms we know today: “large streets, magnificent buildings” adorned by “many flowers we [northeasterners] see only in house cultivations: various kinds of geraniums growing of immense size, dew plant growing like a weed, acacia, fuchsia, etc. growing in the open air.”

Flowery prose aside, Brewer was on a serious mission. Barely a decade after being claimed as a US state, California was plunged in an economic crisis. The gold rush had gone bust, and thousands of restive settlers were left scurrying about, hot after the next ever-elusive mineral bonanza. The fledgling legislature had seen fit to hire a state geographer to gauge the mineral wealth underneath its vast and varied terrain, hoping to organize and rationalize the mad lunge for buried treasure. The potential for boosting agriculture as a hedge against mining wasn’t lost on the state’s leaders. They called on the state geographer to deliver a “full and scientific description of the state’s rocks, fossils, soils, and minerals, and its botanical and zoological productions, together with specimens of same.”

The task of completing the fieldwork fell to the 32-year-old Brewer, a Yale-trained botanist who had studied cutting-edge agricultural science in Europe. His letters home, chronicling his four-year journey up and down California, form one of the most vivid contemporary accounts of its early statehood.

They also provide a stark look at the greatest natural disaster known to have befallen the western United States since European contact in the 16th century: the Great Flood of 1861–1862. The cataclysm cut off telegraph communication with the East Coast, swamped the state’s new capital, and submerged the entire Central Valley under as much as 15 feet of water. Yet in modern-day California—a region that author Mike Davis once likened to a “Book of the Apocalypse theme park,” where this year’s wildfires have already burned 1.4 million acres, and dozens of fires are still raging—the nearly forgotten biblical-scale flood documented by Brewer’s letters has largely vanished from the public imagination, replaced largely by traumatic memories of more recent earthquakes.

When it was thought of at all, the flood was once considered a thousand-year anomaly, a freak occurrence. But emerging science demonstrates that floods of even greater magnitude occurred every 100 to 200 years in California’s precolonial history. Climate change will make them more frequent still. In other words, the Great Flood was a preview of what scientists expect to see again, and soon. And this time, given California’s emergence as agricultural and economic powerhouse, the effects will be all the more devastating.

Barely a year after Brewer’s sunny initial descent from a ship in San Francisco Bay, he was back in the city, on a break. In a November 1861 letter home, he complained of a “week of rain.” In his next letter, two months later, Brewer reported jaw-dropping news: Rain had fallen almost continuously since he had last written—and now the entire Central Valley was underwater. “Thousands of farms are entirely underwater—cattle starving and drowning.”

Picking up the letter nine days later, he wrote that a bad situation had deteriorated. All the roads in the middle of the state are “impassable, so all mails are cut off.” Telegraph service, which had only recently been connected to the East Coast through the Central Valley, stalled. “The tops of the poles are under water!” The young state’s capital city, Sacramento, about 100 miles northeast of San Francisco at the western edge of the valley and the intersection of two rivers, was submerged, forcing the legislature to evacuate—and delaying a payment Brewer needed to forge ahead with his expedition.

The surveyor gaped at the sheer volume of rain. In a normal year, Brewer reported, San Francisco received about 20 inches. In the 10 weeks leading up to January 18, 1862, the city got “thirty-two and three-quarters inches and it is still raining!”

Brewer went on to recount scenes from the Central Valley that would fit in a Hollywood disaster epic. “An old acquaintance, a buccaro [cowboy], came down from a ranch that was overflowed,” he wrote. “The floor of their one-story house was six weeks under water before the house went to pieces.” Steamboats “ran back over the ranches fourteen miles from the [Sacramento] river, carrying stock [cattle], etc., to the hills,” he reported. He marveled at the massive impromptu lake made up of “water ice cold and muddy,” in which “winds made high waves which beat the farm homes in pieces.” As a result, “every house and farm over this immense region is gone.”

Eventually, in March, Brewer made it to Sacramento, hoping (without success) to lay hands on the state funds he needed to continue his survey. He found a city still in ruins, weeks after the worst of the rains. “Such a desolate scene I hope never to see again,” he wrote: “Most of the city is still under water, and has been for three months … Every low place is full—cellars and yards are full, houses and walls wet, everything uncomfortable.” The “better class of houses” were in rough shape, Brewer observed, but “it is with the poorer classes that this is the worst.” He went on: “Many of the one-story houses are entirely uninhabitable; others, where the floors are above the water are, at best, most wretched places in which to live.” He summarized the scene:

Many houses have partially toppled over; some have been carried from their foundations, several streets (now avenues of water) are blocked up with houses that have floated in them, dead animals lie about here and there—a dreadful picture. I don’t think the city will ever rise from the shock, I don’t see how it can.

Brewer’s account is important for more than just historical interest. In the 160 years since the botanist set foot on the West Coast, California has transformed from an agricultural backwater to one of the jewels of the US food system. The state produces nearly all of the almonds, walnuts, and pistachios consumed domestically; 90 percent or more of the broccoli, carrots, garlic, celery, grapes, tangerines, plums, and artichokes; at least 75 percent of the cauliflower, apricots, lemons, strawberries, and raspberries; and more than 40 percent of the lettuce, cabbage, oranges, peaches, and peppers.

And as if that weren’t enough, California is also a national hub for milk production. Tucked in amid the almond groves and vegetable fields are vast dairy operations that confine cows together by the thousands and produce more than a fifth of the nation’s milk supply, more than any other state. It all amounts to a food-production juggernaut: California generates $46 billion worth of food per year, nearly double the haul of its closest competitor among US states, the corn-and-soybean behemoth Iowa.

You’ve probably heard that ever-more more frequent and severe droughts threaten the bounty we’ve come to rely on from California. Water scarcity, it turns out, isn’t the only menace that stalks the California valleys that stock our supermarkets. The opposite—catastrophic flooding—also occupies a niche in what Mike Davis, the great chronicler of Southern California’s sociopolitical geography, has called the state’s “ecology of fear.” Indeed, his classic book of that title opens with an account of a 1995 deluge that saw “million-dollar homes tobogganed off their hill-slope perches” and small children and pets “sucked into the deadly vortices of the flood channels.”

Yet floods tend to be less feared than rival horsemen of the apocalypse in the state’s oft-stimulated imagination of disaster. The epochal 2011–2017 drought, with its missing-in-action snowpacks and draconian water restrictions, burned itself into the state’s consciousness. Californians are rightly terrified of fires like the ones that roared through the northern Sierra Nevada foothills and coastal canyons near Los Angeles in the fall of 2018, killing nearly 100 people and fouling air for miles around, or the current LNU Lightning Complex fire that has destroyed nearly 1,000 structures and killed five people in the region between Sacramento and San Francisco. Many people are frightfully aware that a warming climate will make such conflagrations increasingly frequent. And “earthquake kits” are common gear in closets and garages all along the San Andreas Fault, where the next Big One lurks. Floods, though they occur as often in Southern and Central California as they do anywhere in the United States, don’t generate quite the same buzz.

But a growing body of research shows there’s a flip side to the megadroughts Central Valley farmers face: megafloods. The region most vulnerable to such a water-drenched cataclysm in the near future is, ironically enough, the California’s great arid, sinking food production basin, the beleaguered behemoth of the US food system: the Central Valley. Bordered on all sides by mountains, the Central Valley stretches 450 miles long, is on average 50 miles wide, and occupies a land mass of 18,000 square miles, or 11.5 million acres—roughly equivalent in size to Massachusetts and Vermont combined. Wedged between the Sierra Nevada to the east and the Coast Ranges to the west, it’s one of the globe’s greatest expanses of fertile soil and temperate weather. For most Americans, it’s easy to ignore the Central Valley, even though it’s as important to eaters as Hollywood is to moviegoers or Silicon Valley is to smartphone users. Occupying less than 1 percent of US farmland, the Central Valley churns out a quarter of the nation’s food supply.

At the time of the Great Flood, the Central Valley was still mainly cattle ranches, the farming boom a ways off. Late in 1861, the state suddenly emerged from a two-decade dry spell when monster storms began lashing the West Coast from Baja California to present-day Washington state. In central California, the deluge initially took the form of 10 to 15 feet of snow dumped onto the Sierra Nevada, according to research by the UC Berkeley paleoclimatologist B. Lynn Ingram and laid out in her 2015 book, The West Without Water, cowritten with Frances Malamud-Roam. Ingram has emerged as a kind of Cassandra of drought and flood risks in the western United States. Soon after the blizzards came days of warm, heavy rain, which in turn melted the enormous snowpack. The resulting slurry cascaded through the Central Valley’s network of untamed rivers.

As floodwater gathered in the valley, it formed a vast, muddy, wind-roiled lake, its size “rivaling that of Lake Superior,” covering the entire Central Valley floor, from the southern slopes of the Cascade Mountains near the Oregon border to the Tehachapis, south of Bakersfield, with depths in some places exceeding 15 feet.

At least some of the region’s remnant indigenous population saw the epic flood coming and took precautions to escape devastation, Ingram reports, quoting an item in the Nevada City Democrat on January 11, 1862:

We are informed that the Indians living in the vicinity of Marysville left their abodes a week or more ago for the foothills predicting an unprecedented overflow. They told the whites that the water would be higher than it has been for thirty years, and pointed high up on the trees and houses where it would come. The valley Indians have traditions that the water occasionally rises 15 or 20 feet higher than it has been at any time since the country was settled by whites, and as they live in the open air and watch closely all the weather indications, it is not improbable that they may have better means than the whites of anticipating a great storm.

All in all, thousands of people died, “one-third of the state’s property was destroyed, and one home in eight was destroyed completely or carried away by the floodwaters.” As for farming, the 1862 megaflood transformed valley agriculture, playing a decisive role in creating today’s Anglo-dominated, crop-oriented agricultural powerhouse: a 19th-century example of the “disaster capitalism” that Naomi Klein describes in her 2007 book, The Shock Doctrine.

Prior to the event, valley land was still largely owned by Mexican rancheros who held titles dating to Spanish rule. The 1848 Treaty of Guadalupe Hidalgo, which triggered California’s transfer from Mexican to US control, gave rancheros US citizenship and obligated the new government to honor their land titles. The treaty terms met with vigorous resentment from white settlers eager to shift from gold mining to growing food for the new state’s burgeoning cities. The rancheros thrived during the gold rush, finding a booming market for beef in mining towns. By 1856, their fortunes had shifted. A severe drought that year cut production, competition from emerging US settler ranchers meant lower prices, and punishing property taxes—imposed by land-poor settler politicians—caused a further squeeze. “As a result, rancheros began to lose their herds, their land, and their homes,” writes the historian Lawrence James Jelinek.

The devastation of the 1862 flood, its effects magnified by a brutal drought that started immediately afterward and lasted through 1864, “delivered the final blow,” Jelinek writes. Between 1860 and 1870, California’s cattle herd, concentrated in the valley, plunged from 3 million to 630,000. The rancheros were forced to sell their land to white settlers at pennies per acre, and by 1870 “many rancheros had become day laborers in the towns,” Jelinek reports. The valley’s emerging class of settler farmers quickly turned to wheat and horticultural production and set about harnessing and exploiting the region’s water resources, both those gushing forth from the Sierra Nevada and those beneath their feet.

Despite all the trauma it generated and the agricultural transformation it cemented in the Central Valley, the flood quickly faded from memory in California and the broader United States. To his shocked assessment of a still-flooded and supine Sacramento months after the storm, Brewer added a prophetic coda:

No people can so stand calamity as this people. They are used to it. Everyone is familiar with the history of fortunes quickly made and as quickly lost. It seems here more than elsewhere the natural order of things. I might say, indeed, that the recklessness of the state blunts the keener feelings and takes the edge from this calamity.

Indeed, the new state’s residents ended up shaking off the cataclysm. What lesson does the Great Flood of 1862 hold for today? The question is important. Back then, just around 500,000 people lived in the entire state, and the Central Valley was a sparsely populated badland. Today, the valley has a population of 6.5 million people and boasts the state’s three fastest-growing counties. Sacramento (population 501,344), Fresno (538,330), and Bakersfield (386,839) are all budding metropolises. The state’s long-awaited high-speed train, if it’s ever completed, will place Fresno residents within an hour of Silicon Valley, driving up its appeal as a bedroom community.

In addition to the potentially vast human toll, there’s also the fact that the Central Valley has emerged as a major linchpin of the US and global food system. Could it really be submerged under fifteen feet of water again—and what would that mean?

In less than two centuries as a US state, California has maintained its reputation as a sunny paradise while also enduring the nation’s most erratic climate: the occasional massive winter storm roaring in from the Pacific; years-long droughts. But recent investigations into the fossil record show that these past years have been relatively stable.

One avenue of this research is the study of the regular megadroughts, the most recent of which occurred just a century before Europeans made landfall on the North American west coast. As we are now learning, those decades-long arid stretches were just as regularly interrupted by enormous storms—many even grander than the one that began in December 1861. (Indeed, that event itself was directly preceded and followed by serious droughts.) In other words, the same patterns that make California vulnerable to droughts also make it ripe for floods.

Beginning in the 1980s, scientists including B. Lynn Ingram began examining streams and banks in the enormous delta network that together serve as the bathtub drain through which most Central Valley runoff has flowed for millennia, reaching the ocean at the San Francisco Bay. (Now-vanished Tulare Lake gathered runoff in the southern part of the valley.) They took deep-core samples from river bottoms, because big storms that overflow the delta’s banks transfer loads of soil and silt from the Sierra Nevada and deposit a portion of it in the Delta. They also looked at fluctuations in old plant material buried in the sediment layers. Plant species that thrive in freshwater suggest wet periods, as heavy runoff from the mountains crowds out seawater. Salt-tolerant species denote dry spells, as sparse mountain runoff allows seawater to work into the delta.

What they found was stunning. The Great Flood of 1862 was no one-off black-swan event. Summarizing the science, Ingram and USGS researcher Michael Dettinger deliver the dire news: A flood comparable to—and sometimes much more intense than—the 1861–1862 catastrophe occurred sometime between 1235–1360, 1395–1410, 1555–1615, 1750–1770, and 1810–1820; “that is, one megaflood every 100 to 200 years.” They also discovered that the 1862 flood didn’t appear in the sediment record in some sites that showed evidence of multiple massive events—suggesting that it was actually smaller than many of the floods that have inundated California over the centuries.

During its time as a US food-production powerhouse, California has been known for its periodic droughts and storms. But Ingram and Dettinger’s work pulls the lens back to view the broader timescale, revealing the region’s swings between megadroughts and megastorms—ones more than severe enough to challenge concentrated food production, much less dense population centers.

The dynamics of these storms themselves explain why the state is also prone to such swings. Meteorologists have known for decades that those tempests that descend upon California over the winter—and from which the state receives the great bulk of its annual precipitation—carry moisture from the South Pacific. In the late 1990s, scientists discovered that these “pineapple expresses,” as TV weather presenters call them, are a subset of a global weather phenomenon: long, wind-driven plumes of vapor about a mile above the sea that carry moisture from warm areas near the equator on a northeasterly path to colder, drier regions toward the poles. They carry so much moisture—often more than 25 times the flow of the Mississippi River, over thousands of miles—that they’ve been dubbed “atmospheric rivers.”

In a pioneering 1998 paper, researchers Yong Zhu and Reginald E. Newell found that nearly all the vapor transport between the subtropics (regions just south or north of the equator, depending on the hemisphere) toward the poles occurred in just five or six narrow bands. And California, it turns out, is the prime spot in the western side of the northern hemisphere for catching them at full force during the winter months.

As Ingram and Dettinger note, atmospheric rivers are the primary vector for California’s floods. That includes pre-Columbian cataclysms as well as the Great Flood of 1862, all the way to the various smaller ones that regularly run through the state. Between 1950 and 2010, Ingram and Dettinger write, atmospheric rivers “caused more than 80 percent of flooding in California rivers and 81 percent of the 128 most well-documented levee breaks in California’s Central Valley.”

Paradoxically, they are at least as much a lifeblood as a curse. Between eight and 11 atmospheric rivers hit California every year, the great majority of them doing no major damage, and they deliver between 30 and 50 percent of the state’s rain and snow. But the big ones are damaging indeed. Other researchers are reaching similar conclusions. In a study released in December 2019, a team from the US Army Corps of Engineers and the Scripps Institution of Oceanography found that atmospheric-river storms accounted for 84 percent of insured flood damages in the western United States between 1978 and 2017; the 13 biggest storms wrought more than half the damage.

So the state—and a substantial portion of our food system—exists on a razor’s edge between droughts and floods, its annual water resources decided by massive, increasingly fickle transfers of moisture from the South Pacific. As Dettinger puts it, the “largest storms in California’s precipitation regime not only typically end the state’s frequent droughts, but their fluctuations also cause those droughts in the first place.”

We know that before human civilization began spewing millions of tons of greenhouse gases into the atmosphere annually, California was due “one megaflood every 100 to 200 years”—and the last one hit more than a century and a half ago. What happens to this outlook when you heat up the atmosphere by 1 degree Celsius—and are on track to hit at least another half-degree Celsius increase by midcentury?

That was the question posed by Daniel Swain and a team of researchers at UCLA’s Department of Atmospheric and Oceanic Sciences in a series of studies, the first of which was published in 2018. They took California’s long pattern of droughts and floods and mapped it onto the climate models based on data specific to the region, looking out to century’s end.

What they found isn’t comforting. As the tropical Pacific Ocean and the atmosphere just above it warm, more seawater evaporates, feeding ever bigger atmospheric rivers gushing toward the California coast. As a result, the potential for storms on the scale of the ones that triggered the Great Flood has increased “more than threefold,” they found. So an event expected to happen on average every 200 years will now happen every 65 or so. It is “more likely than not we will see one by 2060,” and it could plausibly happen again before century’s end, they concluded.

As the risk of a catastrophic event increases, so will the frequency of what they call “precipitation whiplash”: extremely wet seasons interrupted by extremely dry ones, and vice versa. The winter of 2016–2017 provides a template. That year, a series of atmospheric-river storms filled reservoirs and at one point threatened a major flood in the northern Central Valley, abruptly ending the worst multiyear drought in the state’s recorded history.

Swings on that magnitude normally occur a handful of times each century, but in the model by Swain’s team, “it goes from something that happens maybe once in a generation to something that happens two or three times,” he told me in an interview. “Setting aside a repeat of 1862, these less intense events could still seriously test the limits of our water infrastructure.” Like other efforts to map climate change onto California’s weather, this one found that drought years characterized by low winter precipitation would likely increase—in this case, by a factor of as much as two, compared with mid-20th-century patterns. But extreme-wet winter seasons, accumulating at least as much precipitation as 2016–2017, will grow even more: they could be three times as common as they were before the atmosphere began its current warming trend.

While lots of very wet years—at least the ones that don’t reach 1861–1862 levels—might sound encouraging for food production in the Central Valley, there’s a catch, Swain said. His study looked purely at precipitation, independent of whether it fell as rain or snow. A growing body of research suggests that as the climate warms, California’s precipitation mix will shift significantly in favor of rain over snow. That’s dire news for our food system, because the Central Valley’s vast irrigation networks are geared to channeling the slow, predictable melt of the snowpack into usable water for farms. Water that falls as rain is much harder to capture and bend to the slow-release needs of agriculture.

In short, California’s climate, chaotic under normal conditions, is about to get weirder and wilder. Indeed, it’s already happening.

What if an 1862-level flood, which is overdue and “more likely than not” to occur with a couple of decades, were to hit present-day California?

Starting in 2008, the USGS set out to answer just that question, launching a project called the ARkStorm (for “atmospheric river 1,000 storm”) Scenario. The effort was modeled on a previous USGS push to get a grip on another looming California cataclysm: a massive earthquake along the San Andreas Fault. In 2008, USGS produced the ShakeOut Earthquake Scenario, a “detailed depiction of a hypothetical magnitude 7.8 earthquake.” The study “served as the centerpiece of the largest earthquake drill in US history, involving over five thousand emergency responders and the participation of over 5.5 million citizens,” the USGS later reported.

That same year, the agency assembled a team of 117 scientists, engineers, public-policy experts, and insurance experts to model what kind of impact a monster storm event would have on modern California.

At the time, Lucy Jones served as the chief scientist for the USGS’s Multi Hazards Demonstration Project, which oversaw both projects. A seismologist by training, Jones spent her time studying the devastations of earthquakes and convincing policy makers to invest resources into preparing for them. The ARkStorm project took her aback, she told me. The first thing she and her team did was ask, What’s the biggest flood in California we know about? “I’m a fourth-generation Californian who studies disaster risk, and I had never heard of the Great Flood of 1862,” she said. “None of us had heard of it,” she added—not even the meteorologists knew about what’s “by far the biggest disaster ever in California and the whole Southwest” over the past two centuries.

At first, the meteorologists were constrained in modeling a realistic megastorm by a lack of data; solid rainfall-gauge measures go back only a century. But after hearing about the 1862 flood, the ARkStorm team dug into research from Ingram and others for information about megastorms before US statehood and European contact. They were shocked to learn that the previous 1,800 years had about six events that were more severe than 1862, along with several more that were roughly of the same magnitude. What they found was that a massive flood is every bit as likely to strike California, and as imminent, as a massive quake.

Even with this information, modeling a massive flood proved more challenging than projecting out a massive earthquake. “We seismologists do this all the time—we create synthetic seismographs,” she said. Want to see what a quake reaching 7.8 on the Richter scale would look like along the San Andreas Fault? Easy, she said. Meteorologists, by contrast, are fixated on accurate prediction of near-future events; “creating a synthetic event wasn’t something they had ever done.” They couldn’t just re-create the 1862 event, because most of the information we have about it is piecemeal, from eyewitness accounts and sediment samples.

To get their heads around how to construct a reasonable approximation of a megastorm, the team’s meteorologists went looking for well-documented 20th-century events that could serve as a model. They settled on two: a series of big storms in 1969 that hit Southern California hardest and a 1986 cluster that did the same to the northern part of the state. To create the ARkStorm scenario, they stitched the two together. Doing so gave the researchers a rich and regionally precise trove of data to sketch out a massive Big One storm scenario.

There was one problem: While the fictional ARkStorm is indeed a massive event, it’s still significantly smaller than the one that caused the Great Flood of 1862. “Our [hypothetical storm] only had total rain for 25 days, while there were 45 days in 1861 to ’62,” Jones said. They plunged ahead anyway, for two reasons. One was that they had robust data on the two 20th-century storm events, giving disaster modelers plenty to work with. The second was that they figured a smaller-than-1862 catastrophe would help build public buy-in, by making the project hard to dismiss as an unrealistic figment of scaremongering bureaucrats.

What they found stunned them—and should stun anyone who relies on California to produce food (not to mention anyone who lives in the state). The headline number: $725 billion in damage, nearly four times what the USGS’s seismology team arrived at for its massive-quake scenario ($200 billion). For comparison, the two most costly natural disasters in modern US history—Hurricane Katrina in 2005 and Harvey in 2017—racked up $166 billion and $130 billion, respectively. The ARkStorm would “flood thousands of square miles of urban and agricultural land, result in thousands of landslides, [and] disrupt lifelines throughout the state for days or weeks,” the study reckoned. Altogether, 25 percent of the state’s buildings would be damaged.

In their model, 25 days of relentless rains overwhelm the Central Valley’s flood-control infrastructure. Then large swaths of the northern part of the Central Valley go under as much as 20 feet of water. The southern part, the San Joaquin Valley, gets off lighter; but a miles-wide band of floodwater collects in the lowest-elevation regions, ballooning out to encompass the expanse that was once the Tulare Lake bottom and stretching to the valley’s southern extreme. Most metropolitan parts of the Bay Area escape severe damage, but swaths of Los Angeles and Orange Counties experience “extensive flooding.”

As Jones stressed to me in our conversation, the ARkStorm scenario is a cautious approximation; a megastorm that matches 1862 or its relatively recent antecedents could plausibly bury the entire Central Valley underwater, northern tip to southern. As the report puts it: “Six megastorms that were more severe than 1861–1862 have occurred in California during the last 1800 years, and there is no reason to believe similar storms won’t occur again.”

A 21st-century megastorm would fall on a region quite different from gold rush–era California. For one thing, it’s much more populous. While the ARkStorm reckoning did not estimate a death toll, it warned of a “substantial loss of life” because “flood depths in some areas could realistically be on the order of 10–20 feet.”

Then there’s the transformation of farming since then. The 1862 storm drowned an estimated 200,000 head of cattle, about a quarter of the state’s entire herd. Today, the Central Valley houses nearly 4 million beef and dairy cows. While cattle continue to be an important part of the region’s farming mix, they no longer dominate it. Today the valley is increasingly given over to intensive almond, pistachio, and grape plantations, representing billions of dollars of investments in crops that take years to establish, are expected to flourish for decades, and could be wiped out by a flood.

Apart from economic losses, “the evolution of a modern society creates new risks from natural disasters,” Jones told me. She cited electric power grids, which didn’t exist in mid-19th-century California. A hundred years ago, when electrification was taking off, extended power outages caused inconveniences. Now, loss of electricity can mean death for vulnerable populations (think hospitals, nursing homes, and prisons). Another example is the intensification of farming. When a few hundred thousand cattle roamed the sparsely populated Central Valley in 1861, their drowning posed relatively limited biohazard risks, although, according to one contemporary account, in post-flood Sacramento, there were a “good many drowned hogs and cattle lying around loose in the streets.”

Today, however, several million cows are packed into massive feedlots in the southern Central Valley, their waste often concentrated in open-air liquid manure lagoons, ready to be swept away and blended into a fecal slurry. Low-lying Tulare County houses nearly 500,000 dairy cows, with 258 operations holding on average 1,800 cattle each. Mature modern dairy cows are massive creatures, weighing around 1,500 pounds each and standing nearly 5 feet tall at the front shoulder. Imagine trying to quickly move such beasts by the thousands out of the path of a flood—and the consequences of failing to do so.

A massive flood could severely pollute soil and groundwater in the Central Valley, and not just from rotting livestock carcasses and millions of tons of concentrated manure. In a 2015 paper, a team of USGS researchers tried to sum up the myriad toxic substances that would be stirred up and spread around by massive storms and floods. The cities of 160 years ago could not boast municipal wastewater facilities, which filter pathogens and pollutants in human sewage, nor municipal dumps, which concentrate often-toxic garbage. In the region’s teeming 21st-century urban areas, those vital sanitation services would become major threats. The report projects that a toxic soup of “petroleum, mercury, asbestos, persistent organic pollutants, molds, and soil-borne or sewage-borne pathogens” would spread across much of the valley, as would concentrated animal manure, fertilizer, pesticides, and other industrial chemicals.

The valley’s southernmost county, Kern, is a case study in the region’s vulnerabilities. Kern’s farmers lead the entire nation in agricultural output by dollar value, annually producing $7 billion worth of foodstuffs like almonds, grapes, citrus, pistachios, and milk. The county houses more than 156,000 dairy cows in facilities averaging 3,200 head each. That frenzy of agricultural production means loads of chemicals on hand; every year, Kern farmers use around 30 million pounds of pesticides, second only to Fresno among California counties. (Altogether, five San Joaquin Valley counties use about half of the more than 200 million pounds of pesticides applied in California.)

Kern is also one of the nation’s most prodigious oil-producing counties. Its vast array of pump jacks, many of them located in farm fields, produce 70 percent of California’s entire oil output. It’s also home to two large oil refineries. If Kern County were a state, it would be the nation’s seventh-leading oil-producing one, churning out twice as much crude as Louisiana. In a massive storm, floodwaters could pick up a substantial amount of highly toxic petroleum and byproducts. Again, in the ARkStorm scenario, Kern County gets hit hard by rain but mostly escapes the worst flooding. The real “Other Big One” might not be so kind, Jones said.

In the end, the USGS team could not estimate the level of damage that will be visited upon the Central Valley’s soil and groundwater from a megaflood: too many variables, too many toxins and biohazards that could be sucked into the vortex. They concluded that “flood-related environmental contamination impacts are expected to be the most widespread and substantial in lowland areas of the Central Valley, the Sacramento–San Joaquin River Delta, the San Francisco Bay area, and portions of the greater Los Angeles metroplex.”

Jones said the initial reaction to the 2011 release of the ARkStorm report among California’s policymakers and emergency managers was skepticism: “Oh, no, that’s too big—it’s impossible,” they would say. “We got lots of traction with the earthquake scenario, and when we did the big flood, nobody wanted to listen to us,” she said.

But after years of patiently informing the state’s decisionmakers that such a disaster is just as likely as a megaquake—and likely much more devastating—the word is getting out. She said the ARkStorm message probably helped prepare emergency managers for the severe storms of February 2017. That month, the massive Oroville Dam in the Sierra Nevada foothills very nearly failed, threatening to send a 30-foot-tall wall of water gushing into the northern Central Valley. As the spillway teetered on the edge of collapse, officials ordered the evacuation of 188,000 people in the communities below. The entire California National Guard was put on notice to mobilize if needed—the first such order since the 1992 Rodney King riots in Los Angeles. Although the dam ultimately held up, the Oroville incident illustrates the challenges of moving hundreds of thousands of people out of harm’s way on short notice.

The evacuation order “unleashed a flood of its own, sending tens of thousands of cars simultaneously onto undersize roads, creating hours-long backups that left residents wondering if they would get to high ground before floodwaters overtook them,” the Sacramento Bee reported. Eight hours after the evacuation, highways were still jammed with slow-moving traffic. A California Highway Patrol spokesman summed up the scene for the Bee:

Unprepared citizens who were running out of gas and their vehicles were becoming disabled in the roadway. People were utilizing the shoulder, driving the wrong way. Traffic collisions were occurring. People fearing for their lives, not abiding by the traffic laws. All combined, it created big problems. It ended up pure, mass chaos.

Even so, Jones said the evacuation went as smoothly as could be expected and likely would have saved thousands of lives if the dam had burst. “But there are some things you can’t prepare for.” Obviously, getting area residents to safety was the first priority, but animal inhabitants were vulnerable, too. If the dam had burst, she said, “I doubt they would have been able to save cattle.”

As the state’s ever-strained emergency-service agencies prepare for the Other Big One, there’s evidence other agencies are struggling to grapple with the likelihood of a megaflood. In the wake of the 2017 near-disaster at Oroville, state agencies spent more than $1 billion repairing the damaged dam and bolstering it for future storms. Just as work was being completed in fall 2018, the Federal Energy Regulatory Commission assessed the situation and found that a “probable maximum flood”—on the scale of the ArkStorm—would likely overwhelm the dam. FERC called on the state to invest in a “more robust and resilient design” to prevent a future cataclysm. The state’s Department of Water Resources responded by launching a “needs assessment” of the dam’s safety that’s due to wrap up in 2020.

Of course, in a state beset by the increasing threat of wildfires in populated areas as well as earthquakes, funds for disaster preparation are tightly stretched. All in all, Jones said, “we’re still much more prepared for a quake than a flood.” Then again, it’s hard to conceive of how we could effectively prevent a 21st century repeat of the Great Flood or how we could fully prepare for the low-lying valley that runs along the center of California like a bathtub—now packed with people, livestock, manure, crops, petrochemicals, and pesticides—to be suddenly transformed into a storm-roiled inland sea.

Onde está o poder? E quando o tivermos encontrado, o que fazer com ele?, por Bruno Latour (Labemus)

Artigo original

agosto 27, 2020

 Por Bruno Latour
Tradução: Igor Rolemberg

Clique aqui para pdf

Para a versão original do francês clique aqui

Vou tentar responder à questão “Onde está o poder?”. Como sempre, quando somos filósofos, temos a tendência de mudar um pouco o objeto. Não basta encontrar esse poder; é preciso ainda fazer alguma coisa a partir dele. É por isso que eu vou colocar três questões: Como investigar para encontrar o poder? Como desconfiar do poder em todos os sentidos do termo “desconfiar”? Por fim, como exercê-lo depois de encontrá-lo?

Permitam-me antes de mais nada colocar uma primeira regra de deontologia de pesquisa: Como dispor dos meios de provar a presença legítima ou ilegítima do poder para evitar qualquer suspeita? Coisa esquisita a crítica; outrora difícil, hoje se tornou um automatismo, quase um reflexo: assim que uma autoridade qualquer enuncia uma certeza, imediatamente a opinião pública, as redes sociais, o bom senso, concluem que é necessariamente falso – ou pelo menos que há por trás uma manipulação. Nós nos encontramos aí diante de um problema de pesquisa como na história em quadrinhos Lucky Luke. A crítica obedece agora à regra “a gente atira primeiro, e discute depois”. Para poder pesquisar, é preciso aprender a desacelerar e suspender a acusação de manipulação.

Segunda regra: se falamos de poder, se o traçamos, designamos, mostramos, só isso não basta. A denúncia, como bem mostrou Luc Boltanski, seria vazia de sentido, nesse caso. A regra então é a seguinte: se podemos detectar uma fonte legítima de poder, é necessário também oferecer os meios de exercê-lo para aqueles a quem ele se destina; se a fonte de poder é ilegítima, então precisamos nos esforçar e oferecer os meios de contra-atacar, de se estabelecer um contrapoder. Em resumo, só se deve denunciar o poder, se a denúncia der poder a nossos interlocutores. É inútil denunciá-lo se for para oferecer uma lição sobre a impotência.

Que seja preciso em todos os casos desconfiar do poder, que a gente busque descobrir suas fontes e reprimir seus efeitos, irei demonstrá-lo em cinco etapas.

SEM PODER, AS COISAS SEGUIRIAM DE MANEIRA RETA

A primeira etapa vai nos permitir aprender a identificar o exercício do poder ao mesmo tempo em que ele se torna mais difícil de ser detectado. Comecemos por um caso simples. Se vocês lerem no Le Monde uma manchete “Laboratório Servier suspeito de ter influenciado um relatório do Senado”, não terão dificuldade para notar que alguma coisa de anormal acontece. O jornalista fez o trabalho por vocês. De fato, não é normal que um professor de medicina tenha aparentemente modificado um relatório do Senado num inquérito sobre o sofrível caso Mediator, esse medicamento do laboratório Servier que hoje é objeto de uma série de processos com muitas repercussões. Nós nos encontramos aí diante de um inquérito interrompido ou alterado por conta de uma intervenção indevida. Vocês terão razão de suspeitar, sem problema algum, que se trata aí de um exercício ilegítimo de poder.

O caso seguinte é um pouco mais delicado: “Aumenta a contestação contra as antenas de transmissão, tanto no campo quanto na cidade”. Dessa vez, a matéria não facilitou o trabalho. Trata-se de empresas de telefonia que impõem as antenas sem discutir antes? É o Estado que faz vista grossa sobre essa implantação? Aqueles que se acreditam doentes são exagerados nas suas reivindicações, ou, ao contrário, é injusto não reconhecer que se trata de uma doença real que deveria dar direito a uma indenização? Encontramo-nos aí em plena controvérsia. Há uma incerteza quanto ao escândalo que deve ser denunciado. Vocês entendem muito bem que, nesse caso, a denúncia automática não levaria a lugar algum. Precisamos continuar a investigar cuidadosamente a fim de designar quem exerce o poder ilegitimamente e quem luta para fazer oposição a ele.

Terceiro exemplo, ainda mais incerto. Vocês leem no Le Monde um artigo com a manchete “A política de cortes orçamentários repousa sobre um diagnóstico errado”. A matéria afirma que todos os Estados da Europa padecem nesse momento dessa ideia que muitos economistas consideram absurda, segundo a qual é preciso reduzir o orçamento em vez de investir massivamente no momento em que a moeda custa pouco. É o argumento que Paul Krugman, prêmio Nobel de economia, repete quase todos os dias ao mundo inteiro no New York Times, sem ser ouvido. Eis assim um caso em que parece que o poder seja exercido pelos experts, através de redes opacas, pois influenciam o que chamamos de “esferas de poder”, aqui no sentido clássico do termo: a classe política. As ideias econômicas, diz a matéria, têm assim uma influência indevida sobre a vida pública e nos obrigam a apertar os cintos em nome de uma doutrina cuja origem não parece segura. Quem tem o poder nesse caso? É a doutrina econômica? São os economistas? Aqueles que ouvem demais os economistas? Vemos que a detecção do poder começa a se tornar mais difícil.

Desses três exemplos, o princípio de análise é o mesmo: existe uma via reta que foi desviada. Deveríamos ter um relatório honesto do Senado. Não temos. Deveríamos ter uma informação clara quanto ao perigo das antenas transmissoras. Não temos. Deveríamos ter uma política econômica credível. Não temos. Assim, nesses três casos o poder é identificado pela alteração entre o caminho reto e o desvio, pelo distanciamento que foi operado. É essa distância que justifica a denúncia. Mas vocês já devem ter entendido que isso supõe evidentemente que exista uma via reta, um estado normal, direito, digamos racional, que o poder veio deformar. Nessa visão das coisas, o poder é sempre irracional. Ele não deveria ser exercido. O denunciante, no fundo, sonha com um mundo livre de poder.

EM BUSCA DO PODER INVISÍVEL

Figura 1

A segunda etapa é mais difícil: de onde vem, com efeito, a via retilínea? Podemos falar de poder nesse caso? Se sim, como proceder à investigação? Para seguir reto é preciso que um poder se exerça. Mas ele estaria então de alguma forma latente, e não teria o mesmo sentido [que abordamos] no tópico anterior. Aí se encontra o tema batido da “naturalização” das condutas. Não vemos mais o poder, porém ele foi exercido antes; simplesmente, perdemos seu rastro. É claro que aqui convém recorrer a Michel Foucault.

Tomemos por exemplo a arquitetura da prisão, uma arquitetura completamente particular, pois, a partir da cabine central, o vigia pode observar diretamente o interior de todas as celas à sua volta. Vocês talvez não tivessem a ideia de considerar esse dispositivo como a prova de um exercício ilegítimo do poder. Isso lhes aparece ao contrário como uma forma normal de organização da prisão. E vocês estão certos. Antes dos trabalhos dos historiadores, isso era de fato um exercício legítimo: os arquitetos foram pagos ordinariamente, e o Estado interveio regularmente. E, no entanto, como mostra tão bem Michel Foucault num livro célebre, “Vigiar e Punir”, isso é para o Estado um modo de governo, de exercer sobre os prisioneiros um poder total. Desde o século XIX – não retomarei todo o argumento de Foucault – a arquitetura penal se tornou um modo normal, através do qual um poder extremamente violento se exerce calma e tranquilamente, de maneira regular e cotidiana. O que Foucault chama de “governamentalidade” é uma forma de poder que não podemos mais denunciar porque ela se tornou a norma, a razão, o saber, em resumo, a via reta. O poder foi naturalizado. Ele se exerce de maneira tão indiscutível quanto as leis da natureza. E por essa razão, mantém-se indenunciável.

Figura 2

O segundo exemplo irá talvez lhes surpreender mais: é o metro. Fotografei em frente ao Senado, em Paris, um dos dois exemplos do metro-padrão ainda expostos in situ. Nesse espaço simbólico, em frente ao Senado carregado de leis, antes que os metros fossem difundidos em todo lugar, os parisienses de antigamente podiam ir verificar se o seu metro estava de acordo com o metro correto. Donde o nome de metro-padrão. Nada mais objetivo que o metro. Nenhum de vocês iria pensar que ele exerce o poder ao tomar as medidas em centímetros e não em polegadas, como fazem os ingleses. E, no entanto, o sistema métrico possui uma longa história, foi preciso oitenta anos para que se impusesse em grande parte do mundo ao longo de uma batalha política mundial cujos traços evidentemente esquecemos. O metro é assim um belo caso de naturalização. Mas é preciso se esforçar muito para se lembrar das polêmicas suscitadas no começo por essa tomada de poder revolucionária sobre os hábitos de tantos artesãos e comerciantes. Temos aí um caso muito interessante, pois não vemos mais a origem do poder. Em tais casos, para conseguir detectar o poder é preciso recorrer ao que Foucault chama de arqueologia, ou seja, uma imersão, graças aos arquivos, numa história controvertida, violenta, de aplicação de hábitos pouco suspeitos.

O PODER PERMITE ASSIM COMO PROÍBE

Mas então, vocês diriam, se medir com um metro ou construir uma prisão é exercer o poder, o poder está em toda parte. Eu concordo, e por isso é preciso talvez estender a noção de poder ou dispensá-la. Com efeito, e esta será a terceira etapa de nosso breve excurso, o verbo “poder”, vocês bem sabem, não é sinônimo de “proibir”. Poder é também permitir.

Tomemos o exemplo aparentemente muito simples do controle remoto. É esse aparelho que lhes autoriza a não se mexerem, lhes dá o poder de continuarem sentados mudando os canais da televisão. Sem ele, os mais velhos como eu se recordarão, vocês seriam obrigados a se levantarem toda hora para zapear à vontade. É graça ao controle remoto que vocês podem se tornar o que os americanos chamam de “batata de sofá” (a couch potato).

Figura 3

Vocês têm aí uma ocasião de fato interessante para se colocar a questão “Onde está o poder?”. Porque, afinal de contas, esse jovem que não precisa mais se levantar de seu sofá é o ser mais autônomo, livre e contente do mundo. Em outras palavras, ele tem na sua mão esquerda o controle remoto e na mão direita chips ultra salgados e refrigerantes ultra açucarados. Nada o impede de ganhar tanto peso quanto queira… A questão “onde está o poder?” pode ser posta aqui muito concretamente. Esse jovem é ao mesmo tempo o ser mais livre da história, aquele que possui menos restrições, e aquele mais atrelado, envolto, vinculado a um conjunto de bens, cada um dos quais lhe permite fazer alguma coisa. Vocês veem que, num caso como esse, é difícil denunciar um exercício ilegítimo do poder (seus pais irão jogar o controle remoto pela janela para forçá-lo a se mexer finalmente?), como também é difícil notar a origem de todos esses hábitos consistentemente postos em prática (Os pais vão processar quem? A Coca-Cola? Ou o canal de televisão? A menos que seja o fabricante das batatas chips?)

Se refinamos a análise, a noção de poder se dilui completamente, ou se torna simplesmente sinônimo de descrição concreta de uma situação. Considerem esse belo exemplo: um caminhão tombado em Nova York porque o motorista não viu que a altura da passarela era inferior à altura de seu veículo. Isso é um exercício de poder? Claro que não. O condutor seguiu seu GPS e a base de dados não havia ainda integrado a altura das pontes dentro dos itinerários pré programados. Sem querer, o motorista se lançou numa armadilha. Ora, acontece que a altura das pontes de Nova York foi objeto, no século passado, de uma feroz disputa: Robert Moses, o Haussmann americano, limitou-a deliberadamente para as avenidas utilizadas por carros de passeio, a fim de que não fossem utilizadas por caminhões, que deveriam circular em vias mais largas reservadas aos serviços de logística (acusaram-no até de ter feito isso por razões raciais[1]). Não há dúvida de que a massa de aço da ponte muito baixa exerce um poder de extrema violência sobre o caminhão azarado. Mas não há dúvida também que Robert Moses, há um século de distância, exerce também um poder sobre o conjunto da situação: modificar o tamanho de todas as pontes de Nova York para que carros e caminhões circulem igualmente significaria despender somas astronômicas. Permeando-se através de uma regulamentação, depois dentro do concreto e do aço, e de uma definição de mobilidade urbana, Moses tornou irreversíveis suas decisões e fez com que suas Tábuas da Lei sejam obedecidas até hoje – e aqueles que as infringem, como esse caminhoneiro distraído, são severamente punidos.

Figura 4

APRENDER A DISPENSAR A NOÇÃO DE PODER

O exemplo do controle-remoto, assim como o das pontes de Nova York me levam à quarta etapa: ao opor a noção de poder a outra coisa (o exercício normal e retilíneo da razão), nós nos privamos da capacidade de, no fim das contas, identificar as fontes daquilo que molda nosso ambiente. Se eu sempre desconfiei da noção de poder, é que passei muitos anos a favorecer sua extensão ali onde ninguém o via: nas ciências e nas técnicas.  Frequentemente comparei a busca pelas fontes de poder àquela dos físicos para identificar a “matéria escura do universo”[2]. Para os coletivos humanos, essa matéria escura encontra-se, é claro, nos laboratórios, no sentido amplo do termo.

Veja este belo retrato de Louis Pasteur nos apresentando seus balões de ensaio com pescoço de cisne. É uma experiência célebre que eu estudei bastante[3]. Essa invenção lhe permitiu, pela primeira vez, conservar, ao abrigo de toda contaminação, líquidos bastante putrescíveis, uma vez aquecidos. Eles permaneceram intactos durante anos. E no entanto, o orifício dos balões permanecia aberto, e, dessa forma, acessível ao ar ambiente. Basta agitar o líquido para que ele entre em contato com os micróbios transportados pelo ar e que ficaram bloqueados na curva do pescoço para que, alguns dias depois, os balões tenham se tornado completamente opacos por causa da proliferação dos micro-organismos. Onde está o poder? Em todo lugar! Eis aí Pasteur que inventa uma série de gestos que permitem manter o ambiente esterilizado – aquilo que chamaremos em breve de assepsia – ou, contrariamente, de tornar esse ambiente ideal para a cultura de inúmeros micróbios suspensos no ar – o que se tornará o início dos meios de cultura.

Figura  5

Se há um caso onde todas as relações que nós costumamos manter foram modificadas por práticas inventadas em laboratório, esse é, sem dúvidas, um deles. A indústria, a higiene, a medicina foram totalmente impactadas pela introdução progressiva de inovações como essa daqui. Não precisa olhar muito longe para entender essa lição. Pensem apenas na epidemia do Ebola ano passado, ou, este ano, nos efeitos terríveis do vírus da Zika[4].

De modo mais geral, se vocês olharem à sua volta, perceberão que toda vez que as relações de força foram modificadas, é que ali foram inseridas ciências, técnicas ou ideias novas. E,toda vez, nós dependemos de saberes especializados que dependem, a seu turno, de uma infraestrutura cara, complexa, etc., e de instituições sólidas. Ora, vemos bem que nesse caso seria absurdo tentar distinguir o que pertence a um poder ilegítimo que seria necessário denunciar e o que está relacionado a um poder de controle sobre as condições de existência. Será necessário confiar nos saberes especializados, na maior parte das vezes extraordinariamente complexos, que pontuam, através de longas séries que chamei “caixas pretas”, o curso de nossas ações mais ordinárias.

Se eu desconfio da noção de “poder a denunciar”, é que ela não permite ponderar o valor justo da produção desses saberes. Por isso que muitos preferem recorrer frequentemente à teoria do complô. Ela se caracteriza por uma repartição estranha entre o que aceitamos sem nenhuma crítica – geralmente o exercício indevido de um poder ilegítimo e escondido que manipula docilmente a sociedade sem que consigamos prová-lo – e aquilo que criticamos meticulosamente exigindo um nível de prova tão elevado que nenhuma outra fonte de informação – imprensa, revistas especializadas, relatórios de especialistas –  jamais poderá  atingir[5]. Essa estranha patologia tem por origem a noção mesma de um poder que dissimula bem tanto a escassez de provas quanto a sua robustez. Transporta-se uma demanda de absoluto para aquilo que é necessariamente da ordem do relativo. Por causa dessa repartição, os complotistas deixam passar uma manada pela porteira enquanto caçam pelo em ovo. E a situação é ainda mais complicada porque, como mostra Luc Boltanski num livro astucioso, o que não falta é complô![6] De modo que os complotistas chegam a esse resultado estranho de duvidar de todas as provas oficiais (o que reforça esse exercício reflexo [automático] da crítica pelo qual comecei) sem conseguir no entanto identificar os verdadeiros complôs…

Assim, a suspeição pode nascer e se desenvolver independentemente das provas, e nesse caso a pessoa se torna paranoica – as teorias do complô não estão longe disso. Mas, inversamente, a ausência de provas pode diminuir a desconfiança: começa-se a acreditar que não há nada de anormal – “é necessário, as coisas são assim”. Vem então a complacência e com ela a inércia. A consequência é uma corrupção definitiva do espaço público.

UM EXCESSO DE PODER COM O QUAL NÃO SABEMOS O QUE FAZER

Estou consciente de ter ficado até aqui dando voltas em torno do mesmo ponto. “Onde está o poder?”, a questão de partida visava evidentemente a esfera pública, a da classe política. Não se tratava provavelmente de falar de controle-remoto, de antenas transmissoras, de pontes, de micróbios e de teoria econômica… Eu gostaria então nessa última etapa de tomar um caso que me é caro, que se refere muito bem à esfera pública e que exemplifica, novamente, a impotência de noções usuais de poder para interpretar situações concretas. O exemplo é o da Conferência do Clima, chamada “COP 21”, que se encerrou em 12 de dezembro de 2015, com entusiasmo. Ora, desde o dia 13 de dezembro, pela manhã, mais ninguém falava desse “acontecimento mundial”! Eis aí um caso de fato extraordinário: um poder, ou melhor, uma capacidade de agir, completamente original, com a qual ninguém sabe o que fazer.

Figura 6

Para se ter uma ideia da situação, fazendo um jogo de palavras, seria necessário falar em um enorme excesso de poder. Avaliem vocês mesmos: o termo que é utilizado pelos geólogos para descrever essa potência nova é o de Antropoceno, que eu prefiro chamar de Novo Regime Climático[7]. Os geólogos dão à humanidade (esse é o sentido do termo anthropos), tomada em bloco, uma capacidade, um poder, de modificar o estado do planeta mais rapidamente, de forma mais sustentada no tempo e irreversível do que em qualquer outra época de sua história. Temos então claramente um excesso de poder dado aos humanos, isto é, a cada um de nós, sem que evidentemente saibamos como seremos capazes de nos reunir politicamente para assumir uma tal capacidade de estrago e ação, uma tal responsabilidade[8].

Nesse caso, o que nos é dado é um poder que não sentimos capazes de assumir, este de se tornar coletivamente uma força geológica. Ora, estou certo que isso não lhes interessa em absoluto, que é precisamente algo que vocês gostariam de evitar. Quem desejaria se tornar uma força capaz de influenciar o clima? Aliás, essa é a razão pela qual tanta gente prefere ignorar ou mesmo negar as descobertas científicas. O clima é [como a obra] Amédée ou comment s’en débarasser de Ionesco.

Eis aí um caso que se refere perfeitamente ao que o grande filósofo americano, aliás muito pouco lido na França, John Dewey, chama de “o público e seus problemas”[9]. Dewey define o público não como o objeto de ocupação da classe política, mas como aquilo que é preciso constituir toda vez que um novo problema surge: “O público consiste no conjunto de todos aqueles que são tão afetados por consequências indiretas de transações que ele julga necessário vigiar sistematicamente suas consequências”. O público deve então ser criado toda vez que nós observamos consequências inesperadas de nossas ações. A mutação ecológica que nós vivemos é um problema do tipo. Exceto que, nesse caso, nós temos o problema, mas não o público que lhe corresponde!

O ponto fundamental de Dewey é que os homens ou mulheres políticas não são aqueles que sabem, mas simplesmente aqueles a quem é delegada a tarefa de explorar, tateando, numa certa obscuridade, com as ferramentas de pesquisa, as consequências de nossas ações. Como por definição essas consequências são imprevistas, o público está sempre se reformando e o Estado sempre atrasado com um problema. Aqueles da época t-1 são talvez mais ou menos levados em conta, mas aqueles da época atual, não. É evidentemente o caso do clima. Ninguém, há vinte anos, teria imaginado que fazer política para o Sr. Hollande [ex-presidente da França] teria consistido em encerrar solenemente uma operação diplomática sobre a questão do clima, bradando como ele fez no dia 12 de dezembro de 2015, “Viva o planeta!”.

Vocês veem bem que não sabemos como exercer esse novo poder geológico. Há algo de esmagador, de impressionante nesse poder planetário dado a cada um de nós, ao mesmo tempo que contamos quase nada para o balanço de carbono da humanidade em geral. É aí que é preciso lembrar a regra posta no início. A simples denúncia de um poder ilegítimo, identificado por nós mesmos ou com ajuda dos outros não basta: ela deve vir junto com a aquisição dos meios de lutar, sob pena de cairmos no desespero. É preciso que vocês possam contra-atacar, resistir, modificar, arrumar, acomodar, aceitar talvez, em todo caso reagir (o que designa o termo em inglês de empowerment). Sem isso vocês irão se sentir com os pés e as mãos atados. Nem pesquisa, nem suspeição bastam. Cabe à política assumir o controle.

É preciso ainda entrar em acordo sobre o que a política pode fazer: se ela denuncia sem indicar como podemos combater, a política se resume a uma lição de frustração e impotência. Nada mais desencorajador do que clamar contra um escândalo tendo o sentimento de não poder fazer nada. De ator passamos a espectador, a princípio indignado, depois passivo, e logo cúmplice. À investigação sobre o que é injusto deve se somar a pesquisa de novos meios de reagir.

Figura 7

Daí todo o interesse dessa última imagem que eu tirei em setembro de 2014 durante uma grande manifestação pelo (ou melhor contra o) clima nas ruas de Manhattan. O slogan orgulhoso da faixa proclama: “Nós sabemos quem é o responsável”. Aqui não estamos mais na simples denunciação: através um importante trabalho de acumulação de provas, os ativistas conseguiram transformar o esmagador fardo “nós somos todos responsáveis e não sabemos como reagir” em uma outra forma política: os emissores de CO2 não são quaisquer pessoas, mas um punhado de atores industriais privados e públicos cujos nomes, ações e capitais são conhecidos[10]. Se o poder se exerce, um contrapoder novo e original se constituiu. Uma resposta precisa, e evidentemente passível de revisão e modulável, foi encontrada para a questão inicial: “Onde está o poder?”

Notas:

[1]      JOERGES, Bernward. “Do Politics Have Artifacts”. Social Studies of Science, n.29, v.3, 1999, pp. 411-31. GARUTTI, Francesco. Can design be devious ? 2015. Filme.

[2]     LATOUR, Bruno. Cogitamus. Six lettres sur les humanités scientifiques. Paris: La Découverte, 2010.

[3]     LATOUR, Bruno. Pasteur: guerre et paix des microbes. Paris: La Découverte, 2001.

[4]     Nota do tradutor:  é preciso lembrar que o texto original foi publicado em 2016.

[5]     PADIS, Marc Olivier. “La passion du complot”. Esprit, n. 419, 2015.

[6]     BOLTANSKI, Luc. Enigmes et complots. Une enquête à propos d’enquêtes. Paris: Gallimard, 2012.

[7]     LATOUR, Bruno. Face à Gaïa. Huit conférences sur le Nouveau Régime Climatique. Paris: La découverte, 2015.

[8]     BONNEUIL, Christophe; FRESSOZ Jean-Baptiste. L’évènement anthropocène. La Terre, l’histoire et nous. Paris: Le Seuil, 2013.

[9]     DEWEY, John. Le public et ses problèmes (Traduit de l’anglais et préfacé par Joelle Zask). Pau: Gallimard- Folio, 2010.

[10]   HEEDE, Richard. “Tracing anthropogenic carbon dioxide and methane emissions to fossil fuel and cement producers, 1854–2010.” Climate Accountability Institute (2013); CHANCEL, Lucas; PIKETTY, Thomas. Carbon and inequality: from Kyoto to Paris, 2015.

Para citar este texto:

LATOUR, Bruno. Onde está o poder? E quando o tivermos encontrado, o que fazer com ele? (Tradução por Igor Rolemberg) Blog do Labemus, 2020. [publicado em 27 de agosto de 2020]. Disponível em: https://blogdolabemus.com/2020/08/27/onde-esta-o-poder-e-quando-o-tivermos-encontrado-o-que-fazer-com-ele/(abrir em uma nova aba)

Referências bibliográficas:

BOLTANSKI, Luc. Enigmes et complots. Une enquête à propos d’enquêtes. Paris: Gallimard, 2012.

BONNEUIL, Christophe; FRESSOZ Jean-Baptiste. L’évènement anthropocène. La Terre, l’histoire et nous. Paris: Le Seuil, 2013.

CHANCEL, Lucas; PIKETTI Thomas. Carbon and inequality: from Kyoto to Paris, 2015.

DEWEY, John. Le public et ses problèmes (Traduit de l’anglais et préfacé par Joelle Zask). Pau: Gallimard- Folio, 2010.

GARUTTI, Francesco. Can design be devious ? 2015. Filme.

HEEDE, Richard. “Tracing anthropogenic carbon dioxide and methane emissions to fossil fuel and cement producers, 1854–2010”. Climate Accountability Institute. 2013

JOERGES, Bernward. “Do Politics Have Artifacts”. Social Studies of Science, n.29, v.3, 1999, pp. 411-31.

LATOUR, Bruno. Pasteur: guerre et paix des microbes. Paris: La Découverte, 2001.

LATOUR, Bruno. Cogitamus. Six lettres sur les humanités scientifiques. Paris: La Découverte, 2010.

LATOUR, Bruno. Face à Gaïa. Huit conférences sur le Nouveau Régime Climatique. Paris: La découverte, 2015.

PADIS, Marc Olivier. “La passion du complot. Esprit, n. 419, 2015.

Viruses have big impacts on ecology and evolution as well as human health (The Economist)

economist.com

Aug 20th 2020 – 32-41 minutos


I
The outsiders inside

HUMANS ARE lucky to live a hundred years. Oak trees may live a thousand; mayflies, in their adult form, a single day. But they are all alive in the same way. They are made up of cells which embody flows of energy and stores of information. Their metabolisms make use of that energy, be it from sunlight or food, to build new molecules and break down old ones, using mechanisms described in the genes they inherited and may, or may not, pass on.

It is this endlessly repeated, never quite perfect reproduction which explains why oak trees, humans, and every other plant, fungus or single-celled organism you have ever seen or felt the presence of are all alive in the same way. It is the most fundamental of all family resemblances. Go far enough up any creature’s family tree and you will find an ancestor that sits in your family tree, too. Travel further and you will find what scientists call the last universal common ancestor, LUCA. It was not the first living thing. But it was the one which set the template for the life that exists today.

And then there are viruses. In viruses the link between metabolism and genes that binds together all life to which you are related, from bacteria to blue whales, is broken. Viral genes have no cells, no bodies, no metabolism of their own. The tiny particles, “virions”, in which those genes come packaged—the dot-studded disks of coronaviruses, the sinister, sinuous windings of Ebola, the bacteriophages with their science-fiction landing-legs that prey on microbes—are entirely inanimate. An individual animal, or plant, embodies and maintains the restless metabolism that made it. A virion is just an arrangement of matter.

The virus is not the virion. The virus is a process, not a thing. It is truly alive only in the cells of others, a virtual organism running on borrowed hardware to produce more copies of its genome. Some bide their time, letting the cell they share the life of live on. Others immediately set about producing enough virions to split their hosts from stem to stern.

The virus has no plan or desire. The simplest purposes of the simplest life—to maintain the difference between what is inside the cell and what is outside, to move towards one chemical or away from another—are entirely beyond it. It copies itself in whatever way it does simply because it has copied itself that way before, in other cells, in other hosts.

That is why, asked whether viruses are alive, Eckard Wimmer, a chemist and biologist who works at the State University of New York, Stony Brook, offers a yes-and-no. Viruses, he says, “alternate between nonliving and living phases”. He should know. In 2002 he became the first person in the world to take an array of nonliving chemicals and build a virion from scratch—a virion which was then able to get itself reproduced by infecting cells.

The fact that viruses have only a tenuous claim to being alive, though, hardly reduces their impact on things which are indubitably so. No other biological entities are as ubiquitous, and few as consequential. The number of copies of their genes to be found on Earth is beyond astronomical. There are hundreds of billions of stars in the Milky Way galaxy and a couple of trillion galaxies in the observable universe. The virions in the surface waters of any smallish sea handily outnumber all the stars in all the skies that science could ever speak of.

Back on Earth, viruses kill more living things than any other type of predator. They shape the balance of species in ecosystems ranging from those of the open ocean to that of the human bowel. They spur evolution, driving natural selection and allowing the swapping of genes.

They may have been responsible for some of the most important events in the history of life, from the appearance of complex multicellular organisms to the emergence of DNA as a preferred genetic material. The legacy they have left in the human genome helps produce placentas and may shape the development of the brain. For scientists seeking to understand life’s origin, they offer a route into the past separate from the one mapped by humans, oak trees and their kin. For scientists wanting to reprogram cells and mend metabolisms they offer inspiration—and powerful tools.

II
A lifestyle for genes

THE IDEA of a last universal common ancestor provides a plausible and helpful, if incomplete, answer to where humans, oak trees and their ilk come from. There is no such answer for viruses. Being a virus is not something which provides you with a place in a vast, coherent family tree. It is more like a lifestyle—a way of being which different genes have discovered independently at different times. Some viral lineages seem to have begun quite recently. Others have roots that comfortably predate LUCA itself.

Disparate origins are matched by disparate architectures for information storage and retrieval. In eukaryotes—creatures, like humans, mushrooms and kelp, with complex cells—as in their simpler relatives, the bacteria and archaea, the genes that describe proteins are written in double-stranded DNA. When a particular protein is to be made, the DNA sequence of the relevant gene acts as a template for the creation of a complementary molecule made from another nucleic acid, RNA. This messenger RNA (mRNA) is what the cellular machinery tasked with translating genetic information into proteins uses in order to do so.

Because they, too, need to have proteins made to their specifications, viruses also need to produce mRNAs. But they are not restricted to using double-stranded DNA as a template. Viruses store their genes in a number of different ways, all of which require a different mechanism to produce mRNAs. In the early 1970s David Baltimore, one of the great figures of molecular biology, used these different approaches to divide the realm of viruses into seven separate classes (see diagram).

In four of these seven classes the viruses store their genes not in DNA but in RNA. Those of Baltimore group three use double strands of RNA. In Baltimore groups four and five the RNA is single-stranded; in group four the genome can be used directly as an mRNA; in group five it is the template from which mRNA must be made. In group six—the retroviruses, which include HIV—the viral RNA is copied into DNA, which then provides a template for mRNAs.

Because uninfected cells only ever make RNA on the basis of a DNA template, RNA-based viruses need distinctive molecular mechanisms those cells lack. Those mechanisms provide medicine with targets for antiviral attacks. Many drugs against HIV take aim at the system that makes DNA copies of RNA templates. Remdesivir (Veklury), a drug which stymies the mechanism that the simpler RNA viruses use to recreate their RNA genomes, was originally developed to treat hepatitis C (group four) and subsequently tried against the Ebola virus (group five). It is now being used against SARSCoV-2 (group four), the covid-19 virus.

Studies of the gene for that RNA-copying mechanism, RdRp, reveal just how confusing virus genealogy can be. Some viruses in groups three, four and five seem, on the basis of their RdRp-gene sequence, more closely related to members of one of the other groups than they are to all the other members of their own group. This may mean that quite closely related viruses can differ in the way they store their genomes; it may mean that the viruses concerned have swapped their RdRp genes. When two viruses infect the same cell at the same time such swaps are more or less compulsory. They are, among other things, one of the mechanisms by which viruses native to one species become able to infect another.

How do genes take on the viral lifestyle in the first place? There are two plausible mechanisms. Previously free-living creatures could give up metabolising and become parasitic, using other creatures’ cells as their reproductive stage. Alternatively genes allowed a certain amount of independence within one creature could have evolved the means to get into other creatures.

Living creatures contain various apparently independent bits of nucleic acid with an interest in reproducing themselves. The smallest, found exclusively in plants, are tiny rings of RNA called viroids, just a few hundred genetic letters long. Viroids replicate by hijacking a host enzyme that normally makes mRNAs. Once attached to a viroid ring, the enzyme whizzes round and round it, unable to stop, turning out a new copy of the viroid with each lap.

Viroids describe no proteins and do no good. Plasmids—somewhat larger loops of nucleic acid found in bacteria—do contain genes, and the proteins they describe can be useful to their hosts. Plasmids are sometimes, therefore, regarded as detached parts of a bacteria’s genome. But that detachment provides a degree of autonomy. Plasmids can migrate between bacterial cells, not always of the same species. When they do so they can take genetic traits such as antibiotic resistance from their old host to their new one.

Recently, some plasmids have been implicated in what looks like a progression to true virus-hood. A genetic analysis by Mart Krupovic of the Pasteur Institute suggests that the Circular Rep-Encoding Single-Strand-DNA (CRESSDNA) viruses, which infect bacteria, evolved from plasmids. He thinks that a DNA copy of the genes that another virus uses to create its virions, copied into a plasmid by chance, provided it with a way out of the cell. The analysis strongly suggests that CRESSDNA viruses, previously seen as a pretty closely related group, have arisen from plasmids this way on three different occasions.

Such jailbreaks have probably been going on since very early on in the history of life. As soon as they began to metabolise, the first proto-organisms would have constituted a niche in which other parasitic creatures could have lived. And biology abhors a vacuum. No niche goes unfilled if it is fillable.

It is widely believed that much of the evolutionary period between the origin of life and the advent of LUCA was spent in an “RNA world”—one in which that versatile substance both stored information, as DNA now does, and catalysed chemical reactions, as proteins now do. Set alongside the fact that some viruses use RNA as a storage medium today, this strongly suggests that the first to adopt the viral lifestyle did so too. Patrick Forterre, an evolutionary biologist at the Pasteur Institute with a particular interest in viruses (and the man who first popularised the term LUCA) thinks that the “RNA world” was not just rife with viruses. He also thinks they may have brought about its end.

The difference between DNA and RNA is not large: just a small change to one of the “letters” used to store genetic information and a minor modification to the backbone to which these letters are stuck. And DNA is a more stable molecule in which to store lots of information. But that is in part because DNA is inert. An RNA-world organism which rewrote its genes into DNA would cripple its metabolism, because to do so would be to lose the catalytic properties its RNA provided.

An RNA-world virus, having no metabolism of its own to undermine, would have had no such constraints if shifting to DNA offered an advantage. Dr Forterre suggests that this advantage may have lain in DNA’s imperviousness to attack. Host organisms today have all sorts of mechanisms for cutting up viral nucleic acids they don’t like the look of—mechanisms which biotechnologists have been borrowing since the 1970s, most recently in the form of tools based on a bacterial defence called CRISPR. There is no reason to imagine that the RNA-world predecessors of today’s cells did not have similar shears at their disposal. And a virus that made the leap to DNA would have been impervious to their blades.

Genes and the mechanisms they describe pass between viruses and hosts, as between viruses and viruses, all the time. Once some viruses had evolved ways of writing and copying DNA, their hosts would have been able to purloin them in order to make back-up copies of their RNA molecules. And so what began as a way of protecting viral genomes would have become the way life stores all its genes—except for those of some recalcitrant, contrary viruses.

III
The scythes of the seas

IT IS A general principle in biology that, although in terms of individual numbers herbivores outnumber carnivores, in terms of the number of species carnivores outnumber herbivores. Viruses, however, outnumber everything else in every way possible.

This makes sense. Though viruses can induce host behaviours that help them spread—such as coughing—an inert virion boasts no behaviour of its own that helps it stalk its prey. It infects only that which it comes into contact with. This is a clear invitation to flood the zone. In 1999 Roger Hendrix, a virologist, suggested that a good rule of thumb might be ten virions for every living individual creature (the overwhelming majority of which are single-celled bacteria and archaea). Estimates of the number of such creatures on the planet come out in the region of 1029-1030. If the whole Earth were broken up into pebbles, and each of those pebbles smashed into tens of thousands of specks of grit, you would still have fewer pieces of grit than the world has virions. Measurements, as opposed to estimates, produce numbers almost as arresting. A litre of seawater may contain more than 100bn virions; a kilogram of dried soil perhaps a trillion.

Metagenomics, a part of biology that looks at all the nucleic acid in a given sample to get a sense of the range of life forms within it, reveals that these tiny throngs are highly diverse. A metagenomic analysis of two surveys of ocean life, the Tara Oceans and Malaspina missions, by Ahmed Zayed of Ohio State University, found evidence of 200,000 different species of virus. These diverse species play an enormous role in the ecology of the oceans.

A litre of seawater may contain 100bn virions; a kilogram of dried soil perhaps a trillion

On land, most of the photosynthesis which provides the biomass and energy needed for life takes place in plants. In the oceans, it is overwhelmingly the business of various sorts of bacteria and algae collectively known as phytoplankton. These creatures reproduce at a terrific rate, and viruses kill them at a terrific rate, too. According to work by Curtis Suttle of the University of British Columbia, bacterial phytoplankton typically last less than a week before being killed by viruses.

This increases the overall productivity of the oceans by helping bacteria recycle organic matter (it is easier for one cell to use the contents of another if a virus helpfully lets them free). It also goes some way towards explaining what the great mid-20th-century ecologist G. Evelyn Hutchinson called “the paradox of the plankton”. Given the limited nature of the resources that single-celled plankton need, you would expect a few species particularly well adapted to their use to dominate the ecosystem. Instead, the plankton display great variety. This may well be because whenever a particular form of plankton becomes dominant, its viruses expand with it, gnawing away at its comparative success.

It is also possible that this endless dance of death between viruses and microbes sets the stage for one of evolution’s great leaps forward. Many forms of single-celled plankton have molecular mechanisms that allow them to kill themselves. They are presumably used when one cell’s sacrifice allows its sister cells—which are genetically identical—to survive. One circumstance in which such sacrifice seems to make sense is when a cell is attacked by a virus. If the infected cell can kill itself quickly (a process called apoptosis) it can limit the number of virions the virus is able to make. This lessens the chances that other related cells nearby will die. Some bacteria have been shown to use this strategy; many other microbes are suspected of it.

There is another situation where self-sacrifice is becoming conduct for a cell: when it is part of a multicellular organism. As such organisms grow, cells that were once useful to them become redundant; they have to be got rid of. Eugene Koonin of America’s National Institutes of Health and his colleagues have explored the idea that virus-thwarting self-sacrifice and complexity-permitting self-sacrifice may be related, with the latter descended from the former. Dr Koonin’s model also suggests that the closer the cells are clustered together, the more likely this act of self-sacrifice is to have beneficial consequences.

For such profound propinquity, move from the free-flowing oceans to the more structured world of soil, where potential self-sacrificers can nestle next to each other. Its structure makes soil harder to sift for genes than water is. But last year Mary Firestone of the University of California, Berkeley, and her colleagues used metagenomics to count 3,884 new viral species in a patch of Californian grassland. That is undoubtedly an underestimate of the total diversity; their technique could see only viruses with RNA genomes, thus missing, among other things, most bacteriophages.

Metagenomics can also be applied to biological samples, such as bat guano in which it picks up viruses from both the bats and their food. But for the most part the finding of animal viruses requires more specific sampling. Over the course of the 2010s PREDICT, an American-government project aimed at finding animal viruses, gathered over 160,000 animal and human tissue samples from 35 countries and discovered 949 novel viruses.

The people who put together PREDICT now have grander plans. They want a Global Virome Project to track down all the viruses native to the world’s 7,400 species of mammals and waterfowl—the reservoirs most likely to harbour viruses capable of making the leap into human beings. In accordance with the more-predator-species-than-prey rule they expect such an effort would find about 1.5m viruses, of which around 700,000 might be able to infect humans. A planning meeting in 2018 suggested that such an undertaking might take ten years and cost $4bn. It looked like a lot of money then. Today those arguing for a system that can provide advance warning of the next pandemic make it sound pretty cheap.

IV
Leaving their mark

THE TOLL which viruses have exacted throughout history suggests that they have left their mark on the human genome: things that kill people off in large numbers are powerful agents of natural selection. In 2016 David Enard, then at Stanford University and now at the University of Arizona, made a stab at showing just how much of the genome had been thus affected.

He and his colleagues started by identifying almost 10,000 proteins that seemed to be produced in all the mammals that had had their genomes sequenced up to that point. They then made a painstaking search of the scientific literature looking for proteins that had been shown to interact with viruses in some way or other. About 1,300 of the 10,000 turned up. About one in five of these proteins was connected to the immune system, and thus could be seen as having a professional interest in viral interaction. The others appeared to be proteins which the virus made use of in its attack on the host. The two cell-surface proteins that SARSCoV-2 uses to make contact with its target cells and inveigle its way into them would fit into this category.

The researchers then compared the human versions of the genes for their 10,000 proteins with those in other mammals, and applied a statistical technique that distinguishes changes that have no real impact from the sort of changes which natural selection finds helpful and thus tries to keep. Genes for virus-associated proteins turned out to be evolutionary hotspots: 30% of all the adaptive change was seen in the genes for the 13% of the proteins which interacted with viruses. As quickly as viruses learn to recognise and subvert such proteins, hosts must learn to modify them.

A couple of years later, working with Dmitri Petrov at Stanford, Dr Enard showed that modern humans have borrowed some of these evolutionary responses to viruses from their nearest relatives. Around 2-3% of the DNA in an average European genome has Neanderthal origins, a result of interbreeding 50,000 to 30,000 years ago. For these genes to have persisted they must be doing something useful—otherwise natural selection would have removed them. Dr Enard and Dr Petrov found that a disproportionate number described virus-interacting proteins; of the bequests humans received from their now vanished relatives, ways to stay ahead of viruses seem to have been among the most important.

Viruses do not just shape the human genome through natural selection, though. They also insert themselves into it. At least a twelfth of the DNA in the human genome is derived from viruses; by some measures the total could be as high as a quarter.

Retroviruses like HIV are called retro because they do things backwards. Where cellular organisms make their RNA from DNA templates, retroviruses do the reverse, making DNA copies of their RNA genomes. The host cell obligingly makes these copies into double-stranded DNA which can be stitched into its own genome. If this happens in a cell destined to give rise to eggs or sperm, the viral genes are passed from parent to offspring, and on down the generations. Such integrated viral sequences, known as endogenous retroviruses (ERVs), account for 8% of the human genome.

This is another example of the way the same viral trick can be discovered a number of times. Many bacteriophages are also able to stitch copies of their genome into their host’s DNA, staying dormant, or “temperate”, for generations. If the cell is doing well and reproducing regularly, this quiescence is a good way for the viral genes to make more copies of themselves. When a virus senses that its easy ride may be coming to an end, though—for example, if the cell it is in shows signs of stress—it will abandon ship. What was latent becomes “lytic” as the viral genes produce a sufficient number of virions to tear the host apart.

Though some of their genes are associated with cancers, in humans ERVs do not burst back into action in later generations. Instead they have proved useful resources of genetic novelty. In the most celebrated example, at least ten different mammalian lineages make use of a retroviral gene for one of their most distinctively mammalian activities: building a placenta.

The placenta is a unique organ because it requires cells from the mother and the fetus to work together in order to pass oxygen and sustenance in one direction and carbon dioxide and waste in the other. One way this intimacy is achieved safely is through the creation of a tissue in which the membranes between cells are broken down to form a continuous sheet of cellular material.

The protein that allows new cells to merge themselves with this layer, syncytin-1, was originally used by retroviruses to join the external membranes of their virions to the external membranes of cells, thus gaining entry for the viral proteins and nucleic acids. Not only have different sorts of mammals co-opted this membrane-merging trick—other creatures have made use of it, too. The mabuya, a long-tailed skink which unusually for a lizard nurtures its young within its body, employs a retroviral syncytin protein to produce a mammalian-looking placenta. The most recent shared ancestor of mabuyas and mammals died out 80m years before the first dinosaur saw the light of day, but both have found the same way to make use of the viral gene.

You put your line-1 in, you take your line-1 out

This is not the only way that animals make use of their ERVs. Evidence has begun to accumulate that genetic sequences derived from ERVs are quite frequently used to regulate the activity of genes of more conventional origin. In particular, RNA molecules transcribed from an ERV called HERV-K play a crucial role in providing the stem cells found in embryos with their “pluripotency”—the ability to create specialised daughter cells of various different types. Unfortunately, when expressed in adults HERV-K can also be responsible for cancers of the testes.

As well as containing lots of semi-decrepit retroviruses that can be stripped for parts, the human genome also holds a great many copies of a “retrotransposon” called LINE-1. This a piece of DNA with a surprisingly virus-like way of life; it is thought by some biologists to have, like ERVs, a viral origin. In its full form, LINE-1 is a 6,000-letter sequence of DNA which describes a “reverse transcriptase” of the sort that retroviruses use to make DNA from their RNA genomes. When LINE-1 is transcribed into an mRNA and that mRNA subsequently translated to make proteins, the reverse transcriptase thus created immediately sets to work on the mRNA used to create it, using it as the template for a new piece of DNA which is then inserted back into the genome. That new piece of DNA is in principle identical to the piece that acted as the mRNA’s original template. The LINE-1 element has made a copy of itself.

In the 100m years or so that this has been going on in humans and the species from which they are descended the LINE-1 element has managed to pepper the genome with a staggering 500,000 copies of itself. All told, 17% of the human genome is taken up by these copies—twice as much as by the ERVs.

Most of the copies are severely truncated and incapable of copying themselves further. But some still have the knack, and this capability may be being put to good use. Fred Gage and his colleagues at the Salk Institute for Biological Studies, in San Diego, argue that LINE-1 elements have an important role in the development of the brain. In 2005 Dr Gage discovered that in mouse embryos—specifically, in the brains of those embryos—about 3,000 LINE-1 elements are still able to operate as retrotransposons, putting new copies of themselves into the genome of a cell and thus of all its descendants.

Brains develop through proliferation followed by pruning. First, nerve cells multiply pell-mell; then the cell-suicide process that makes complex life possible prunes them back in a way that looks a lot like natural selection. Dr Gage suspects that the movement of LINE-1 transposons provides the variety in the cell population needed for this selection process. Choosing between cells with LINE-1 in different places, he thinks, could be a key part of the process from which the eventual neural architecture emerges. What is true in mice is, as he showed in 2009, true in humans, too. He is currently developing a technique for looking at the process in detail by comparing, post mortem, the genomes of different brain cells from single individuals to see if their LINE-1 patterns vary in the ways that his theory would predict.

V
Promised lands

HUMAN EVOLUTION may have used viral genes to make big-brained live-born life possible; but viral evolution has used them to kill off those big brains on a scale that is easily forgotten. Compare the toll to that of war. In the 20th century, the bloodiest in human history, somewhere between 100m and 200m people died as a result of warfare. The number killed by measles was somewhere in the same range; the number who died of influenza probably towards the top of it; and the number killed by smallpox—300m-500m—well beyond it. That is why the eradication of smallpox from the wild, achieved in 1979 by a globally co-ordinated set of vaccination campaigns, stands as one of the all-time-great humanitarian triumphs.

Other eradications should eventually follow. Even in their absence, vaccination has led to a steep decline in viral deaths. But viruses against which there is no vaccine, either because they are very new, like SARSCoV-2, or peculiarly sneaky, like HIV, can still kill millions.

Reducing those tolls is a vital aim both for research and for public-health policy. Understandably, a far lower priority is put on the benefits that viruses can bring. This is mostly because they are as yet much less dramatic. They are also much less well understood.

The viruses most prevalent in the human body are not those which infect human cells. They are those which infect the bacteria that live on the body’s surfaces, internal and external. The average human “microbiome” harbours perhaps 100trn of these bacteria. And where there are bacteria, there are bacteriophages shaping their population.

The microbiome is vital for good health; when it goes wrong it can mess up a lot else. Gut bacteria seem to have a role in maintaining, and possibly also causing, obesity in the well-fed and, conversely, in tipping the poorly fed into a form of malnutrition called kwashiorkor. Ill-regulated gut bacteria have also been linked, if not always conclusively, with diabetes, heart disease, cancers, depression and autism. In light of all this, the question “who guards the bacterial guardians?” is starting to be asked.

The viruses that prey on the bacteria are an obvious answer. Because the health of their host’s host—the possessor of the gut they find themselves in—matters to these phages, they have an interest in keeping the microbiome balanced. Unbalanced microbiomes allow pathogens to get a foothold. This may explain a curious detail of a therapy now being used as a treatment of last resort against Clostridium difficile, a bacterium that causes life-threatening dysentery. The therapy in question uses a transfusion of faecal matter, with its attendant microbes, from a healthy individual to reboot the patient’s microbiome. Such transplants, it appears, are more likely to succeed if their phage population is particularly diverse.

Medicine is a very long way from being able to use phages to fine-tune the microbiome. But if a way of doing so is found, it will not in itself be a revolution. Attempts to use phages to promote human health go back to their discovery in 1917, by Félix d’Hérelle, a French microbiologist, though those early attempts at therapy were not looking to restore balance and harmony. On the basis that the enemy of my enemy is my friend, doctors simply treated bacterial infections with phages thought likely to kill the bacteria.

The arrival of antibiotics saw phage therapy abandoned in most places, though it persisted in the Soviet Union and its satellites. Various biotechnology companies think they may now be able to revive the tradition—and make it more effective. One option is to remove the bits of the viral genome that let phages settle down to a temperate life in a bacterial genome, leaving them no option but to keep on killing. Another is to write their genes in ways that avoid the defences with which bacteria slice up foreign DNA.

The hope is that phage therapy will become a backup in difficult cases, such as infection with antibiotic-resistant bugs. There have been a couple of well-publicised one-off successes outside phage therapy’s post-Soviet homelands. In 2016 Tom Patterson, a researcher at the University of California, San Diego, was successfully treated for an antibiotic-resistant bacterial infection with specially selected (but un-engineered) phages. In 2018 Graham Hatfull of the University of Pittsburgh used a mixture of phages, some engineered so as to be incapable of temperance, to treat a 16-year-old British girl who had a bad bacterial infection after a lung transplant. Clinical trials are now getting under way for phage treatments aimed at urinary-tract infections caused by Escherichia coli, Staphylococcus aureus infections that can lead to sepsis and Pseudomonas aeruginosa infections that cause complications in people who have cystic fibrosis.

Viruses which attack bacteria are not the only ones genetic engineers have their eyes on. Engineered viruses are of increasing interest to vaccine-makers, to cancer researchers and to those who want to treat diseases by either adding new genes to the genome or disabling faulty ones. If you want to get a gene into a specific type of cell, a virion that recognises something about such cells may often prove a good tool.

The vaccine used to contain the Ebola outbreak in the Democratic Republic of Congo over the past two years was made by engineering Indiana vesiculovirus, which infects humans but cannot reproduce in them, so that it expresses a protein found on the surface of the Ebola virus; thus primed, the immune system responds to Ebola much more effectively. The World Health Organisation’s current list of 29 covid-19 vaccines in clinical trials features six versions of other viruses engineered to look a bit like SARS-CoV-2. One is based on a strain of measles that has long been used as a vaccine against that disease.

Viruses engineered to engender immunity against pathogens, to kill cancer cells or to encourage the immune system to attack them, or to deliver needed genes to faulty cells all seem likely to find their way into health care. Other engineered viruses are more worrying. One way to understand how viruses spread and kill is to try and make particularly virulent ones. In 2005, for example, Terrence Tumpey of America’s Centres for Disease Control and Prevention and his colleagues tried to understand the deadliness of the influenza virus responsible for the pandemic of 1918-20 by taking a more benign strain, adding what seemed to be distinctive about the deadlier one and trying out the result on mice. It was every bit as deadly as the original, wholly natural version had been.

The use of engineered pathogens as weapons of war is of dubious utility, completely illegal and repugnant to almost all

Because such “gain of function” research could, if ill-conceived or poorly implemented, do terrible damage, it requires careful monitoring. And although the use of engineered pathogens as weapons of war is of dubious utility—such weapons are hard to aim and hard to stand down, and it is not easy to know how much damage they have done—as well as being completely illegal and repugnant to almost all, such possibilities will and should remain a matter of global concern.

Information which, for billions of years, has only ever come into its own within infected cells can now be inspected on computer screens and rewritten at will. The power that brings is sobering. It marks a change in the history of both viruses and people—a change which is perhaps as important as any of those made by modern biology. It is constraining a small part of the viral world in a way which, so far, has been to people’s benefit. It is revealing that world’s further reaches in a way which cannot but engender awe. ■

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This article appeared in the Essay section of the print edition under the headline “The outsiders inside”